Regulatory Testing Consultant
3 weeks ago
About the Job
We are seeking a highly skilled Compliance Independent Testing Examiner to join our team in Jersey City NJ (Hybrid). The successful candidate will have excellent analytical and investigative skills, with the ability to apply knowledge of rules and regulations to numerous types of trading and banking activities.
Key Responsibilities
- Develop compliance testing programs for specific business units and products.
- Conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls.
- Escalate potential issues and exception items noted during the review process.
Requirements
- Eight to twelve years of experience with a financial services firm and/or self-regulatory organization in a Compliance Testing, Internal Audit or regulatory related position.
- BA or BS Degree a must. Graduate Degree a plus.
- Professional Certification or Securities licenses preferred.
Salary: $55,000 - $59,000 per year.
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