Senior Associate, