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Senior Auditor in Wealth and Asset Management
2 months ago
About Northern Trust:
Northern Trust is a prestigious financial institution, recognized globally and operating since 1889, committed to delivering exceptional financial services to a diverse clientele, including individuals, families, and institutions.
With a legacy of over 130 years, we pride ourselves on our principles of service, expertise, and integrity, utilizing advanced technology and a dedicated workforce of over 22,000 professionals to meet the needs of our sophisticated clients.
Our Audit Services team offers financial professionals the chance to tackle complex challenges in the industry, applying their knowledge and insights to uphold and enhance Northern Trust's esteemed reputation.
This role is integral to our Asset and Wealth Management Audit Services, where the selected individual will lead audit project teams, oversee audit processes, and communicate engagement outcomes to management.The position also requires leveraging technical skills, including data analytics, and mentoring auditors within the project team.
The successful candidate will collaborate closely with Audit Specialists and Managers to define audit scopes, develop testing strategies, guide audit teams to successful conclusions, and present findings to senior management.
Key Responsibilities:
- Conduct intricate, cross-functional, and high-stakes audit engagements with meticulous attention to detail.
- Employ a comprehensive analytical approach to assess risks, controls, and identify gaps in processes across the business unit.
- Lead audit planning, ensuring alignment with regulatory standards and capturing critical risk areas.
- Formulate risks, controls, and relevant testing procedures, reviewing those prepared by junior auditors.
- Execute design and operational effectiveness tests proficiently, utilizing advanced audit methodologies.
- Ensure audit documentation, findings, and reports comply with Audit Services standards, maintaining clarity and thoroughness.
- Present initial findings to senior management and stakeholders for discussion and feedback.
- Transform initial findings into formal audit issues and assist in final report preparation.
- Review junior auditors' work to ensure adherence to auditing standards and departmental expectations.
- Validate issues and support junior staff in the validation process as needed.
- Assist with special projects as required (e.g., updating audit universe entities, risk-based audit cycling analysis).
- Bachelor's degree from an accredited institution.
- Over four (4) years of audit experience in a financial institution or public auditing/consulting firm.
Effective communication skills are essential for: 1) discussing business and risk with internal teams, 2) utilizing various communication methods (e.g., instant messaging, email, phone calls, meetings), and 3) producing clear written communication.
- Ability to cultivate relationships across multiple time zones in a dynamic environment.
- Capacity to manage ad hoc projects with flexibility and creativity.
- Skill in diagnosing issues, identifying root causes, and proposing solutions.
- Demonstrated strong analytical, project management, and problem-solving abilities.
- Proficiency in Microsoft Excel.
- Proven capability to work independently and collaboratively.
- Ability to perform under pressure and meet tight deadlines.
- Adaptability and positive response to a changing work environment.
- Interest in topics such as economics, investment strategies, product management, and compliance practices.
Professional certifications such as:
Certified Internal Auditor (CIA), Certified Financial Services Auditor (CFSA), Certified Information Systems Auditor (CISA), Certified Public Accountant (CPA), Certified Fraud Examiner (CFE), Chartered Financial Analyst (CFA).
- Internal audit experience within Asset and/or Wealth management.
We offer a balanced hybrid working model to provide the flexibility needed for our employees, allowing for a combination of office and remote work.
At Northern Trust, we foster a collaborative and flexible work culture, where financial stability empowers us to explore innovative ideas.
We encourage internal mobility, ensure accessibility to senior leaders, and take pride in our commitment to community support. Experience a workplace with a meaningful purpose.
We look forward to understanding how your interests and expertise align with our organization. Build your career with us.
Reasonable Accommodation:
Northern Trust is dedicated to providing reasonable accommodations to individuals with disabilities throughout the employment process.
If you require accommodations, please reach out to our HR Service Center.
We value an inclusive workplace and recognize that flexibility means different things to different individuals.We invite you to discuss your flexible working needs with us.
