Current jobs related to Customer Risk Management Specialist - New York, New York - TD Bank Group

  • Risk Management Specialist

    1 month ago

    New York, New York, United States Corporate Risk Solutions, LLC Full time

    Job Title: Vice President/Senior Vice PresidentCorporate Risk Solutions, LLC is seeking a highly skilled and experienced professional to join our team as a Vice President/Senior Vice President. This role will be responsible for leading and executing key areas within our risk management practice, including Stewardship Advisory services and Transaction...

  • Risk Management Specialist

    6 days ago

    New York, New York, United States Corporate Risk Solutions, LLC Full time

    The Corporate Risk Solutions, LLC (CRS) is a leading risk management and insurance advisory firm dedicated to the private equity and alternative investment community. As a key member of our team, you will be responsible for managing two core areas within our risk management practice: Stewardship Advisory services and Transaction Advisory services.Key...

  • Risk Management Specialist

    1 week ago

    New York, New York, United States Capital One Full time

    Job SummaryWe are seeking a highly motivated Risk Management Specialist to join our team at Capital One. As a Risk Management Specialist, you will be responsible for identifying and consulting on potential risks to the company. You will work closely with business partners to ensure that our processes are well-managed and that we avoid unnecessary risk.Key...

  • Risk Management Specialist

    3 days ago

    New York, New York, United States LineSlip Solutions, Inc. Full time

    Job Title: Risk Management SpecialistAbout the Role:We are seeking a highly skilled Risk Management Specialist to join our team at LineSlip Solutions, Inc. The ideal candidate will have a strong background in risk management and commercial insurance, with a minimum of 4-7 years of experience in a large corporate entity.Key Responsibilities:Meet with clients...

  • Risk Management Leader

    2 months ago

    New York, New York, United States Corporate Risk Solutions, LLC Full time

    About the RoleWe are seeking a highly skilled Risk Management Leader to join our team at Corporate Risk Solutions, LLC. As a Senior Vice President of Risk Advisory, you will play a critical role in helping our clients navigate complex risk management challenges and achieve their business objectives.Key ResponsibilitiesIdentify and analyze potential risks and...

  • Risk Management Specialist

    3 days ago

    New York, New York, United States Soros Fund Management Full time

    Soros Fund Management LLC is seeking a Risk Analyst to assist senior members of the team in risk oversight of the equity business.The ideal candidate will have a solid understanding of financial products and markets as well as knowledge of basic risk management and statistics.Responsibilities include:Identification and communication of risk through...

  • Risk Management Specialist

    3 days ago

    New York, New York, United States Scotiabank Full time

    Job SummaryWe are seeking a highly skilled Risk Management Specialist to join our team at Scotiabank. As a key member of our Global Banking and Markets division, you will be responsible for identifying and mitigating operational risks across our US businesses and control/support functions.Key ResponsibilitiesDesign, develop, and implement the Risk and...

  • Risk Management Specialist

    4 days ago

    New York, New York, United States Ryan Specialty Group Full time

    Job SummaryRyan Specialty Group is seeking a skilled Risk Management Specialist to provide support for on-site visits of existing and prospective customers for risk assessment consultation. The ideal candidate will prepare data for reports, support risk control activities, and provide systems support for administrative tasks to support projects and the...

  • Insurance Risk Manager for Family Office

    2 days ago

    New York, New York, United States Risk Strategies Full time

    The Family Office Account Manager will play a crucial role in managing the resources for all Family Office clients and assuming an Account Manager role for a select group of Family Office clients. As the primary marketing contact for insurers, this individual will be responsible for the Family Office niche of business. Occasional travel to regional offices...

  • Commodities Risk Technology Specialist

    1 week ago

    New York, New York, United States Balyasny Asset Management L.P. Full time

    Commodities Risk Technology SpecialistAt Balyasny Asset Management L.P., we are seeking a skilled Commodities Risk Technology Specialist to join our team. The successful candidate will be responsible for managing and mitigating risks associated with commodities trading.Key Responsibilities:Develop and implement risk management strategies for commodities...

