Trade Service Ops Compliance Analyst

2 weeks ago

Tampa, United States MUFG (DBA) Full time

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.

Compliance Analyst position located in Tampa, Florida reporting to Trade Services Operations Control and Monitoring Manager located in Charlotte, North Carolina. This unique First Line of Defense team is responsible for performing Trade Finance BSA AML Red Flag due diligence, dispositioning Sanction Screening alerts, and performing Post Processing reviews of Compliance related Controls. Staff in this team has extensive understanding of Trade Finance transactions (Letters of Credit, Standby Letters of Credit, and Collections), must be able to independently review, monitor and disposition Trade Finance transactions for compliance issues and questionable activity.

This position has been created for the purpose of our Sanction Screening and Post Processing Reviews functions. In this role, an Analysis should have a good understanding of regulatory requirements affecting Trade Finance products, including BSA/AML, OFAC, and Antiboycott and a thorough understanding of Regulations covering OFAC.

Major Responsibilities:

* Extensive understanding of Trade transactions products and services along with related regulatory programs such as BSA/AML, OFAC, Antiboycott.

* Able to independently review and monitor Trade transactions for compliance issues and questionable activity.

* Responsible for monitoring and decisioning transactions routed to the bank's sanction system (HotScan) to identify potential OFAC hits and regulatory violations.

* Must be detail orientated and a highly self-motivated individual who can work independently with little oversight.

* Staff are responsible for completing all daily activities. * Ensure adherence to MUFG" Compliance Policies and Department's Operating Manuals:

* Completing all daily activities.

* Maintain thorough and accurate records.

* Support and attain departmentwide goals and objectives.

* Thorough understanding of OFAC, JMOF, BSA/AML, Antiboycott, and other Compliance rules as they apply to the movement of trade flows.

* Review and Complete within SLA timeframes.

* Completing other duties as assigned

* Work collaboratively across functional teams and Second Line of Defense partners to ensure effective and efficient operations with clearly defined roles and responsibilities.

Qualifications:

* 3-5 years of banking experience with 2-3 years of Trade Services Standby or Letter of Credit operations experience preferred. * Knowledge and experience in international trade workflow.

* Knowledge and experience of transaction processing in T360 System, HotScan systems is a plus.

* Sound knowledge of Trade based Regulatory Programs, BSA/AML, OFAC, Anti-boycott.

* Ability to support and provide teamwork with focus on quality and prompt service.

* Strong inter-personal skills, verbal and written communication skills and ability to work in an automated system environment required.

* Ability to recognize and have a familiarity with common red flags and sanction trends.

* Working knowledge of the Bank's operating policies, procedures, and compliance regulations. Excellent communication skills with attention to detail and documentation.

* Demonstrated pro-active initiative, ability to work independently and under minimal supervision.

* Proficient in Microsoft Word, Excel

Education:

College Degree preferred but not required. Certificate or courses or any specialized training/exposure in International Trade, Trade and Commodity Financing/Project Finance is a plus.

Previous exposure to bank back office or Trade Services Operations.

The typical base pay range for this role is between $65K - $8K depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.

MUFG Benefits Summary

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.

  • Trade Service Ops Compliance Analyst

    1 week ago

    Tampa, United States MUFG - Mitsubishi UFJ Financial Group, Inc. Full time

    Extensive understanding of Trade transactions products and services along with related regulatory programs such as BSA/ AML, OFAC, Antiboycott. Able to independently review and monitor Trade transactions for compliance issues and questionable activit Compliance Analyst, Trade, Compliance, Service, Analyst, Operations, Retail

  • Trade Service Ops Compliance Analyst

    2 weeks ago

    Tampa, United States MUFG Bank, Ltd. Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships,...

  • Ops Budget Analyst

    2 months ago

    Tampa, United States The State of Florida Full time

    Requisition No: 828709 Agency: Department of Health Working Title: OPS BUDGET ANALYST - 64853470 Pay Plan: Temp Position Number: 64853470 **Salary**: $35.00 hourly Posting Closing Date: 05/16/2024 **Total Compensation Estimator **Tool** **DEPARTMENT OF HEALTH - HILLSBOROUGH COUNTY** **HILLSBOROUGH COUNTY HEALTH DEPARTMENT** **ADMINISTRATIVE...

  • Trade Compliance Administrator

    2 weeks ago

    Tampa, United States Lennar Homes Full time

    Overview: **Responsibilities**: **Primary Duties and Responsibilities** - ** Continuous Improvement**:Identify process improvement opportunities and support implementation as needed. - ** Time Management**:Manage time efficiently to execute workload. - ** Professional Development**: Obtain business acumen and set goals aligned to desired career path. - **...

  • Trade Compliance Administrator

    2 weeks ago

    Tampa, United States Lennar Homes Full time

    Overview: In this role, you will be responsible for trade partner management including collecting and submitting insurance documentation, evaluating compliance status, and providing contracting support. The ideal candidate will have strong attention to detail and excellent time management skills. Responsibilities: Primary Duties and Responsibilities ...

