Corporate Securities Attorney
19 hours ago
Job Summary:
The Sr. Counsel Corporate and Securities role focuses on overseeing compliance with federal and state securities laws, managing corporate governance, and providing legal support for transactions including mergers and acquisitions.
This is a hybrid position requiring at least 5 years of experience in corporate securities law and exemplary negotiation and problem-solving skills. Responsibilities include advising management on best practices and ensuring accurate public company reporting and disclosure.
Securities Law Compliance and Reporting
- Oversee and manage all public company reporting and disclosure obligations, including the preparation and filing of Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 reports.
- Ensure compliance with federal and state securities laws, including Sarbanes-Oxley and Dodd-Frank regulations.
- Provide counsel on insider trading compliance, disclosure policies, and other SEC-related regulatory matters.
Work with finance, investor relations, and external advisors to ensure accurate and timely disclosure of financial and non-financial information.
Corporate Governance
- Advise management on corporate governance best practices, fiduciary duties, and shareholder relations.
- Manage corporate governance documentation, including drafting board resolutions, charters, bylaws, and preparing materials for board and committee meetings.
- Monitor and advise on evolving regulatory requirements affecting corporate governance and develop strategies to ensure compliance.
Transactional and Strategic Support
- Lead legal aspects of capital markets transactions, including public and private equity and debt offerings, stock repurchase programs, and other financing activities.
- Provide legal support for mergers, acquisitions, joint ventures, and other strategic transactions, including conducting due diligence, negotiating transaction agreements, and managing closings.
- Work closely with cross-functional teams on transaction strategy, timelines, and integration planning.
Estimated Salary: $150,000 per year, based on industry standards and relevant experience.
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