Regulatory Reporting Specialist
4 weeks ago
Job Title: Regulatory Reporting Specialist
Job Summary:
Madison-Davis, LLC is seeking a highly skilled Regulatory Reporting Specialist to join our team. The successful candidate will be responsible for preparing various regulatory reports, including the FRY 9C, FFIEC009/009a, Y9LP, FRY 11, FR2314, and TIC reports, as well as related supporting work papers and variance analysis.
Key Responsibilities:
- Prepare regulatory reports and supporting work papers in accordance with US department of Commerce regulations.
- Interact with group companies to reconcile differences and perform regulatory calculations.
- Continuously improve process control effectiveness of BHC regulatory reports.
- Maintain and update EUC procedure and inventory list, and desk procedures manual to reflect changes in regulatory requirements.
- Ensure accurate and timely completion of all regulatory reports.
- Participate in regulatory reporting examinations, internal and external audits.
- Collaborate with other departments to support BHC regulatory reports enhancement projects and participate in end-user testing.
- Stay up-to-date with regulatory changes impacting BHC regulatory reports.
- Perform impact analysis for new products on BHC regulatory reports.
Requirements:
- Strong knowledge of financial products, including derivatives, repo, securities, loans, and leases.
- Strong analytical and problem-solving skills, with a high level of deadline-driven sense of urgency, attention to detail, accuracy, and accountability.
- Bachelor's Degree in Accounting or Finance is required.
- CPA or CFA is a plus.
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