Financial Services Compliance Expert

6 days ago


Westlake, Ohio, United States United Consumer Financial Services Full time
Overview

United Consumer Financial Services (UCFS) is seeking a skilled Compliance Officer to join our team. As a key member of our Regulatory Affairs department, you will be responsible for ensuring the company's compliance with all relevant laws and regulations.

About the Position

The estimated salary for this role is $100,000 - $120,000 per year. You will be working in a professional office environment at UCFS's offices in Westlake, Ohio.

Key Responsibilities

  • Develop and implement compliance strategies to mitigate regulatory risks.
  • Collaborate with cross-functional teams to ensure effective compliance practices.
  • Provide guidance on compliance matters to internal stakeholders.

Requirements

  • Law Degree or CRCM required.
  • 3+ years of experience in Legal and/or Compliance Responsibility in Financial Services.
  • Strong analytical and problem-solving skills.

  • Taxation Expert

    1 week ago


    Westlake, Ohio, United States Acloche-Direct Hire Full time

    Job OverviewAcloche-Direct Hire is a dynamic public accounting firm dedicated to delivering exceptional financial and tax services to our diverse client base. We are seeking a skilled Taxation Expert to join our team in a key role that combines technical expertise with strong analytical and communication skills.


  • Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Job DescriptionThe Financial Services Regulatory Compliance Specialist plays a critical role in ensuring the smooth execution of restricted stock transactions for high net worth clients, including executive suite officers, corporate directors, and holders of restricted stock. This involves acquiring accurate clearances and making regulatory filings as...


  • Westlake, Ohio, United States Equity Trust Company Full time

    About the Role:We are seeking an experienced Sr. Information Systems Auditor to join our team at Equity Trust Company. As a Sr. Information Systems Auditor, you will be responsible for conducting audits and control reviews of information systems, platforms, and operating procedures to ensure they meet established corporate standards for efficiency, accuracy,...


  • Westlake, Ohio, United States Eliassen Group Full time

    About the RoleWe are seeking a seasoned Data Modeling Expert to join our team at Eliassen Group. As a key member of our organization, you will play a vital role in shaping our data modeling practices and driving innovation across our financial services clients.Job SummaryIn this exciting opportunity, you will leverage your deep expertise in data modeling to...


  • Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Job DescriptionFidelity TalentSource LLC is seeking a highly skilled Financial Modeling Expert - Data Architecture to join our team. As a key member of our data modeling group, you will be responsible for designing and implementing data models that drive business value and support strategic initiatives.About the RoleYou will work closely with...


  • Westlake, Ohio, United States Equity Trust Full time

    Job SummaryThe Tax Analyst role at Equity Trust requires a detail-oriented professional to ensure compliance with all tax regulations and reporting requirements. This position plays a critical part in maximizing opportunities related to credits and exemptions.Key Responsibilities:Filing and Reporting: Prepares the filing and reporting of recipient tax...


  • Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Fidelity TalentSource is a premier provider of temporary staffing services for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry.We are currently sourcing for an AML Compliance Professional to work in our Westlake, TX facility as part of a hybrid model that blends remote and in-office work...


  • Westlake, Ohio, United States Equity Trust Full time

    About the RoleAs an Asset Reconciliation Expert at Equity Trust, you will play a crucial role in ensuring the accuracy and efficiency of our asset reconciliation processes. This position is based out of our Westlake, OH location and is eligible for a hybrid schedule after the probationary period.Job OverviewThe Asset Reconciliation Expert is responsible for...


  • Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Job SummaryWe are seeking a highly motivated Financial Services Operations Specialist to join our Restricted Stock Services team in Texas. As a key member of the team, you will be responsible for assisting clients with selling restricted securities while ensuring regulatory compliance.About the RoleThe ideal candidate will have a strong understanding of...


  • Westlake, Ohio, United States FMHC Full time

    FMHC is seeking a highly skilled Senior Internal Auditor to join our team. This role offers an excellent opportunity for career advancement and professional growth in the field of audit.About the Role:We are looking for an experienced Senior Internal Auditor with a strong background in financial services auditing. The successful candidate will be responsible...


  • Westlake, Ohio, United States Equity Trust Full time

    Tax Analyst Job DescriptionAt Equity Trust, we're seeking a highly skilled Tax Analyst to join our team. As a Tax Analyst, you will play a critical role in ensuring compliance with all tax regulations and reporting requirements.Key Responsibilities:Tax Compliance: Prepare and file tax documents, including Forms 5498, 1099, and 945, while ensuring timely...


  • Westlake, Ohio, United States Edward Jones Full time

    About the RoleWe are seeking a highly motivated and skilled Financial Services Professional to join our team as a Branch Office Administrator. This is an exciting opportunity to work in a dynamic environment where you will have the chance to build strong relationships with clients and contribute to their long-term financial goals.Key ResponsibilitiesDeliver...


  • Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Fidelity TalentSource LLC is seeking a highly skilled Digital Solutions Expert to join our team in Westlake, TX. As a key member of our Digital Solutions chapter, you will play a leading role in driving the implementation of digital experiences across all client and associate touchpoints.About Fidelity InvestmentsFidelity Investments is one of the largest...


  • Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Fidelity TalentSource is a premier provider of temporary staffing solutions for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We welcome individuals from all backgrounds to fill assignments across Fidelity's U.S.-based regional and investor center locations.As a key member of our team, you will...


  • Westlake, Ohio, United States Fidelity Investments Full time

    Company OverviewFidelity Investments is a privately held company dedicated to strengthening the financial well-being of its clients. We help individuals invest and plan for their future, assist companies and non-profits in delivering benefits to their employees, and provide institutions and independent advisors with investment and technology solutions to...


  • Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    About the RoleFidelity Investments, a leading provider of financial services, is seeking a skilled Customer Relationship Development Expert to join its team in Westlake, TX. This exciting opportunity offers a chance to grow your career while making a meaningful impact on customers' lives.Job DescriptionIn this role, you will be responsible for providing...


  • Westlake, Ohio, United States First Federal Lakewood Full time

    Job SummaryFirst Federal Lakewood is seeking a highly skilled Financial Services Specialist to join our team in foreclosure prevention. In this role, you will work closely with borrowers to counsel and educate them on foreclosure prevention alternatives, ensuring that they understand their options and are empowered to make informed decisions about their...


  • Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Job OverviewFidelity TalentSource LLC is seeking a seasoned Cyber Security Expert to join our Authentication Controls team within Enterprise CyberSecurity. As a Senior Systems Engineer, you will play a pivotal role in providing Single Sign-On (SSO) and multi-factor authentication capabilities for hundreds of applications servicing the Fidelity workforce.The...


  • Westlake, Ohio, United States Mindlance Full time

    Job SummaryThe Wealth and Advice Solutions organization at Mindlance is seeking a highly analytical individual to join our Risk Oversight & Remediation team. As a key member of the team, you will play a critical role in managing oversight reporting for the SIP offer and supporting the maintenance of policies & procedures.Proactively identify areas of...


  • Westlake, Ohio, United States Fidelity TalentSource LLC Full time

    Fidelity TalentSource LLC, a leading in-house temporary staffing provider for Fidelity Investments, seeks an experienced Financial Risk Mitigator to join our team. As a hybrid employee, you will work from one of our locations in Westlake, TX; Merrimack, NH; or Covington, KY, while having the flexibility to work remotely part-time.This is a challenging and...