Advertising Compliance Lead
3 days ago
Futu US Inc. is a leading financial services company, offering a comprehensive suite of products and services to its clients. Our mission is to innovate the investing landscape through cutting-edge technology and a commitment to excellence.
About the Role:We're seeking a Compliance Risk Manager (Advertising & Marketing Review) to join our team. This position will be responsible for ensuring retail communications comply with applicable regulations and internal standards in a fast-paced environment.
Your expertise will be integral to providing compliance yet compelling communications with the public.
Key Responsibilities:- Lead social media surveillance efforts, identifying and analyzing potential risks in public communications
- Conduct thorough reviews of internal and external communications to detect red flags or risks to the firm
- Evaluate and enhance departmental policies and procedures, recommending improvements to strengthen compliance frameworks
- Represent the compliance team in regulatory and internal examinations as needed
- Oversee or support ad hoc tasks and projects, providing expertise on complex compliance issues
- Bachelor's degree preferred, or an equivalent combination of education, training, and experience
- ~8+ years of compliance experience within a online retail broker-dealer, with a focus on advertising and marketing compliance
- ~ Experience with Crypto products marketing review is a plus
- Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents
- We match your contributions to help you grow your retirement savings
- Generous Paid Time Off & Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy
- Invest in your future through hands-on learning, skill-building, and cross-functional work
- Performance Based Bonuses: Enjoy performance-based bonuses that reward your contributions to our team's success
The estimated annual salary for this position is $110,000 - $140,000, depending on qualifications and experience.
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Jersey City, New Jersey, United States Futu US, Inc. Full timeJob Description:The Role: We are seeking an experienced Compliance Manager to join our team in Jersey City, NJ. As a key member of our compliance team, you will be responsible for overseeing and reviewing retail communications to ensure compliance with applicable laws, firm policies, and FINRA and SEC regulations.Your Responsibilities:Oversight and review of...
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