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Portfolio Compliance Specialist

2 months ago

New York, New York, United States SS&C Technologies Full time
Job Description

SS&C Technologies is a leading provider of investment and financial services software for the financial services and healthcare industries. As a Portfolio Compliance Analyst, you will be part of a newly launched division within the company, specializing in providing fund compliance services for asset/fund managers.

Key Responsibilities:

  • Review and analyze fund documents, including indentures and IMAs, to ensure compliance with regulatory requirements.
  • Model and maintain fund-specific portfolio compliance tests within the company's proprietary compliance analytics model.
  • Generate and provide daily or as-needed compliance reports for SMA and CLO funds for clients.
  • Collaborate with cross-functional teams to deliver high-quality compliance services and support the growth of the Compliance team.

Requirements:

  • Bachelor's degree in business, finance, or a related field.
  • Minimum 3 years of experience in CLO compliance, with a strong understanding of indentures, compliance test modeling, and waterfall modeling.
  • Excellent attention to detail, written and verbal communication skills, and ability to work in a fast-paced environment.
  • Proficiency in MS Excel, with intermediate-level skills in functions and formulas.

What We Offer:

  • A competitive salary range of $60,000 to $60,000, depending on location.
  • A comprehensive benefits package, including health, dental, and vision insurance, 401(k) plan, and tuition reimbursement.
  • A dynamic and inclusive work environment, with opportunities for professional growth and development.

SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status, or any other classification protected by applicable discrimination laws.