Regulatory Compliance Manager

3 days ago


Chicago, Illinois, United States RSM US LLP Full time

We are a leading provider of professional services to the middle market globally. Our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential.

Our exceptional people are the key to our unrivaled, inclusive culture and talent experience. You'll find an environment that inspires and empowers you to thrive both personally and professionally.

About the Role

We're seeking a strong regulatory compliance resource to join our fast-growing Risk Advisory Services practice at the Manager level. The Risk Advisory Services practice assists clients in managing operational, financial, compliance and technology risk.

This position will lead and deliver regulatory compliance internal audits, assessments, model validations and other services at client locations within financial institutions.

  • Develop strong relationships with existing clients and prospective clients within banking and financial services industries.
  • Manage and deliver assessments and other services covering regulatory compliance for banks, credit unions, broker dealers and other financial institutions.
  • Manage engagements (including planning, execution, report preparation and final wrap up), conducting exit meetings, and assisting in preparation of reporting and related risk assessment completion.
Required Skills and Qualifications

To be successful in this role, you'll need:

  • Application of regulatory compliance expertise in a consulting, financial institution or regulatory environment.
  • Development, implementation and/or evaluation of policies, procedures and processes to meet regulatory needs.
  • Supervisory experience in a financial institution.

You'll also need:

  • Bachelor's degree in accounting, finance or related business field and/or a law degree.
  • Eight+ years of regulatory compliance experience in financial institutions.
  • Experience with a national or regional public accounting firm, or at a financial institution as a regulatory compliance officer or internal auditor, or with a regulatory agency.
Salary and Benefits

The estimated salary range for this role is $92,100 - $185,400, depending on your skills and experience. You'll also be eligible for a discretionary bonus based on firm and individual performance.



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