  • Risk Management Specialist

    1 week ago

    New York, New York, United States Bank of China Full time

    At Bank of China, we are seeking a highly skilled Risk Management Specialist to join our team. The successful candidate will be responsible for providing risk analysis and assessments for the department on all risk categories, including liquidity, market, credit, operational, compliance, reputational, and strategic risks.The ideal candidate will have a...

  • Risk Management Specialist

    7 days ago

    New York, New York, United States Ryan Specialty Group Full time

    Job SummaryRyan Specialty Group is seeking a highly skilled Risk Management Specialist to provide support for on-site visits of existing and prospective customers for risk assessment consultation. The ideal candidate will prepare data for reports, support risk control activities, and provide systems support for administrative tasks to support projects and...

  • Risk Management Specialist

    6 days ago

    New York, New York, United States 3PRO Full time

    Job Title: Risk Management SpecialistEmployment Type: Full-timeIndustry: ReinsuranceJob Description: Our client is seeking a Risk Management Specialist to support actuaries in the Reinsurance Industry. The ideal candidate will have data systems orientation and 5-8 years of experience in the Reinsurance industry.Requirements: 5-8 years of Reinsurance industry...

  • Risk Management Specialist

    3 days ago

    New York, New York, United States Bloomberg Full time

    Job SummaryWe are seeking a highly skilled Risk Management Specialist to join our team at Bloomberg. As a Risk Management Specialist, you will be responsible for developing and maintaining a strong and consistent controls environment for our Enterprise Data department.Key ResponsibilitiesDevelop a deep understanding of our products and services, our...

  • Risk Management Specialist

    3 days ago

    New York, New York, United States Point72 Full time

    Job Title: Technology Risk Management SpecialistA career with Point72's Technology Team offers a unique opportunity to be at the forefront of a rapidly evolving technology landscape. Our team of experts is constantly improving our company's IT infrastructure, experimenting with new ways to harness the power of open source solutions, and embracing enterprise...

  • Risk Management Specialist

    1 week ago

    New York, New York, United States Adecco USA Full time

    Seeking a detail-oriented Risk Management Specialist to lead risk management efforts within our team.This role is crucial in ensuring adherence to risk management policies, conducting risk assessments, testing controls, and monitoring risk governance across the front line unit.Key Responsibilities:Implement and enforce risk management policies and...

  • Ecommerce Risk Management Specialist

    3 days ago

    New York, New York, United States Riskified Full time

    Riskified is seeking an experienced Ecommerce Risk Management Specialist to join our team. As a key member of our merchant success team, you will be responsible for managing and prioritizing the needs of our clients to ensure they are happy and profitable.You will be the merchant's representative within Riskified, helping them to maximize the value they...

  • Risk Management Specialist

    1 week ago

    New York, New York, United States KPMG Full time

    Job Summary:We are seeking a highly skilled Risk Management Specialist to join our Advisory Services team. As a Risk Management Specialist, you will be responsible for developing frameworks and methodologies to facilitate asset and liability management, funding and liquidity planning, and internal limit stress testing and capital management.Key...

  • Risk Management Specialist

    3 weeks ago

    New York, New York, United States Citigroup Inc Full time

    Job Title: Business Risk & Control SpecialistCitigroup Inc. is seeking a highly motivated and experienced Business Risk & Control Specialist to join our team. As a key member of our Business Risk & Control team, you will be responsible for identifying, monitoring, and managing market risk and capital across all corporate credit, mortgage, and other...

  • Risk Management Specialist

    3 days ago

    New York, New York, United States Berkshire Hathaway Homestate Companies Full time

    Job SummaryWe are seeking a highly skilled Risk Management Specialist to join our team at Berkshire Hathaway Homestate Companies, Workers Compensation Division. As a key member of our team, you will be responsible for providing comprehensive risk management solutions and loss control services to our policyholders in the New York/New England region.Key...

