Audit Manager

1 week ago

New York, United States Disability Solutions Full time
Job Description:

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day.

Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being a diverse and inclusive workplace, attracting and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve.

At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us.

Job Description:
This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships. Job expectations include fostering an inclusive work environment, and mentoring team members.

Responsibilities:
  • Subject matter expertise of Transaction Monitoring related risks and a solid business understanding of financial services industry, especially those associated with correspondent banking, corporate banking, treasury management and capital markets conducting transaction monitoring reviews.
  • Plan, perform, and lead Transaction Monitoring Systems audits at the enterprise level as well as other diverse lines of business and specialty areas.
  • Subject matter expertise in US financial crime regulations.
  • Perform audit reviews related to transaction monitoring systems and other compliance operational work including transaction monitoring models and alert investigations.
  • Support the execution of transaction monitoring audits as well as regulatory and partner exams by creating presentation materials and providing timely responses to inquiries.
  • Manage staff during audit engagements and provide feedback on work performed.
  • Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
  • Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
  • Communicate the results of audit projects to management (written reports/oral presentations).
  • Establish and build working relationships with internal and external management.
  • Perform AML risk assessments of business activities, potential risks exposures, and materiality of loss.
  • Demonstrates experience in managing integrated internal audit and assurance delivery.
  • Effective influence skills in communicating findings. This individual must be an articulate and effective communicator, both verbally and in writing.
  • Strong interpersonal skills for interfacing with all levels of internal and external audit and management.
  • Minimum 5 years of audit experience in areas related to Transaction Monitoring and risk management programs and regulations, banking regulations, local standards, and internal policies.
  • At least 5 years of experience conducting Transaction Monitoring audits, Risk Management audits, Compliance audits or a combination
  • At least 3 years of experience leading audits and performing in the role of auditor-in-charge
  • Excellent project management, interpersonal, oral and written communication skills; strong attention to detail and accuracy
  • Exceptional analytical and critical thinking abilities; Able to develop and convey a point of view
  • Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude. Able to thrive in a dynamic team environment
  • Highly motivated self-starter with ability to multitask and complete assignments within time constraints and deadlines. Individual with desire to learn and teach others, high energy, positive attitude
  • A working understanding of Transaction Monitoring systems in large financial institutions including data analytics, transaction monitoring models, alert and case generation, and AML red flag coverage mapping.
  • Proficiency in Microsoft Office products


Skills:
  • Analytical Thinking
  • Audit Planning
  • Internal Audit Review
  • Issue Management
  • Risk Management
  • Business Acumen
  • Coaching
  • Project Management
  • Relationship Building
  • Written Communications
  • Attention to Detail
  • Automation
  • Critical Thinking
  • Technical Documentation


Required Qualifications:
  • 5-10 years of general auditing experience with a finance or control function, internal audit function or public accounting firm, preferably within the Banking or Financial Services industry
  • Bachelors' Degree OR equivalent years related work experience.
  • Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access)
  • Ability to execute audit test plans within a risk based audit methodology
  • Sound organizational, analytical, oral and written communication skills
  • Self-starter, desire to learn with the ability to teach others, positive attitude, exhibits flexibility.
  • Ability to work in a very detailed manner


Desired Qualifications:
  • Master's Degree in Auditing, Accounting, Finance, or Business Administration
  • Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)
  • Experience with automation and automation and/or data analytics.


Shift:
1st shift (United States of America)

Hours Per Week:
40

Pay Transparency details

US - CT - East Hartford - 101 E River Dr - One Riverview Square (CT2550), US - NY - New York - 114 W 47TH ST (NY8114)

Pay and benefits information

Pay range

$115,600.00 - $157,000.00 annualized salary, offers to be determined based on experience, education and skill set.

Discretionary incentive eligible

This role is eligible to participate in the annual discretionary plan. Employees are eligible for an annual discretionary award based on their overall individual performance results and behaviors, the performance and contributions of their line of business and/or group; and the overall success of the Company.

Benefits

This role is currently benefits eligible. We provide industry-leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.

  • Ethics and Audit Lead

    1 day ago

    New York, New York, United States International Foundation for Ethics and Audit Full time

    Job DescriptionWe are seeking a Senior Manager, IESBA to join our team at International Foundation for Ethics and Audit in New York. This role involves conducting research and drafting IESBA standards, including exposure drafts and final versions, in collaboration with relevant task forces and the IESBA.Key Responsibilities:Conducting research on auditing...

  • Audit Manager

    7 months ago

    New York, United States UHY Full time

    Position Summary THE FOCUS IS YOU:  We are looking to add an Audit Manager to help guide and oversee our clients, in addition to supporting our internal leaders and the on-going growth in our NYC office. As an Audit Manager, you will be responsible for overseeing and reviewing the necessary procedures involved in planning and executing...

  • IT Audit Manager

    1 day ago

    New York, New York, United States Michael Page Full time

    About the RoleWe are seeking a highly skilled IT Audit Manager to join our team. The successful candidate will be responsible for executing high-value IT audits, identifying risks, and making recommendations to mitigate these risks. This is an excellent opportunity for someone with strong analytical skills and experience in IT audit.Job Responsibilities

  • Audit Manager

    1 month ago

    New York, United States Jobot Full time

    Job DescriptionJob DescriptionHybrid opportunity with top 50 CPA Firm!!!!This Jobot Job is hosted by: Garrett MathisonAre you a fit? Easy Apply now by clicking the "Apply Now" buttonand sending us your resume.Salary: $160,000 - $180,000 per yearA bit about us:We are a top CPA firm with an impeccable reputation for exceptional achievement and consistently...

