Branch Operations Manager
3 weeks ago
Job Summary:
The Branch Operations Manager will work closely with the Branch Manager to ensure the smooth operation of the branch, adhering to company policies, procedures, and industry regulations. This role requires a seasoned professional with managerial experience, industry knowledge, and excellent communication skills.
Key Responsibilities:
- Coordinate branch support staff activities to optimize efficiency and effectiveness.
- Develop and implement training programs to enhance staff productivity.
- Ensure compliance with Human Capital policies and procedures.
- Participate in the hiring and management of branch support staff.
- Monitor and approve payroll time entries.
- Oversee cashiering functions to ensure compliance with company policies and procedures.
- Assist in the opening of new Registered Branch Offices.
- Resolve operations issues and communicate with the appropriate departments.
- Assist with office expenses, budgeting, and travel reports.
- Plan and execute events for the branch.
Requirements:
- Applicable industry exams: FINRA SIE, Series 7, 66 (or 63/65), and 9/10 (or 24/4/53)
- Prior managerial experience
- Seasoned experience in the securities industry, knowledge of industry rules and regulations
- Thorough knowledge of company policies and procedures
- General knowledge of accounting principles
- Strong organizational skills and attention to detail
- Solid technology skills, including familiarity with Microsoft tools
- Excellent communication skills, both oral and written
- Maintain client confidentiality
What We Offer:
- Competitive salary
- Excellent benefits and perks, including medical, dental, and vision insurance
- Company 401(k) and ESOP contribution
- Generous sick, vacation, and maternity/parental leave
- Paid holidays
- Professional development opportunities
- Tuition reimbursement
- Discounted personal insurance
- Charitable gift-matching program
D.A. Davidson is an employee-owned company with a strong commitment to business ethics and integrity. We value diversity and are an equal opportunity employer.
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