Trade Surveillance Expert

3 weeks ago


Charlotte, North Carolina, United States Disability Solutions Full time

Job Description:

   This role is responsible for executing second-line compliance trade surveillance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and mitigating risks in a timely manner.



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