Compliance and Data Governance Officer, US

3 days ago


New York, New York, United States eFinancialCareers Full time

Job Summary

The US Compliance and Data Privacy Specialist will work closely with the Global Compliance Team to ensure firmwide compliance for all US entities. This role will be responsible for adapting and implementing data privacy policies in accordance with local rules and laws.

Main Responsibilities

Compliance:

• Implement and maintain various compliance processes, including Ethics, Anti-bribery, Sanctions, Conflicts of interest, and Criminal laws.

• Conduct thorough reviews and mitigate compliance and operational risks.

• Raise awareness among employees regarding the risks associated with non-compliance.

• Report and escalate any relevant changes in regulations.

Data Privacy:

• Develop and adapt policies on data privacy.

• Create appropriate privacy confidentiality consent forms, authorization forms, and information notices and materials reflecting current organization and legal practices and requirements.

• Implement detailed data privacy requirements surrounding IT Project Management when personal data is involved, Third-party management: risk assessment and contract management, and Sensitive Personal Data.



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