Customer Risk Management Specialist

2 months ago

New York, New York, United States TD Bank Group Full time
Work Location:
United States of America

Hours:
40

Pay Details:
$86,840 - $139,360 USD

TD is dedicated to ensuring fair and equitable compensation opportunities for all employees. The salary range for this position considers various factors that influence compensation decisions. The actual base pay offered may differ based on the candidate's skills, experience, job-related knowledge, licensure, certifications, geographic location, and specific business needs. As TD prioritizes career development, it is uncommon for individuals to be hired at or near the top of the salary range for their role.

As a candidate, you are encouraged to engage in discussions regarding compensation and seek detailed information from your recruiter regarding this role.

Line of Business:
Financial Crime Risk Management
Job Overview:

The AML Financial Crime Risk Specialist position is responsible for the development and maintenance of TD's AML/ATF/Sanctions/ABAC programs. This includes establishing frameworks, methodologies, policies, standards, procedures, awareness initiatives, specialized training, monitoring, management reporting, and escalation of issues. This role conducts regular and event-driven evaluations of customers, including targeted assessments to gauge risks. Furthermore, this position assists management in executing initiatives related to risk assessment and internal/external examination support.

The primary focus of the Customer Risk Analysis team is to oversee the creation and continuous refinement of the Customer Risk Rating methodology, identifying, quantifying, and mitigating risks associated with customers throughout the bank. The team collaborates with cross-functional groups (Compliance, Technology, Business, Audit, Model Risk Management) to ensure the precise implementation of technology systems, design and execute metrics and ongoing monitoring, develop automated controls, communicate impact assessments and associated risks, and supervise independent validations of the program.

