Audit Supervisor Global Markets Trade Surveillance Specialist

Job Title: Audit Supervisor - Global Markets Trade SurveillanceAt Tech Brains Solutions, Inc., we are seeking a highly skilled Audit Supervisor to join our team in Global Markets Trade Surveillance. As an Audit Supervisor, you will play a critical role in ensuring the integrity of our trading activities and maintaining a strong control environment.Key...

Job OverviewAs an Audit Supervisor, you will play a key role in ensuring the integrity of our Global Markets Trade Surveillance operations. Your expertise will be instrumental in designing and executing audit tests, assessing business impact, and recommending severity ratings.Key Responsibilities:Develop and execute audit strategies to ensure the sound...

Job Summary:This role is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs) within Global Markets and Trade Surveillance. Key responsibilities include designing and executing audit tests, assessing issues for business impact, and recommending severity ratings. The ideal candidate will have a...

Audit Supervisor - Global Markets Trade Surveillance/Market ConductNew York, New York**Job Description:**At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every...

Job OverviewNASC GLOBAL is seeking a seasoned Audit Manager to lead our Global Markets Electronic Trading audit team. As Auditor-in-Charge, you will oversee specific audit areas, execute the audit strategy, and drive a risk-based approach to auditing.Key Responsibilities:* Develop and implement risk-based auditing strategies* Oversee audit testing and ensure...

Audit Supervisor Job OpportunityECLARO is seeking a highly skilled Audit Supervisor to join our team in New York, NY. Our client is a leading financial institution committed to providing innovative solutions to bridge the gap between customers and their goals.Job OverviewThis role will leverage expertise in auditing Global Markets or related areas to execute...

Job Title: Audit SupervisorJob Summary:We are seeking an experienced Audit Supervisor to join our team at Eclaro. The successful candidate will have a strong background in market conduct risk and trade surveillance, with a focus on supervision and audit work.Key Responsibilities:Execute multiple areas of test work during audit activities, utilizing...

Job Title: Audit Manager - Global MarketsNASC Global, LLC is seeking an experienced Audit Manager to lead our Global Markets audit team. As an Audit Manager, you will be responsible for overseeing the audit process, ensuring compliance with audit policies, and driving a risk-based approach to auditing.Key Responsibilities:Develop and implement risk-based...

Our client, a leading investment bank, is seeking a skilled Market Surveillance Specialist to join their team. The ideal candidate will have a strong background in fixed income surveillance and advisory, with a comprehensive understanding of market structure, sales and trading best practices, and TRACE reporting.Key Responsibilities:Support the management of...

Job OverviewThis role will leverage expertise in auditing Global Markets or related areas to execute audit work with a focus on supervision and trade surveillance. The ideal candidate will have a strong working knowledge of market conduct risk and market abuse scenarios, gained through experience in FX consent order remediation or validation.Key...

Larson Maddox is seeking a Trade Surveillance Officer to lead their trade monitoring and market surveillance in NYC. This role will report to senior leadership on the compliance team and work directly with traders and the front office on trade compliance and monitoring.Key Responsibilities:Develop and implement trade surveillance policies and...

Job Title: Audit Manager Global Markets Electronic TradingPostJobMatches By WorkStaff USA Staffing Agency LLC is seeking a highly skilled Audit Manager Global Markets Electronic Trading to join our team. As a key member of our audit team, you will be responsible for overseeing assigned areas of audit work, acting as an Auditor-in-Charge (AIC), and executing...

Job Title: Remote/Hybrid Audit Manager Global Markets Electronic TradingPostJobMatches By WorkStaff USA is a leading staffing agency in the job placement industry, providing top-notch professionals to facilities across the country. Our team of experienced recruiters work together to match the best candidates with the right job and/or business...

Job Title: Trade Surveillance Project ManagerInnova Solutions is seeking a highly skilled Trade Surveillance Project Manager to join our team. As a Trade Surveillance Project Manager, you will be responsible for leading the implementation of strategic trade surveillance monitoring platforms and tools globally.Key Responsibilities:Establish a robust...

Audit Supervisor Job DescriptionThis role leverages expertise in auditing Global Markets or related areas to execute audit work with a focus on supervision and trade surveillance. The ideal candidate will have transferrable skills from a first or second line function associated with Sales and Trading.Key Responsibilities:Execute multiple areas of test work...

Audit Supervisor - Global Markets Job DescriptionThis role is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business...

About the RoleOKX is seeking a skilled Market Surveillance Specialist to join our Compliance team. As a key member of our team, you will be responsible for monitoring market surveillance activity and identifying potential market abuse.Key Responsibilities Monitor market surveillance activity using industry-leading tools and platforms Act as a subject matter...

Job Title: AVP, Compliance Officer - Trade Surveillance ExpertJob Summary:We are seeking an experienced Compliance Surveillance Professional to join our team as an AVP, Compliance Officer - Trade Surveillance Expert. In this role, you will be responsible for leading our trade surveillance program, ensuring compliance with regulatory requirements, and driving...

Audit Supervisor - Global MarketsJob Summary: As an Audit Supervisor - Global Markets at Gables Search Group, you will be responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact...

Audit Supervisor OpportunityECLARO is seeking a seasoned Audit Supervisor to join our team. As a key member of our audit team, you will be responsible for executing multiple areas of test work during audit activities.Key Responsibilities:Execute audit test work on assigned audits in a timely manner and with high quality.Identify control deficiencies, discuss...