Compliance Officer

A leading, full-service investment banking firm is looking for you to join the team as it's next Chief Compliance Officer! This is an incredibly exciting to join the team where you will lead the broker dealer side of the business. The ideal candidate has at least 10 years of experience working within BD compliance, has an active Series 7 & 24, and has...

Job SummaryWe are seeking a dependable self-starter to support our organization operationally. This role will work with both campaign and non-connected divisions, providing exposure to the inner workings of the organization. The ideal candidate is detail-oriented, communicative, and organized, with excellent time management skills.About UsCapitol Compliance...

Job DescriptionJob DescriptionWe are currently partnered with a growing Register Investment Advisor/Broker Dealer looking to add to their compliance team. The Compliance Principal will support compliance operations and provide analytic support within a financial institution.Compliance Principal Essential Responsibilities:Manage compliance systems, documents,...

A leading, full-service investment banking firm is looking for you to join the team as it's next Chief Compliance Officer! This is an incredibly exciting to join the team where you will lead the broker dealer side of the business. The ideal candidate has at least 10 years of experience working within BD compliance, has an active Series 7 & 24, and has...

Compass Point is a premier independent, full-service investment firm providing a wide range of investment banking, research, and sales and trading services to our clients. We serve as an expert advisor and resource to corporate clients and institutional asset managers including mutual funds, hedge funds, and family offices. We are currently seeking a highly...

Compass Point is a premier independent, full-service investment firm providing a wide range of investment banking, research, and sales and trading services to our clients. We serve as an expert advisor and resource to corporate clients and institutional asset managers including mutual funds, hedge funds, and family offices. We are currently seeking a highly...

Compass Point is a premier independent, full-service investment firm providing a wide range of investment banking, research, and sales and trading services to our clients. We serve as an expert advisor and resource to corporate clients and institutional asset managers including mutual funds, hedge funds, and family offices.We are currently seeking a highly...

Compass Point is a premier independent, full-service investment firm providing a wide range of investment banking, research, and sales and trading services to our clients. We serve as an expert advisor and resource to corporate clients and institutional asset managers including mutual funds, hedge funds, and family offices.We are currently seeking a highly...

Compass Point is a premier independent, full-service investment firm providing a wide range of investment banking, research, and sales and trading services to our clients. We serve as an expert advisor and resource to corporate clients and institutional asset managers including mutual funds, hedge funds, and family offices.We are currently seeking a highly...

Compass Point is a premier independent, full-service investment firm providing a wide range of investment banking, research, and sales and trading services to our clients. We serve as an expert advisor and resource to corporate clients and institutional asset managers including mutual funds, hedge funds, and family offices.We are currently seeking a highly...

About the PositionWe are seeking a highly qualified Regulatory Compliance Officer to join our team at Tower Mobility. As a key member of our operations team, you will be responsible for ensuring the safety and compliance of our wheelchair-accessible rides on ride-share platforms.Key ResponsibilitiesDevelop and implement comprehensive safety policies and...

Job OverviewSpectrum Management is a leading provider of construction management, facilities management, and real estate development services in the Washington, DC metropolitan area. We are seeking a skilled Compliance Officer to join our team.

Join YesAbility as a part-time Clinical Compliance & Audit Officer based in Osborne Park, WA. In this key role, you will be responsible for ensuring compliance with relevant legislation, regulations and internal policies to support the delivery of high-quality clinical services. and regulation associated with What youll be doing Conduct regular audits of...

We're seeking a highly skilled Records and Compliance Officer to join our team at BryceTech. As a key member of our staff, you will be responsible for overseeing executive assistants' tasks and programs, reviewing documents in file structure to determine if packages are complete, and providing leadership to the team to maintain quality control.You will work...

Site Reliability Engineer - Full-time RemoteAdvance Your Career with Cutting-Edge Infrastructure at Harbor ComplianceAbout Harbor Compliance:Harbor Compliance is committed to simplifying the regulatory challenges of businesses and nonprofits through innovative technology solutions. As we continue to grow, we seek a Site Reliability Engineer who is passionate...

Site Reliability Engineer - Full-time RemoteAdvance Your Career with Cutting-Edge Infrastructure at Harbor ComplianceAbout Harbor Compliance:Harbor Compliance is committed to simplifying the regulatory challenges of businesses and nonprofits through innovative technology solutions. As we continue to grow, we seek a Site Reliability Engineer who is passionate...

Job Summary:The Retail Food Safety Compliance Officer will be responsible for ensuring that all aspects of food safety and hygiene meet the required standards. This includes training employees, conducting audits, and developing procedures to prevent foodborne illnesses.

Duties As a Financial Compliance Manager (Chief, Office of Compliance), you will: Direct and monitor the Bureau's internal control, product accountability, and internal quality audit program to provide reasonable assurance that assets are safeguarded from loss, misuse, or misappropriation, and to ensure conformance with the Bureau's quality management...

Company OverviewSGi Global is a leading provider of innovative solutions to the U.S. Government Publishing Office.Salary and BenefitsWe offer a competitive salary ranging from $90,000 to $120,000 per year, depending on experience. SGI Global provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race,...

Promise is a forward-thinking company empowering utilities and government agencies to create flexible, affordable solutions for individuals struggling with debt. Our innovative approach to payment plans and relief distribution significantly improves enrollment and recovery rates, helping individuals clear debts faster and reducing delinquencies for our...