Depth & Scope:
  • Highly experienced professional role requiring extensive knowledge and expertise in a complex field and awareness of broader related areas.
  • Integrates knowledge of overarching strategies in developing solutions across multiple functions or operations.
  • Interprets internal and external business challenges and industry environments, recommending actions and best practices to enhance products, processes, or services.
  • Acts as a technical expert, integrating cross-functional understanding within their specialty.
  • Leads cross-functional teams or projects with significant resource requirements, risks, and complexities.
  • Independently manages comprehensive functional programs.
  • Solves or guides others in resolving complex issues; collaborates with others to create new solutions.
  • Utilizes advanced analytical thought to exercise judgment and identify solutions.
  • Influences the achievement of sub-function or business line objectives within their area of accountability.
  • Work is guided by policies and industry standards/methods.
  • Communicates complex concepts; translates information into compelling business context and advice; influences and aligns increasingly senior stakeholders.
  • Works autonomously as the lead and guides others within their area of expertise.
Education & Experience:
  • Undergraduate Degree or equivalent professional experience.
  • 7+ years of relevant experience.
Customer Accountabilities:
  • Leads the formulation of team procedures and governance processes, advising stakeholders and teams of changes and enhancements to enterprise AML programs and requirements.
  • Collaborates with partners and related groups (such as Compliance, Legal, and Risk) to support the creation of documentation and reports required by external regulatory bodies and internal groups.
  • Conducts research, evaluates AML risks and controls, and contributes to a specialized team of AML compliance professionals, engaging with key stakeholders.
  • Provides governance oversight through management of policy and training exemption governance and reporting processes to senior executive teams and related AML sub-committees.
  • Prepares summaries, presentations, briefing notes, and other necessary documentation to effectively report on the status of the AML program.
  • Represents Financial Crime Risk Management as a specialist on internal or external committees and enterprise-wide regulatory change management initiatives as required.
  • Delivers relevant subject matter expertise and AML advice to business partners.
  • Interacts with control functions within the organization.
  • Develops and delivers training programs for applicable employees across the organization.
  • Conducts thorough research, analysis, and assessment of AML program activities at the functional level, using results to draw conclusions and make recommendations.
  • Leads the development of processes, procedures, and guidance relevant to their specific function of expertise.
Shareholder Accountabilities:
  • Provides high-quality service and advice to key business partners and monitors the progress of initiatives and action plans.
  • Safeguards the interests of the organization by identifying and managing risks, ensuring prompt resolution of escalated non-standard, high-risk issues.
  • Delivers relevant subject matter expertise and AML advice to business partners.
  • Leads new or revised product initiatives, advising businesses on AML compliance requirements and ensuring those requirements are properly documented for business projects.
  • Participates in level projects as needed to facilitate and oversee changes to AML processes, systems, or practices.
  • Coordinates with other AML partners and business compliance partners to ensure consistency in the application of AML programs and standards across the organization.
  • Ensures relevant AML programs align with corporate philosophy and strategic direction.
  • Monitors AML industry developments and maintains strong knowledge of evolving regulatory requirements, assessing potential impacts.
  • Proactively identifies key business opportunities, researches and recommends enhancements, and develops strategies to achieve recommendations.
  • Leads relationships with business lines and control functions to ensure alignment with enterprise and regulatory requirements.
  • Contributes to cross-functional initiatives as an organizational or subject matter expert, helping to identify risks and provide guidance for complex situations.
  • Complies with applicable internal and external audit and regulatory requirements, actively supporting during audits and regulatory reviews.
  • Maintains a culture of risk management and control, supported by effective processes aligned with risk appetite.
  • Participates in responding to periodic exams/audits by regulatory bodies and internal audit to assess BSA/AML compliance.
Employee/Team Accountabilities:
  • Fully participates as a team member, fostering a positive work environment that promotes service to the business, quality, innovation, and teamwork, ensuring timely communication of issues.
  • Provides thought leadership and industry knowledge in their area of expertise, participating in knowledge transfer within the team and business unit.
  • Shares knowledge of the business, related tools, and techniques.
  • Leads or participates in personal performance management and development activities, including cross-training within their team.
  • Keeps others informed about the status and progress of projects and relevant information related to day-to-day activities.
  • Contributes to the success of the team by assisting others in completing work activities, providing coaching and guidance as appropriate.
  • Fosters a fair, positive, and equitable environment that supports a diverse workforce.
  • Acts as a brand champion for the function and the organization, both internally and externally.
Who We Are:
TD is among the world's leading global financial institutions and ranks as the fifth largest bank in North America by branches. Every day, we deliver exceptional customer experiences to millions of households and businesses across Canada, the United States, and globally. With over 95,000 colleagues, we bring our skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to be the better bank and our purpose to enrich the lives of our customers, communities, and colleagues.

TD is deeply committed to being a leader in customer experience, believing that all colleagues, regardless of their role, are customer-facing. As we grow our business and execute our strategy, we innovate to enhance customer experiences and build capabilities to shape the future of banking. Whether you have extensive banking experience or are just beginning your career in financial services, we can help you realize your potential. Through regular leadership and development conversations, mentorship, and training programs, we support you in achieving your goals. As an organization, we continue to grow - and so will you.

Our Total Rewards Package

Our Total Rewards package reflects our investment in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards, health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and recognition. Learn more about our offerings.

Additional Information:
We appreciate your interest in building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we are committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development
If you are interested in a specific career path or wish to develop certain skills, we are here to help you succeed. You will have regular career, development, and performance discussions with your manager, along with access to an online learning platform and various mentoring programs to help you unlock future opportunities. Whether you are passionate about assisting customers or aspire to coach and inspire your colleagues, there are numerous career paths within TD, and we are committed to helping you identify opportunities that align with your goals.

Training & Onboarding
We provide training and onboarding sessions to ensure you have everything you need to succeed in your new role.

Interview Process
We will reach out to candidates of interest to schedule interviews. We strive to communicate outcomes to all applicants via email or phone call.

Accommodation
If you are an applicant with a disability and require accommodations to complete the application process, please reach out to the appropriate workplace accommodations program.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.