Brokerage Operations Specialist

2 weeks ago


Oregon City, United States MindSource Full time
Job Title: Brokerage Operations Specialist
Location: Remote
Duration: 3-4 months contract with possible of extension
Pay: $544-49/hr on W2 with Mindsource benefits


Duties:
Provide subject matter expertise on strategic initiatives related to brokerage functions.
Document standard operating procedures and job aids and update as needed.
Willing to work and get comfortable with ambiguity in a fast paced environment.
Works closely with peers to provide support in functional areas of operation and provides feedback
Reviews and actions accounts in accordance with firm policy and procedure.
Performs and completes daily operational processing functions and maintains records in accordance with firms Written Supervisory Procedures and operational processes.
High-level understanding of SEC / Client regulations that pertain to the subject matter.

Skills:
Required skills and experience include:
5+ years of experience in brokerage operations.
Brokerage operations generalist, you have worked in various functions of a brokerage operations team which may include accounts, risk, fraud, trading, etc.
Client Licenses: Series 7, 63, & 24 required.
Knowledge and respect for SEC/Client regulatory and compliance rules and regulations.
Highly organized and detail oriented.
Team player and willing to jump in and help others on a regular basis.
Someone who thrives in a highly collaborative and fast-paced environment.
Excellent verbal and written communication skills.

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