Compliance Assurance Testing Manager
20 hours ago
About the Company: Publicly Traded SaaS Company
Title: Senior Manager, Compliance Assurance Testing
Location: San Diego - Hybrid
Salary: $125k-175k (DOE) + Bonus + RSUs
Description: Senior Manager will partner with program owners, subject matter experts and legal to understand requirements (e.g., laws, regulations, guidelines, policies) of compliance, enterprise programs and products
Responsibilities:
- Lead compliance testing projects for sales and marketing-related areas:
- Develops risk and control processes, understands requirements to develop test procedures, executes on testing and validates results, conducts root cause and impact analysis (where applicable), partners with business stakeholders to create remediation plans and writes executive reports to summarize test results
- Evaluates design and operating effectiveness of controls including automated solution
- Documents test results, and reporting metrics in GRC Tool and/or central repository
- Drafts and finalizes executive reports with senior management and socializes with key stakeholders
- Communicates to various cross-functional levels of the organization, including front line personnel, senior management and external parties
- Collaborates with the business to prioritize implementation of recommendations to strengthen compliance maturity for programs and products
- Partners with cross-functional stakeholders (e.g., Legal & Compliance, Internal Audit, Finance, Business, Risk, Security and Technology teams) on reviews, remediation and process improvements
- Participates and leads special, ad-hoc projects, initiatives, input goals as required
- Keeps up-to-date on industry and regulatory changes
Qualifications:
- Has 8+ relevant experience leading regulatory compliance or internal audit programs for public technology companies
- CISA, CIA, CPA certification preferred. Knowledge of regulatory compliance is a plus
- Demonstrated ability to navigate and thrive in a fast-paced working environment and operates calmly through ambiguity and change
- Experience with business and compliance processes, including AI/ML testing; Quick grasp of complex systems and relevant controls
- Demonstrates strong project and time management skills with ability to lead, multi-task and prioritize multiple requirements in a single, complex project
- Demonstrates passion for solving problems, ability to think critically and analytically, listen actively, and communicates with impact both written and verbal.
- Excellent at summarizing and presenting complex analyses into digestible summaries for executive level and external parties
- Drives compliance through influence, use of data and risk-based approaches
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