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Compliance Operations Specialist

2 months ago

Raleigh, North Carolina, United States Fairview Investment Services Full time
About Fairview Investment Services

At Fairview Investment Services, our strength lies in our people and in our client relationships. Our clients are primarily investment advisers who are registered with the U.S. Securities & Exchange Commission (the "SEC").

Our team excels based on the self-motivation, ambition, and drive of our employees. We seek exceptional candidates who embrace challenges, welcome increasing responsibilities, and thrive in a fast-paced, dynamic environment that exposes them to team interaction, qualitative and quantitative analysis process, and a philosophy of providing unparalleled service to our clients.

Our team-oriented environment offers a great opportunity for career growth. We work in a fast-paced, team-oriented environment which offers a great opportunity for career growth. A small amount of travel may be required.

Key Responsibilities:

  • Establishing working relationships with internal compliance team colleagues and be comfortable corresponding in a professional manner with contacts at our investment adviser clients.
  • Detail-oriented, accountable to other team members and comfortable with deadlines.
  • Supporting team efforts to ensure adviser clients make deadlines.
  • Ability to prioritize tasks, communicate internally and track progress in meeting internal deadlines.

Requirements:

  • Undergraduate degree.
  • Excellent client service and internal team coordination skills.
  • Strong analytical, technical, and communication skills.
  • Ability to collaborate closely with stakeholders from different disciplines, Fairview colleagues, and within a team.
  • Proficient Microsoft Excel skills.
  • Must be willing to submit to a background check.

What We Offer:

  • Competitive salaries.
  • Excellent career opportunity.
  • A rich competitive benefits package, including 100% health care coverage for full-time employees and dependents, as well as dental, vision, and life insurance, a 401(k) with a match, and generous paid time off.
  • A collaborative and supportive work environment.
  • Professional development opportunities.
  • A diverse workforce, because we know that our differences make us stronger.