Risk Management Strategist

3 weeks ago


Lake Mary, Florida, United States Robinhood Full time
About the Role

The Brokerage Risk Program Manager will play a crucial role in coordinating operational risk management functions, including conducting risk assessments, tracking loss and risk events, establishing key risk indicators, managing issues, developing robust internal controls, and continuous monitoring systems for broker-dealer exposures.

Key Responsibilities
  • Collaborate with cross-functional teams to conduct risk assessments, perform control testing, lead risk event retrospectives, and manage issues from identification to resolution.
  • Design, develop, and oversee risk indicators, operational controls, and risk alerts and dashboards to ensure continuous monitoring and supervision of risk exposures.
  • Utilize data analytics to drive strategic risk initiatives and prepare materials for business risk reviews and risk committee meetings.
  • Lead and facilitate meetings with working groups, ensuring effective communication and collaboration at all organizational levels.
  • Enhance the operational control function by ensuring the integrity and accuracy of internal firm account activities.
  • Develop integration solutions for brokerage risk activities to the GRC platform and train partners to use the platform independently.
  • Independently conduct risk analytics, build dashboards, and develop automation solutions to streamline risk management processes.
Requirements
  • 7+ years of hands-on experience in Broker Dealer Operations, Risk Management, and Data Analytics.
  • SIE, Series 7, and Series 24 (or ability to obtain within 6 months).
  • Deep knowledge of broker-dealer operations and a passion for risk management.
  • Proven program management skills, with the ability to implement operational improvements and manage comprehensive risk management programs.
  • Proficient ability to proactively identify and address potential risks, showing initiative in designing and executing risk management strategies.
  • Technical competencies to conduct data analysis, build dashboards, and develop automated solutions, including proficiency in SQL, Python, and data visualization tools.
  • Excellent collaboration and communication skills, ensuring senior leadership is consistently informed of key risk information.
  • History of continuous learning and staying up to date on industry trends and practices.
About Robinhood

Robinhood is a leading fintech company that's democratizing finance for all. We're looking for growth-minded and collaborative people to be a part of our journey in building products and services that help create a financial system everyone can participate in.

We're committed to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone.


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