Financial Services Professional

3 days ago


Castle Rock, Colorado, United States Kestra Financial Independent Advisor Full time

**Job Overview:**

Kestra Financial Independent Advisor is seeking a skilled Financial Services Professional to join our team. This role involves managing client relationships, administrative tasks, and insurance underwriting for a large book of business.

**Responsibilities:

  • Support advisors with day-to-day client management, including service, administrative tasks, and insurance underwriting.
  • Manage data and plans in financial planning software.
  • Prepare for and follow up on client meetings, including assembling paperwork and documentation.
  • Identify sales and asset retention opportunities and provide viable alternatives when traditional solutions are not applicable.

**Requirements:

  • Bachelor's degree in finance, accounting, or a related field.
  • 3+ years of experience in the financial services industry, preferably in broker/dealer operations and financial services products.
  • Series 7 and 63 licenses are preferred, but not required.

**Benefits:

  • Competitive salary: $70,000 - $90,000 per year, depending on experience.
  • Potential for bonuses.
  • Matching 401(k) plan with profit-sharing contributions.
  • Company-paid group life, disability insurance, and health insurance.


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