Branch Operations Manager

3 weeks ago


Wilmington, Delaware, United States D.A. Davidson Full time

Job Summary:

The Branch Operations Manager will work closely with the Branch Manager to ensure the smooth operation of the branch, adhering to company policies, procedures, and industry regulations. This role requires a seasoned professional with managerial experience, industry knowledge, and excellent communication skills.

Key Responsibilities:

  • Coordinate branch support staff activities to optimize efficiency and effectiveness.
  • Develop and implement training programs to enhance staff productivity.
  • Ensure compliance with Human Capital policies and procedures.
  • Participate in the hiring and management of branch support staff.
  • Monitor and approve payroll time entries.
  • Oversee cashiering functions to ensure compliance with company policies and procedures.
  • Assist in the opening of new Registered Branch Offices.
  • Resolve operations issues and communicate with the appropriate departments.
  • Assist with office expenses, budgeting, and travel reports.
  • Plan and execute events for the branch.

Requirements:

  • Applicable industry exams: FINRA SIE, Series 7, 66 (or 63/65), and 9/10 (or 24/4/53)
  • Prior managerial experience
  • Seasoned experience in the securities industry, knowledge of industry rules and regulations
  • Thorough knowledge of company policies and procedures
  • General knowledge of accounting principles
  • Strong organizational skills and attention to detail
  • Solid technology skills, including familiarity with Microsoft tools
  • Excellent communication skills, both oral and written
  • Maintain client confidentiality

What We Offer:

  • Competitive salary
  • Excellent benefits and perks, including medical, dental, and vision insurance
  • Company 401(k) and ESOP contribution
  • Generous sick, vacation, and maternity/parental leave
  • Paid holidays
  • Professional development opportunities
  • Tuition reimbursement
  • Discounted personal insurance
  • Charitable gift-matching program

D.A. Davidson is an employee-owned company with a strong commitment to business ethics and integrity. We value diversity and are an equal opportunity employer.



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