  • Trade Compliance Administrator

    2 weeks ago

    Tampa, United States Lennar Full time

    In this role, you will be responsible for trade partner management including collecting and submitting insurance documentation, evaluating compliance status, and providing contracting support. The ideal candidate will have strong attention to detail Trade, Compliance, Administrator, Management, Construction

  • ​Trade Compliance Manager​

    10 hours ago

    Tampa, Florida, United States CAE Full time

    About This Role Who We Are: CAE Vision: Our vision is to be the worldwide partner of choice in defense and security, civil aviation, and healthcare by revolutionizing our customers' training and critical operations with digitally immersive solutions to elevate safety, efficiency and readiness. CAE Defense & Security Mission: CAE's Defense and Security...

  • Ops Sup Lead Analyst

    5 days ago

    Tampa, United States 00002 Citibank, N.A. Full time

    The Ops Sup Lead Analyst is a senior level position responsible for providing operations support services, including but not limited to; record/documentation maintenance, storage & retrieval of records, account maintenance, imaging and the opening of accounts in coordination with the Operations - Core Team. Additionally, the Ops Sup Lead Analyst serves as...

  • Payments Client Service Core Trade Analyst

    1 month ago

    Tampa, United States JPMorgan Chase Full time

    You are a strategic thinker, passionate about finding solutions for customers. You have found the right team.As a Client Service Analyst in the Service MGMT department, you will conduct research and analysis in order to respond to internal/external transactional clients inquiries and come up with solution to operational/ transactional inquiries, ensuring all...

  • Compliance Analyst

    2 months ago

    Tampa, United States Best Employment SoluTions, LLC Full time

    The position requires increasing skills and responsibilities in the administration, analysis, development and oversight of internal programs and processes to ensure compliance with the North American Electric Reliability Corporation (NERC) PRIMARY DUTIES AND RESPONSIBILITIES 1. Maintenance of compliance systems and processes used to oversee compliance with...

  • Compliance Analyst

    3 weeks ago

    Tampa, United States Best Employment SoluTions, LLC Full time

    The position requires increasing skills and responsibilities in the administration, analysis, development and oversight of internal programs and processes to ensure compliance with the North American Electric Reliability Corporation (NERC) PRIMARY DUTIES AND RESPONSIBILITIES 1. Maintenance of compliance systems and processes used to oversee compliance with...

  • Transaction Services Analyst

    2 months ago

    Tampa, United States tangensis Full time

    Hi Hope you are doing well Please find the job description below and let me know if you're interested If you are interested please reply me with your Updated Resume . Title Transaction Services Analyst Position Type Contract Location Tampa FLKey Responsibilities Provide transactional processing support for Trade Services Unit Maker role for...

  • Transaction Services Analyst

    2 months ago

    Tampa, Florida, United States tangensis Full time

    Hi Hope you are doing well Please find the job description below and let me know if you're interested If you are interested please reply me with your Updated Resume . Title Transaction Services Analyst Position Type Contract Location Tampa FLKey Responsibilities Provide transactional processing support for Trade Services Unit Maker role for transactional...

  • Transaction Services Analyst

    2 weeks ago

    Tampa, United States tangensis Full time

    Hi Hope you are doing well Please find the job description below and let me know if you're interested If you are interested please reply me with your Updated Resume . Title Transaction Services Analyst Position Type Contract Location Tampa FLKey Responsibilities Provide transactional processing support for Trade Services Unit Maker role for...

  • Compliance & Risk Analyst, Progression

    7 days ago

    Tampa, United States New Mexico Gas Co - Peoples Gas - Tampa Electric Full time

    Power up a career with us. Our people are our greatest investments.  Be the light to help us keep our customers connected.  If you are interested in a career and not just a position, Tampa Electric is the place to be! Tampa Electric offers competitive pay, a comprehensive benefits package and opportunities for growth and development in a...

  • Compliance Analyst

    4 weeks ago

    Tampa, United States Sevita Full time

    At Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work that supports how our business runs, the services we provide, and the...

  • Compliance Analyst

    2 weeks ago

    Tampa, United States Sevita Full time

    At Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work that supports how our business runs, the services we provide, and the...

  • Senior Analyst, Cybersecurity and Compliance

    1 month ago

    Tampa, United States White & Case Full time

    Firm Summary White & Case is an elite global law firm serving leading companies, financial institutions and governments worldwide. Our long history as an international firm means we are perfectly placed to help our clients resolve their most complex legal challenges wherever they may be. With lawyers operating from more than 40 locations, working in...

  • Senior Analyst, Cybersecurity and Compliance

    3 weeks ago

    Tampa, United States White & Case Full time

    Firm Summary White & Case is an elite global law firm serving leading companies, financial institutions and governments worldwide. Our long history as an international firm means we are perfectly placed to help our clients resolve their most complex legal challenges wherever they may be. With lawyers operating from more than 40 locations, working in...

  • Cash &trade Processing Associate Analyst 2 (B10)

    6 days ago

    Tampa, United States Citi Full time

    The Cash & Trade Proc Assoc Analyst 2 is an entry level role responsible for assisting the function with any projects and initiatives related to cash management in coordination with the Transaction Services team. The overall objective is to facilitate multiple complex transaction types from end to end, including escalation as...