SOX Compliance and Internal Audit Professional

6 days ago

Washington, Washington, D.C., United States Spire Full time
Job Summary

We are seeking a detail-oriented and experienced Internal Auditor and SOX Compliance Specialist to join our team at Spire. In this role, you will be responsible for executing internal audit activities, focusing particularly on Sarbanes-Oxley (SOX) compliance. You will work closely with various departments to assess controls, identify risks, and ensure adherence to regulatory requirements and internal policies.

Key Responsibilities
  • SOX Compliance: Perform and document internal control testing to ensure adherence to SOX requirements.
  • Compliance Monitoring: Monitor ongoing compliance with SOX regulations and internal policies.
  • Internal Audits: Conduct internal audits to assess the effectiveness of controls, accuracy of financial records, and compliance with regulations.
  • Risk Evaluation: Evaluate the effectiveness of internal controls and identify areas of improvement.
  • SOX Business Process Narratives: Maintain and update SOX business process narratives.
  • Audit Programs: Develop and maintain audit programs and testing procedures to address identified risks and areas of concern.
  • Internal Control Improvement: Evaluate and recommend improvements to internal controls and operational processes to mitigate risks and enhance efficiency.
  • Communication: Collaborate with management and stakeholders to communicate audit findings, recommendations, and best practices.
  • Follow-up: Monitor and follow-up on the implementation of audit recommendations and corrective actions.
  • Regulatory Updates: Stay updated on changes in regulatory requirements and industry standards related to SOX compliance and internal auditing.
  • Training and Guidance: Provide training and guidance to SOX control owners on SOX compliance and best practices.
Requirements
  • Education: Bachelor's degree in Accounting, Finance, or a related field. (CPA or CIA certification preferred.)
  • Experience: Proven experience 3 years in internal auditing, with a strong emphasis on SOX compliance within a public company environment.
  • SOX Knowledge: Strong understanding of SOX regulations and internal control frameworks (e.g., COSO).
  • Analytical Skills: Strong analytical, organizational and problem-solving skills.
  • Communication Skills: Excellent communication skills, both verbal and written, with the ability to interact effectively with stakeholders at all levels.
  • Detail-Oriented: Detail-oriented and organized, with the ability to manage multiple priorities and deadlines.
  • Technical Skills: Proficiency in audit software (AuditBoard), Microsoft Office Suite (Excel, Word, PowerPoint), and NetSuite ERP.

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