  • IT Audit Manager

    1 day ago

    New York, United States Crowe Full time

    Your Journey at Crowe Starts Here: At Crowe, you can build a meaningful and rewarding career. With real flexibility to balance work with life moments, you're trusted to deliver results and make an impact. We embrace you for who you are, care for your well-being, and nurture your career. Everyone has equitable access to opportunities for career growth and...

  • Audit Manager

    3 months ago

    New York, United States Keller Executive Search Full time

    About Our ClientOur client, a leading accounting and advisory firm, is seeking an experienced Audit Manager to join their dynamic team in a hybrid work arrangement. Known for their commitment to exceptional client service and professional growth, they offer an environment where seasoned professionals can thrive and make a significant impact.The OpportunityAs...

  • IT Audit Manager

    2 days ago

    New York, United States Crowe Full time

    Your Journey at Crowe Starts Here: At Crowe, you can build a meaningful and rewarding career. With real flexibility to balance work with life moments, you're trusted to deliver results and make an impact. We embrace you for who you are, care for your well-being, and nurture your career. Everyone has equitable access to opportunities for career growth and...

  • Internal Audit Manager

    2 weeks ago

    New York, New York, United States Michael Page Full time

    Company OverviewMPI is a leading global provider of data, technology, and market infrastructure. They operate a range of asset classes, including exchanges, clearing houses, and data services.About the RoleWe are seeking an experienced Senior Internal Auditor to join our team in New York City. This role offers a strong base salary as well as bonus...

  • Financial Audit Manager

    7 days ago

    New York, United States HealthSmart Pro, Inc Full time

    Job OverviewThe Senior Audit Associate position at HealthSmart Pro, Inc. is an exciting opportunity for a seasoned professional to lead audit engagements and drive growth in our firm.About the RoleWe are seeking a highly skilled and experienced Senior Audit Associate to join our team. In this role, you will be responsible for managing audits, providing...

  • IT Audit Manager

    1 day ago

    New York, New York, United States Fidelity Information Services Full time

    Company OverviewFidelity Information Services (FIS) is a leading provider of technology and services that helps businesses thrive. With over 50 years of experience, FIS has established itself as a trusted partner for clients worldwide.Job SummaryWe are seeking an experienced IT Auditor to join our team. The successful candidate will be responsible for...

  • IT Audit Manager Professional

    1 day ago

    New York, New York, United States Crowe Full time

    About the Job">We're looking for a skilled IT Audit Manager to lead our IT General Controls/IT Audit, IT SOX, and IT Risk Consulting engagements. The ideal candidate has 5+ years of experience in IT audit, corporate IT audit, or technology risk consulting, along with professional certification (CISA, CPA, CIA, or similar). Strong analytical and...

  • SEC Audit Manager

    5 months ago

    New York, United States Lindquist LLP Full time

    Looking to work at a firm that encourages a work life balance? Withum is a forward-thinking, technology-driven advisory and accounting firm, helping clients to Be in a Position of StrengthSM in today’s modern business landscape. Withum empowers clients with innovative tools and solutions to address their accounting, tax and overall business...

  • Senior IT Audit Manager

    2 weeks ago

    New York, New York, United States Michael Page Full time

    About the RoleWe are seeking a highly skilled Senior IT Audit Manager to join our team at Michael Page. As a key member of our audit team, you will be responsible for executing all phases of high-value IT audits, identifying risks, and assessing mitigating controls.Key Responsibilities

  • IT Audit Senior Manager

    3 weeks ago

    New York, United States Crowe Full time

    Your Journey at Crowe Starts Here: At Crowe, you can build a meaningful and rewarding career. With real flexibility to balance work with life moments, you're trusted to deliver results and make an impact. We embrace you for who you are, care for your well-being, and nurture your career. Everyone has equitable access to opportunities for career growth and...

  • Internal Audit Manager

    2 weeks ago

    New York, New York, United States Michael Page Full time

    About This RoleWe are seeking a highly experienced Internal Audit Manager to join our team in New York City. As a key member of our internal audit function, you will play a critical role in evaluating and enhancing the effectiveness of our internal controls, risk management, and governance processes.

  • IT Manager of Internal Audit

    2 weeks ago

    New York, New York, United States Research Foundation CUNY Full time

    Job Title: IT Manager of Internal AuditThis role is responsible for the information technology audit function and plans audits of the Office of Systems and Information Services (SIS).Key Responsibilities:• Review logical security and determine if appropriate access to system resources is granted to employees of the Research Foundation• Evaluate the...

  • Audit Manager

    1 week ago

    New York, United States Disability Solutions Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • OFAC / Sanctions Audit Manager

    1 month ago

    New York, United States Robert Half Full time

    Job DescriptionJob DescriptionWe are offering a short term contract employment opportunity for an OFAC / Sanctions Audit Manager in the Financial Services industry, based in New York, New York. As an Audit Manager, you will be instrumental in planning audits, executing risk-based approaches, and conducting thorough examinations of work papers. Your...

  • Audit Manager

    1 month ago

    New York, United States Selby Jennings Full time

    Audit Manager, Credit Risk Location - Flexible Compensation - 130-150k base I am currently working with a Global Investment Bank to grow out their Internal Audit team, specifically by adding an Audit Manager within their Credit Risk group. Ideal candidates have 8+ years of experience managing end to end audit activities surrounding commercial credit...

  • Senior Cybersecurity Audit Manager

    1 day ago

    New York, New York, United States Wells Fargo Full time

    About this role:We are seeking a highly experienced Technology Risk Leader to join our Enterprise Technology Audit Group (ETAG), providing leadership in the audit coverage of Wells Fargo's technology and cybersecurity control environment.As a Senior Cybersecurity Audit Manager, you will be accountable for developing a comprehensive multi-year coverage...