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Senior Associate

2 months ago

Chicago, Illinois, United States Waystone Governance Ltd. Full time
{"title": "Senior Associate", "content": "Job Summary

Waystone Governance Ltd. is seeking a highly skilled Senior Associate to join our team. As a Senior Associate, you will play a key role in administering our clients\u2019 compliance programs, ensuring that all regulatory requirements are met.

The ideal candidate will have excellent organizational skills, high attention to detail, and the ability to work effectively as part of a team. You will be responsible for maintaining Code of Ethics programs for clients, assisting consultants with annual review obligations, and preparing regulatory correspondence and filings.

We are looking for a self-starter with strong independent motivation and the ability to thrive in an independent work environment. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply.

Key Responsibilities
  • Maintain Code of Ethics programs for clients
  • Assist consultants with annual review obligations, including electronic communications surveillance
  • Prepare regulatory correspondence and filings, including SEC, CFTC, and SRO examinations and inquiries
  • Conduct regular reviews of compliance programs, including anti-money laundering
  • Some travel may be required (\u003e10%)
Requirements
  • Internationally recognized professional qualification
  • 2-4 years\u2019 experience working in financial services as an accountant, back-office professional, compliance department staff, paralegal, or high-level administrative associate
  • Excellent English language skills, excelling in both written and oral communication
  • Experience with Microsoft Office, including excellent Excel skills
  • Strong analytical skills, with the ability to analyze and interpret basic data with a keen eye for detail
", "lang_code": "en"}