Corporate Compliance Auditor

2 weeks ago

Raleigh, North Carolina, United States JAMES RIVER MANAGEMENT Co., Inc. Full time

At James River Management Co., Inc., we prioritize a stable and fulfilling work atmosphere guided by our Core Values and Principles: Integrity, Accountability, Innovation, Customer Service, Communication, and Teamwork. We take pride in our recognition as a leading workplace in the industry.

James River Management Co., Inc. is a prominent insurance holding entity based in Bermuda, overseeing a group of specialized insurance firms. Our operations are divided into two main segments: Excess and Surplus Lines and Specialty Admitted Insurance, focusing primarily on small to medium-sized business accounts. Each of our regulated insurance subsidiaries maintains an 'A-' (Excellent) rating from A.M. Best Company.

Corporate Compliance Auditor Job Overview

The Corporate Compliance Auditor will support, coordinate, and execute all facets of the internal audit process, which includes audit planning, conducting audit activities, and ensuring compliance with Sarbanes-Oxley (SOX) regulations.

Key Responsibilities

  • Consistently demonstrate and uphold the Core Values of Integrity, Accountability, Communication, Teamwork, Innovation, and Customer Service.
  • Conduct and document SOX compliance planning and testing in line with established test plans.
  • Identify and document SOX compliance exceptions.
  • Analyze SOX exceptions, process inefficiencies, and internal control deficiencies to provide actionable recommendations for enhancement.
  • Prepare communications related to SOX for Management and external auditors.
  • Coordinate and implement internal audits according to project work programs for financial, operational, and IT audits.
  • Draft comprehensive audit reports.
  • Adhere to all organizational and professional ethical standards.
  • Regularly communicate results and project status updates with all members of the Internal Audit team.
Knowledge, Skills, and Abilities
  • Proficient in MS Office Suite (Word, Excel, Outlook, Access).
  • Familiarity with GAAP, insurance industry standards, and/or IT systems.
  • Strong research, analytical, and problem-solving skills.
  • Ability to exercise sound judgment in making critical and complex decisions.
  • Capability to build effective relationships with business partners.
  • Self-motivated individual who excels both independently and within a team setting.
  • Ability to convey technical process information clearly and concisely.
  • Skilled in managing multiple tasks and projects efficiently.
  • Adept at identifying and recommending process and procedural improvements.
  • Strong organizational skills with a keen attention to detail.
  • Commitment to continuous learning.
  • Active listening skills.
  • Exceptional written and verbal communication abilities.
  • Willingness to travel domestically and internationally as required.
Experience and Education
  • High School diploma is required.
  • Bachelor's degree in a related field (Finance, Accounting) is preferred, or an equivalent combination of education, training, and experience.
  • A minimum of one year of relevant work experience in accounting, auditing, finance, or the insurance sector is required.
  • Certifications or progress towards professional certifications (Certified Internal Auditor, Certified Public Accountant) are preferred.
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