Legal & Compliance Analyst

FIRMA top alternative investment manager with over $25 billion in committed capital, specializing in the financial services sector. With a collaborative culture, strong benefits, and significant growth opportunity. Role OverviewFirm is looking to add an Associate to their Compliance team, supporting the Credit business. You’ll work closely with the CCO and...

Job Title: Analyst - Communications ComplianceAt Interactive Brokers, we are seeking a highly motivated and detail-oriented individual to join our Compliance team as an Analyst - Communications Compliance. This role will play a critical part in ensuring the Firm's communications database is up-to-date and compliant with regulatory requirements.Key...

Job OverviewInteractive Brokers is seeking a seasoned professional to lead our technology compliance efforts. As a key member of our team, you will be responsible for ensuring our technology and data enterprise meets regulatory requirements.Key ResponsibilitiesDesign and implement supervisory reports and reviews to ensure compliance with regulatory...

Compliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...

iCapital is a leading financial technology platform that powers the world's alternative investment marketplace. Our innovative platform has transformed the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. With approximately $191 billion in...

Corporate Compliance Paralegal OpportunityWe are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. This role would be ideal for someone with experience in corporate formations and Mergers & Acquisitions. The successful candidate will be responsible for managing and tracking regulatory filings, including those under the Corporate...

Role DescriptionCavalry Portfolio Services is a leading provider of non-performing consumer loan portfolio management services. We are seeking a highly skilled Regulatory Counsel to join our team in Greenwich, CT.The successful candidate will be responsible for providing legal advice on regulatory compliance, legal issues, regulatory affairs, and regulations...

The Chief Legal Officer will play a pivotal role in guiding Burnham Sterling & Company LLC in all legal matters. This full-time position will act as the general counsel to the Firm and transaction counsel on deals.Key Responsibilities:• Serve as the primary legal advisor to the Firm• Provide legal counsel on transaction documentation, company...

A hedge fund in Greenwich CT is looking for an analyst to:Join a team focusing on legal asset opportunities in developed marketsCredit underwriting for litigation finance transactionsLoan modeling, borrower cash flow modeling and operational due diligenceFocus on special situations

A hedge fund in Greenwich CT is looking for an analyst to:Join a team focusing on legal asset opportunities in developed marketsCredit underwriting for litigation finance transactionsLoan modeling, borrower cash flow modeling and operational due diligenceFocus on special situations

A hedge fund in Greenwich CT is looking for an analyst to:Join a team focusing on legal asset opportunities in developed marketsCredit underwriting for litigation finance transactionsLoan modeling, borrower cash flow modeling and operational due diligenceFocus on special situations

A hedge fund in Greenwich CT is looking for an analyst to:Join a team focusing on legal asset opportunities in developed marketsCredit underwriting for litigation finance transactionsLoan modeling, borrower cash flow modeling and operational due diligenceFocus on special situations

A dynamic and expanding hedge fund, a leader in the credit space, is seeking a skilled Administrative support professional to join its team. With over 300 employees, this well-established company offers a competitive salary, bonus, and strong benefits package. The ideal candidate will possess a BA/BA with strong academic performance, advance MS office...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. The ideal candidate will have at least 2 years of experience in corporate paralegal work and a strong understanding of M&A and corporate law.Responsibilities: Manage and track regulatory filings, including those under the Corporate Transparency Act. Oversee customer...

Compliance Testing DirectorInteractive Brokers LLC is seeking a seasoned Compliance Testing Director to lead our compliance testing program. The ideal candidate will have a deep understanding of U.S. securities and/or commodities regulations and experience in designing, maintaining, and managing a compliance testing program.The primary responsibilities of...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. The successful candidate will have a strong understanding of corporate law and experience in global entity management, regulatory filings, and legal billing. Responsibilities:Support the formation, tracking, and dissolution of deal and fund entities.Manage and track...

Corporate Compliance Paralegal - HybridOur client, a private equity firm, is seeking a Corporate Compliance Paralegal for its Greenwich, CT office. This is a hybrid role with all-in compensation ranging up to $100,000.This person should have at least 2 years of Corporate Paralegal experience. This person would ideally have experience with corporate...

Corporate Compliance Paralegal - Hybrid Our client, a private equity firm, is seeking a Corporate Compliance Paralegal for its Greenwich, CT office. This is a hybrid role with all-in compensation ranging up to $100,000. This person should have at least 2 years of Corporate Paralegal experience. This person would ideally have experience with corporate...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. This is a hybrid role with a competitive compensation package.Responsibilities:Support the formation, tracking, and dissolution of deal and fund entities.Manage and track regulatory filings, including those under the Corporate Transparency Act.Oversee customer due...

A highly successful and well-known alternative investment firm with an outstanding office culture and incredible benefits is seeking an Investor Relations Operations Associate.*The ideal candidate should have 3-5+ years of investor services experience from a fund, fund administrator, or bank. In-Office Policy: 5 days a weekResponsibilities:Manage the team...