Audit Supervisor

2 days ago

Phoenix, United States Disability Solutions Full time
Job Title:
Audit Supervisor - Risk and Compliance

Location:
CityScape

What you'll do:
As an Audit Supervisor, you will assist in the planning, execution, and reporting for various audits in the AML/BSA coverage areas, supporting the execution of the department's annual audit plan. You will prepare for, lead, and wrap-up many aspects of your assigned audits, all within audit methodology. You will evaluate processes and controls for adherence to bank policies & procedures, and compliance with federal & state banking regulations. You will also assist in completing root cause analysis for identified issues to focus on strengthening and improving controls. You will report to an Audit Director or Senior Audit Director; however, you will lead a team of Auditor(s) and Senior Auditor(s), which can change with each audit, managing and reviewing their work. In addition, you will have the opportunity of working with our audit leaders across the department, participating in audits in finance, banking operations, credit administration, risk management, and compliance disciplines. Your position promotes risk awareness in the enterprise through a positive and collaborative relationship with department heads, business leadership, and staff. In addition to audit execution, you will meet regularly with department heads and business leaders to discuss audits, assess risks, evaluate issue remediation progress, provide feedback, and gather insights on business activities.

What we are looking for:

Responsibilities
  • Support the Audit Director and Associate Audit Director with audits across the organization and complete multiple audit assignments and/or projects.
  • Ensure consideration and inclusion of data analytics along with other critical plan inputs for each assigned audit.
  • Know, apply, and ensures compliance with audit methodology.
  • Instrumental in the completion of all phases of the audit in compliance with audit methodology. Discuss and review the audit scope with Associate Audit Director and Audit Director.
  • Prepare audit planning documentation and risk & control matrix (including test approach for each control), delegate test work as appropriate, and may test higher risk or complex controls.
  • Provide guidance and coaching to supporting staff throughout assigned audits. Review staff work papers and provide comments to ensure compliance with stated requirements and objectives, IIA standards, and audit methodology.
  • Provide feedback/comments to the assigned audit team.
  • Clarify and clear review notes provided by the Associate Audit Director or Audit Director.
  • Ensure appropriate organization and documentation within the audit software (Wdesk/Workiva).
  • Perform additional testing as determined to be necessary.
  • Draft clear and concise audit issues, ensuring the root cause is identified.
  • Assist in drafting comprehensive audit reports, including issue ratings and overall report ratings.
  • Work with management to create effective management action plans in a timely manner.
  • Monitor progress made by management toward completing action plans and manages assigned tests of validation prior to closing issues.
  • Follow up on the disposition of exceptions noted during audits, including internal, external, and regulatory examination reports.
  • Provide ad-hoc reports and status updates to supervisors.
  • Comply with department annual training requirements and proactively draft and discusses performance goals with Audit Director.
  • Attend and participates in team, peer, and one-on-one meetings.
  • Own or contributes to department initiatives focused on audit methodologies and supporting technology-based solutions as applicable.


Qualifications
  • 5+ years of related experience in Internal Audit, Risk Management, Regulatory Compliance, or a similar field
  • Bachelor's degree in a related field required
  • Previous leadership experience preferred
  • Intermediate knowledge of general banking operations, including deposit operations, loan administration, treasury management, and/or other commercial banking products and services.
  • Intermediate knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards, and practices.
  • Intermediate knowledge of internal control analysis and risk assessment methodologies, COSO framework, Institute of Internal Auditor standards, FRB Supervisory Letter 13-1 standards, GAAP, and/or Sarbanes-Oxley Section 302/404 requirements.
  • Intermediate time management and organizational skills
  • Strong speaking and writing skills for internal and external audiences
  • The following certification is required: Certified Anti-Money Laundering Specialist,


Benefits you'll love:
We offer all the important things you'd want - like competitive salaries, an ownership stake in the company, medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program, and a wellness program. In addition, you'll have the opportunity to bolster your business knowledge, learning the ins and outs of how successful companies operate and manage their finances, giving you invaluable hands-on experience to help grow your career

About the company:

Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona, Alliance Association Bank, Bank of Nevada, Bridge Bank, First Independent Bank, and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.

Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race, sex, color, religion, age, nation origin, marital status, disability, protected veteran status, sexual orientation, gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying, please email HR@westernalliancebank.com or call 602-386-2488. When contacting us, please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.

