Current jobs related to Junior Analyst, NCP - Rockville, Maryland - Financial Industry Regulatory Authority , Inc.


  • Rockville, Maryland, United States Financial Industry Regulatory Authority , Inc. Full time

    Job SummaryWe are seeking a highly skilled and experienced Principal Investigator to join our team at the Financial Industry Regulatory Authority, Inc. (FINRA). As a Principal Investigator, you will be responsible for conducting thorough investigations into potential cause matters involving FINRA member firms and registered representatives.Key...


  • Rockville, Maryland, United States InfoStructures, Inc. Full time

    Job Title: Junior Information Security AnalystWe are seeking a highly motivated and detail-oriented Junior Information Security Analyst to join our team at InfoStructures, Inc. in Rockville, MD.Job Summary:The Junior Information Security Analyst will be responsible for providing security analysis and support to our clients, as well as assisting with the...

  • SQL/UAT Analyst I

    4 weeks ago


    Rockville, Maryland, United States ConsultNet Full time

    Job Summary:We are seeking a highly motivated and detail-oriented Analyst I to join our Application Quality and Business Support team. In this junior-level role, you will play a crucial part in executing User Acceptance Testing (UAT) plans and ensuring the quality and functionality of our software products before they are deployed to end-users.Key...


  • Rockville, Maryland, United States Mele Accociates Full time

    Job DescriptionThe Senior Business Analyst will be responsible for helping to manage the impact of changes in software and business processes on our business systems, as well as creating and maintaining BI reports, alerts, and charts or visualizations for dashboards with IBM Cognos Analytics software.This individual will work with their supervisor, subject...


  • Rockville, Maryland, United States Financial Industry Regulatory Authority , Inc. Full time

    The Financial Industry Regulatory Authority, Inc. is seeking a highly skilled Lead Analyst to join its Information Management team. As a key member of the team, the successful candidate will be responsible for the execution of ongoing information management, records management, and entitlements management programs and operations.Key Responsibilities:Provide...


  • Rockville, Maryland, United States MELE Associates, Inc. Full time

    Job SummaryWe are seeking a highly skilled Business Intelligence Specialist to join our team at MELE Associates, Inc. The ideal candidate will have 7+ years of experience supporting major ERP systems and using Cognos Analytics software. The successful candidate will be responsible for creating and maintaining BI reports, alerts, and charts or visualizations...


  • Rockville, Maryland, United States Financial Industry Regulatory Authority , Inc. Full time

    Job SummaryThe Lead Analyst in Information Management is responsible for overseeing the execution of Market Regulation and Transparency Services' (MRTS) ongoing information management, records management, and entitlements management programs and operations. This role requires significant judgment and attention to established safeguards and processes,...


  • Rockville, Maryland, United States American Institutes for Research Full time

    Job Title: Survey Researcher, Education StatisticsWe are seeking a highly skilled Survey Researcher to join our Education Statistics team at the American Institutes for Research (AIR). As a Survey Researcher, you will play a critical role in providing statistical evidence to support AIR's mission to make the world a better, more equitable place.About the...


  • Rockville, Maryland, United States Gunnison Consulting Group Inc Full time

    Job Title: Mobility AnalystGunnison Consulting Group Inc is seeking a highly skilled Mobility Analyst to join our team. As a Mobility Analyst, you will be responsible for providing top-notch enterprise mobility services to our clients, driving success through expertise in research, design, development, integration, operations, and continual service...


  • Rockville, Maryland, United States latitude Full time

    Job Title: Senior Accountant - HealthcareJob Summary:The Senior Accountant will play a pivotal role in overseeing the financial operations within the healthcare sector. This position requires a deep understanding of healthcare accounting practices, strong analytical skills, and the ability to handle complex financial tasks. The ideal candidate will have...


  • Rockville, Maryland, United States Financial Industry Regulatory Authority , Inc. Full time

    Job SummaryThe Financial Industry Regulatory Authority, Inc. is seeking a skilled Regulatory Support Specialist to join our team. As a key member of our team, you will provide specialized technical support to industry members and regulatory users regarding the Consolidated Audit Trail (CAT) system.Key ResponsibilitiesInterface with industry members,...


