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Senior Vice President of Finance

2 months ago

New York, New York, United States Hold Brothers Full time
About the Position

Hold Brothers Capital, LLC, a prominent self-clearing proprietary broker-dealer, is seeking a Senior Vice President of Finance & Operations to lead the brokerage functions. This position encompasses the management of financial and accounting operations, financial disclosures, and accounting oversight.

Key Responsibilities
  • Collaborate closely with the CEO and executive leadership
  • Prepare financial statements in accordance with GAAP standards
  • Ensure compliance with regulatory reporting obligations
  • Facilitate the analysis of financial data
  • Keep abreast of changes in regulatory frameworks
  • Maintain strong relationships with external partners
  • Oversee tax strategy and compliance
  • Supervise adherence to financial regulations
  • Work with various departments to ensure efficient financial data consolidation
  • Perform a range of tasks related to accounting functions
Qualifications
  • Bachelor's degree in Accounting or Finance
  • Series 27 license required
  • CPA designation preferred
  • Over 10 years of relevant experience in broker-dealer operations
  • In-depth knowledge of broker-dealer processes and regulatory compliance
  • Strong analytical capabilities
  • Previous experience in Operations, Finance, Compliance, and Risk Management
Compensation and Benefits
  • Comprehensive Health Care Plan
  • Retirement Savings Plan
  • Generous Paid Time Off
  • Family Leave Policies
  • Flexible Work From Home Options
  • Salary Range: $200,000 - $240,000