Senior Risk Auditor

4 weeks ago


New York, New York, United States Tandym Group Full time
Senior Auditor - Market / Liquidity Risk

A leading financial institution in New York City is seeking a seasoned professional to join their Market / Liquidity Risk team as a Senior Auditor.

Key Responsibilities:
  • Execute audit work as assigned, including planning, testing, issue identification, and report writing.
  • Effectively communicate with stakeholders and audit senior management to clearly articulate audit strategy, testing results, and corrective measures.
  • Assist with the delivery and execution of broader audit plan and assurance responsibilities.
  • Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile.
  • Assist with special projects related to business process improvements or departmental strategic initiatives.
  • Track and validate closure of issues raised by the department and regulators.
  • Develop, promote, and maintain a collaborative and strong working relationship with business heads, external auditors, and regulators.
Requirements:
  • Bachelor's degree in Accounting, Finance, or related field.
  • 5+ years of internal audit or risk management experience in the banking and finance industry.
  • Working knowledge of risk topics and banking / capital markets products.
  • Understanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker Dealers.
  • Understanding of audit techniques, internal controls, and workpaper standards.
  • Excellent communication, presentation, and professional skills.

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