Quality Assurance Analyst

4 weeks ago


New York, United States Stone Management Full time

The role will primarily be responsible sampling and performing a quality reviews over (1) the dispositioned alerts/cases conducted by the Transaction Monitoring Analysts, (2) dispositioned OFAC Messages and Batch Screening Alerts, (3) KYC Periodic Reviews and newly onboarded client files, and (4) 314a, legal request, and AML Blacklist quality assessments; to confirm compliance with internal procedures, regulations and QA Desktop Procedure. The role also responsible for conducting for Quality Assurance of Suspicious Activity Reports/Continuing Activity Reports submitted and waived cases, to confirm compliance with internal procedures and regulatory requirements.

The QA Analyst role is required to interact with first line team members and various internal stakeholders to ensure the highest level of quality and timeliness. Additionally, the team is required to assist the Quality Control Officer in order to remediate any procedure issues in a timely fashion.

This position will also be responsible for summarizing the quality review findings and provide feedback/recommendations to compliance analysts and QA Manager.

Prior experience in banking compliance 7 plus years is necessary.

Salary $100K + company paid health insurance



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