© Western Alliance Bancorporation

  • Night Audit Supervisor

    1 day ago

    Phoenix, United States Davidson Hospitality Group Full time

    Are you a night owl with a passion for hospitality and exceptional guest service? Join our team as a Night Audit Supervisor at our vibrant hotel and be a part of an exciting and dynamic environment. As a Night Audit Supervisor, you will oversee the n Audit, Supervisor, Night, Hospitality, Operations, Accounting Learn More

  • IT Audit Analyst

    3 weeks ago

    Phoenix, United States Apolis Full time

    POSITION TITLE: IT Audit Analyst OFFICE LOCATION: Remote CORE TIME ZONE: AZ POSITION SUMMARY: This candidate is actively involved in the execution of audit activities related to information technology, security, system implementations, and data privacy to determine whether we are meeting and/or surpassing all our SOX controls, and governance processes, as...

  • IT Audit Analyst

    3 weeks ago

    Phoenix, United States CoreAi Consulting Full time

    Company DescriptionCoreAi Consulting in Phoenix, AZ, offers comprehensive generative AI services to drive advancements in businesses. Their robust GenAI solutions, powered by models like GPT and Llama, automate workflows for increased productivity. Role Information:The IT Audit Analyst will be focused on ensuring SOX compliance for various enterprise...

  • Night Audit Operations Manager

    1 week ago

    Phoenix, Arizona, United States Davidson Hospitality Group Full time

    At Davidson Hospitality Group, we are seeking a skilled Night Audit Supervisor to oversee our accounting and auditing processes. The successful candidate will be responsible for ensuring the accuracy and integrity of our financial records.About the RoleThis is a full-time position that requires a strong background in hospitality operations and accounting. As...

  • CoreAi Consulting | IT Audit Analyst | phoenix, az

    3 weeks ago

    phoenix, United States CoreAi Consulting Full time

    Company DescriptionCoreAi Consulting in Phoenix, AZ, offers comprehensive generative AI services to drive advancements in businesses. Their robust GenAI solutions, powered by models like GPT and Llama, automate workflows for increased productivity. Role Information:The IT Audit Analyst will be focused on ensuring SOX compliance for various enterprise...

  • CoreAi Consulting | IT Audit Analyst | phoenix, az

    3 weeks ago

    phoenix, United States CoreAi Consulting Full time

    Company DescriptionCoreAi Consulting in Phoenix, AZ, offers comprehensive generative AI services to drive advancements in businesses. Their robust GenAI solutions, powered by models like GPT and Llama, automate workflows for increased productivity. Role Information:The IT Audit Analyst will be focused on ensuring SOX compliance for various enterprise...

  • Senior Electrical Supervisor

    4 days ago

    Phoenix, Arizona, United States Brycon Full time

    Job Title: Senior Electrical SupervisorEstimated Salary: $70,000 - $100,000 per year.About the Job:We are looking for a seasoned Senior Electrical Supervisor to oversee the electrical aspects of our construction projects. As a senior member of our team, you will provide guidance and support to junior supervisors and crew members, ensuring that projects are...

  • SANITATION SUPERVISOR

    2 weeks ago

    Phoenix, United States York Employment Services, Inc. Full time

    Job DescriptionJob DescriptionJob Description:We are seeking an experienced Sanitation Supervisor to join our team at a leading Frozen Novelties Manufacturing facility in Phoenix, AZ. The ideal candidate will be responsible for overseeing the sanitation operations of our production facility, ensuring that all areas meet strict cleanliness, hygiene, and food...

  • Dialysis Nurse Supervisor

    1 week ago

    Phoenix, Arizona, United States Fresenius Medical Care Full time

    Job Description:We are seeking an experienced Dialysis Nurse Supervisor to join our team at Fresenius Medical Care. As a key member of our healthcare team, you will be responsible for overseeing the delivery of high-quality patient care in a dialysis setting.Responsibilities:Supervise and manage direct patient care staff, ensuring that they provide...

  • Warehouse Supervisor

    4 months ago

    Phoenix, United States Arizona Official Website of State of Arizona Full time

    Job Summary: The Arizona Department of Administration's General Services Division is seeking a Warehouse Supervisor. This role is responsible for managing the warehouse that supports maintenance and repair operations. Key responsibilities include planning, monitoring, and coordinating the ordering, receipt, and dispatching of parts. The Warehouse...

