Branch Compliance Manager

We are seeking a highly skilled Branch Compliance Manager to join our team at Equitable Advisors LLC. In this role, you will be responsible for conducting research and data gathering information from financial advisors, conducting annual financial advisor compliance interviews/audits, and managing all required record retention.Key Responsibilities:Conduct...

Job Summary: Equitable Services is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will be responsible for conducting research and data gathering information from financial advisors. You will also conduct annual financial advisor compliance interviews/audits, including inspection of business practices and physical...

Job Title: Branch Controls ManagerWe are seeking a highly skilled Branch Controls Manager to join our team at Equitable Services. As a key member of our compliance team, you will be responsible for ensuring that our financial advisors are operating in accordance with regulatory requirements and company policies.Key Responsibilities:Conduct regular reviews...

Job Title: Branch Controls ManagerWe are seeking a highly skilled Branch Controls Manager to join our team at Equitable Services. As a key member of our compliance team, you will be responsible for ensuring that our financial advisors operate within regulatory guidelines and maintain the highest standards of integrity.Key Responsibilities:Conduct regular...

Job SummaryWe are seeking a highly skilled Branch Controls Manager to join our team at Equitable Services. This role will be responsible for performing routine transactions, such as reviewing and investigating actions that trigger flags in various review systems.Key ResponsibilitiesConduct research and gather data from financial advisors to ensure compliance...

About the Role:We are seeking a highly skilled Branch Controls Manager to join our team at Equitable Services. As a key member of our compliance team, you will be responsible for ensuring the integrity of our financial advisor activities and maintaining a culture of compliance within our branches.Key Responsibilities:Conduct research and data gathering to...

Job SummaryWe are seeking a highly skilled Branch Controls Manager to join our team at Equitable Services. As a key member of our compliance team, you will be responsible for ensuring the integrity of our financial operations and maintaining the highest standards of regulatory compliance.Key ResponsibilitiesConduct routine transactions, including review and...

Job SummarySeeking a highly skilled and experienced Branch Training Specialist to develop, implement, and manage the Branch Retail Training Program. The ideal candidate will have a strong background in training and development, with excellent communication and leadership skills.Key ResponsibilitiesDevelop and implement comprehensive training programs for...

Job OverviewAs a key member of our team, the Safety Manager will be responsible for developing and implementing effective safety protocols to ensure a safe working environment for our employees and clients.Key Responsibilities:Develop and implement Task-Specific Safe Work Plans (SWPs) and conduct regular toolbox talks to ensure compliance with safety...

Job OpportunityWe are seeking a highly skilled and experienced Safety Manager to join our team at Safety Consulting & Compliance Corp.Key Responsibilities:Develop and implement effective Task-Specific Safe Work Plans (SWPs) and conduct regular Toolbox Talks.Implement and maintain the Site-Specific Health and Safety Plan (SSHASP) to ensure compliance with...

Job SummaryWe are seeking a highly skilled Tax Planning and Compliance Manager to join our team at Grant Thornton. As a key member of our Income and Franchise Tax Services team, you will be responsible for delivering a full range of tax planning, consulting, and compliance services to our clients.Key ResponsibilitiesManage and direct multiple client services...

Job SummaryAmTrust Financial seeks a highly skilled Compliance Officers to lead the development and implementation of quality/compliance/legal assessments and/or manage compliance activities to ensure effective oversight of operational risk.Key ResponsibilitiesLead the development and implementation of quality/compliance/legal assessments and/or manage...

Job Title: Assistant Director, Contract ComplianceCommunity Development Long Island (CDLI) is seeking a highly skilled and experienced professional to join our team as Assistant Director, Contract Compliance. This role will be responsible for ensuring the efficient and cost-effective administration and financial management of grants and contracts throughout...

Job Title: Grant Compliance SpecialistCommunity Development Long Island (CDLI) is seeking a highly skilled Grant Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the efficient and cost-effective administration and financial management of grants and contracts throughout the organization in compliance with...

Job Title: Universal Banker II FloaterJob Summary:The Universal Banker II Floater is a key role within The First National Bank of Long Island, responsible for providing exceptional customer service and sales expertise across various branches. This position requires the ability to float between locations, adapting to changing branch needs and...

Job Title: Universal Banker II FloaterJob Summary:The Universal Banker II Floater is a dynamic role that requires a banking professional to perform both teller and platform duties at various branches. This position involves floating between locations as needed, with responsibilities varying day-to-day based on the work required in each branch. Key...

Job Title: Universal Banker II FloaterJob Summary:The Universal Banker II Floater is a dynamic role that requires a strong ability to engage with customers, discover their needs, and recommend financial solutions. This position involves floating between branches, performing a variety of tasks, and meeting sales expectations.Responsibilities:Sales:Needs to be...

Job Summary:The Universal Banker II Floater is a dynamic position that requires the ability to perform both Teller and Platform duties at various branches. This role involves floating between locations as needed, with responsibilities varying day-to-day based on the work required in each branch. The successful candidate will be responsible for responding to...

Job SummaryCommunity Development Long Island (CDLI) is seeking a highly skilled and detail-oriented Assistant Director, Contract Compliance to join our team. As the primary point of contact for grant compliance inquiries, contract execution, management, and closeout, this role will play a critical part in ensuring the efficient and cost-effective...

Job Title: AC - Universal Banker II FloaterJob Summary:The Universal Banker II Floater is a key role within our organization, responsible for performing both Teller and Platform duties at various branches. This position requires the ability to float between locations as needed, with responsibilities varying day-to-day based on the work required in each...