Regulatory Affairs Specialist

3 weeks ago


San Diego, California, United States Core Compliance & Legal Services, Inc. Full time
Compliance Manager Opportunity

We assist registered investment advisers, broker-dealers, and other financial professionals with regulatory compliance.

The Compliance Manager will oversee the quality assurance and consistency of deliverables, enhance workflows and team efficiency, implement and execute Core Compliance initiatives, and develop technologies and software for superior customer service.

The ideal candidate will have a Bachelor's Degree or higher, minimum of five (5) years of experience in a similar compliance role, and proven track record of managing teams and complex systems successfully.

A highly competitive salary of $80,000 per year DOE, excellent benefits package, quarterly/annual bonus opportunity, and position advancement opportunities available in San Diego, CA.



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