  • Supervisor Charge Master

    2 weeks ago

    Phoenix, United States CommonSpirit Health Full time

    **Overview** CommonSpirit Health was formed by the alignment of Catholic Health Initiatives (CHI) and Dignity Health. With more than 700 care sites across the U.S. from clinics and hospitals to home-based care and virtual care services CommonSpirit is accessible to nearly one out of every four U.S. residents. Our world needs compassion like never before....

  • Oral Surgery RN Supervisor

    2 weeks ago

    Phoenix, Arizona, United States USPI Full time

    Job SummaryWe are seeking a highly skilled Oral Surgery Registered Nurse to supervise our team of nurses in the operating room. As an Oral Surgery RN Supervisor, you will be responsible for managing patient care, directing nursing staff, and ensuring that all procedures are performed with the highest level of quality and safety.ResponsibilitiesManage and...

  • Supervisor Charge Master

    1 week ago

    Phoenix, Arizona, United States CommonSpirit Health Full time

    System Charge Master Supervisor Job DescriptionCommonSpirit Health is a leading healthcare provider that has formed by the alignment of Catholic Health Initiatives (CHI) and Dignity Health. With over 700 sites of care across the U.S., CommonSpirit is accessible to nearly one in four U.S. residents. Our communities need compassionate care, and our families...

  • Facilities Operations Supervisor

    1 week ago

    Phoenix, Arizona, United States BH Full time

    Job OverviewWe are seeking a highly skilled Facilities Operations Supervisor to oversee the maintenance of our community. The successful candidate will be responsible for ensuring the upkeep and appearance of the property meet company standards.Responsibilities:Respond to resident work orders and coordinate workload with service team members.Proactively...

  • Landscape Maintenance Field Supervisor

    4 weeks ago

    Phoenix, United States Encore Landscape Management LLC Full time

    Exciting Opportunity: Landscape Maintenance Field SupervisorWe're seeking a motivated, hands-on leader with integrity and safety-first mindset to drive continuous improvement. As an experienced Landscape Maintenance Field Supervisor, you will lead our field maintenance operations and drive excellence in our service delivery. If you have a proven record of...

  • Landscape Maintenance Field Supervisor

    1 month ago

    Phoenix, United States Encore Landscape Management LLC Full time

    Exciting Opportunity: Landscape Maintenance Field SupervisorWe're seeking a motivated, hands-on leader with integrity and safety-first mindset to drive continuous improvement. As an experienced Landscape Maintenance Field Supervisor, you will lead our field maintenance operations and drive excellence in our service delivery. If you have a proven record of...

  • Landscape Maintenance Field Supervisor

    1 month ago

    phoenix, United States Encore Landscape Management LLC Full time

    Exciting Opportunity: Landscape Maintenance Field SupervisorWe're seeking a motivated, hands-on leader with integrity and safety-first mindset to drive continuous improvement. As an experienced Landscape Maintenance Field Supervisor, you will lead our field maintenance operations and drive excellence in our service delivery. If you have a proven record of...

  • Mental Health Clinical Supervisor

    6 days ago

    Phoenix, Arizona, United States Jewish Family & Children's Service Full time

    At Jewish Family & Children's Service, we are seeking a highly skilled and experienced Clinical Supervisor to join our team in the Children & Adolescent Program.About the Role:The successful candidate will provide clinical oversight and supervision for direct services and case-management services to youth clients and their families. This includes intake and...

  • IT Auditor

    3 days ago

    Phoenix, United States Disability Solutions Full time

    Job Title:IT AuditorLocation:CityScapeWhat you'll do:As an IT Auditor you will assist in assessing the design and operating effectiveness of controls within the various audits in your assigned coverage areas, supporting the execution of the department's annual audit plan. You will prepare for and attend process walkthrough meetings, document process...

  • Clinical Supervisor

    2 months ago

    Phoenix, Arizona, United States Jewish Family & Children's Service Full time

    Clinical Supervisor - Children & Adolescent ProgramJewish Family and Children's Service (JFCS) is seeking a skilled Clinical Supervisor to lead our Children's behavioral health program. As a Clinical Manager, you will provide clinical oversight and supervision for direct services and case-management services, including intake and assessment, provided to...