Senior Retirement Compliance Specialist

4 weeks ago


White Plains, New York, United States Pentegra Services, Inc. Full time

Job Summary:

Pentegra Services, Inc. is seeking a highly skilled Senior Retirement Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for ensuring the accuracy and timeliness of compliance testing, valuation reporting, and tax filings for our clients.

Responsibilities:

  • Interpret plan documents and ensure compliance with ERISA, IRS, and DOL regulations
  • Review Form 5500 as prepared by the Bundled Recordkeeper
  • Enhance and Comprehensive:
    • Review compliance testing as prepared by the Bundled Recordkeeper (ADP/ACP; 415; 402(g) 416, 410(b))
    • Review census data, including any data integrity reports if applicable
    • Review employer contribution calculations as prepared by the Bundled Recordkeeper
    • Review participant QDROs prior to sending to Legal
    • Review participant home loan requests
    • Review manual hardship distribution requests
  • Work with plan's Form 5500 auditor and ensure deadlines are met timely
  • Work with clients to ensure plan corrections are properly executed

Requirements:

  • 3-5 years of defined contribution retirement compliance and service experience
  • Excellent client relationship skills
  • Excellent communication and organizational skills
  • Problem-solving ability
  • Ability to work in a fast-paced team environment
  • Working knowledge of Microsoft Office (Excel, Word, Outlook)
  • Working knowledge of FT Williams Government forms a plus
  • ASPPA designations a plus or be willing to obtain designations
  • Ability to ensure timely and accurate completion of all assigned client compliance testing, valuation reporting, and tax filings


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