  • Rockville, Maryland, United States Axle Full time

    Job SummaryWe are seeking a highly skilled Senior Vulnerability Management Analyst to join our team at Axle. The ideal candidate will have a strong background in vulnerability management and threat analysis, with experience in managing and administering threat and vulnerability management tools.Key ResponsibilitiesManage and run the threat and vulnerability...


  • Rockville, United States Financial Industry Regulatory Authority , Inc. Full time

    FINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other serious misconduct from various sources, including regulatory filings, investor complaints, tips, referrals, and other regulatory sources. The Principal Investigator, NCP, is responsible for (1) conducting extensive background searches...


  • Rockville, United States Addison Group Full time

    The ideal candidate is a team player who will be responsible for working with company data in various business areas. Specific responsibilities include reporting metrics, analyzing methodologies, suggesting operation improvements, and building proposal evaluations in a cross-functional environment.ResponsibilitiesTrack and report dataBuild cross-functional...

  • Jr. Analyst

    2 months ago


    Rockville, United States ConsultNet Full time

    SQL/UAT Analyst I (Junior) - Data and Application Support Services 100% Remote, can sit anywhere in US, preferred location is: DMV Area and/or Rockville, MD Long-Term Contract Must be able to work EST hours Job Description: Job Summary: We are seeking a highly motivated Analyst I to join our client's Application Quality and Business Support team....


  • Rockville Centre, New York, United States Champion Care Full time

    Senior Accountant Job DescriptionChampion Care is seeking a highly skilled Senior Accountant to join our corporate office in Rockville Centre, NY.The ideal candidate will have a strong background in accounting and financial processes, with excellent analytical and problem-solving skills. They will be responsible for preparing financial statements, budget...

  • Mobility Analyst

    3 weeks ago


    Rockville, United States Gunnison Consulting Group Inc Full time

    Since 2011, Gunnison's Mobility Team has been a trusted partner of the Nuclear Regulatory Commission (NRC), providing top-tier enterprise mobility services and driving the NRC's success through expertise in research, design, development, integration, operations, and continual service improvement. We take pride in managing and supporting thousands of devices,...

  • Mobility Analyst

    2 weeks ago


    Rockville, United States Gunnison Consulting Group Inc Full time

    Since 2011, Gunnison's Mobility Team has been a trusted partner of the Nuclear Regulatory Commission (NRC), providing top-tier enterprise mobility services and driving the NRC's success through expertise in research, design, development, integration, operations, and continual service improvement. We take pride in managing and supporting thousands of devices,...

  • Researcher

    5 months ago


    Rockville, United States The American Institutes for Research Full time

    Overview Join AIR as a Researcher with our team. The mission of our team of experts is to provide statistical evidence that is meaningful, timely, accurate, and trustworthy in support of AIR’s mission. Our Education Statistics portfolio focuses on the development, collection, analysis, and communication of international, national, and state...


  • Rockville, United States Choice Hotels Full time

    Director, Asset Management Who are we looking for? Choice Hotels, one of the world's largest hotel companies, has an exciting new opportunity as our Director, Asset Management. The Real Estate Investment & Asset Management group manages the deployment of Choice capital to expedite the growth of select Choice Hotels brands. The primary focus is on the...

Junior Analyst, NCP

2 months ago


Rockville, Maryland, United States Financial Industry Regulatory Authority , Inc. Full time
Position Overview

The Junior Analyst within the NCP division plays a crucial role in the evaluation of incoming data. This includes the assessment of standard submissions and regulatory insights.

Key Responsibilities
  • Efficiently manage and process high volumes of lower-complexity items.
  • Identify and flag items that necessitate further scrutiny and detailed investigation.
  • Collaborate with senior analysts to enhance the review process.
Qualifications

The ideal candidate will possess strong analytical skills and a keen attention to detail, ensuring that all relevant information is accurately assessed. A background in finance or regulatory environments is preferred.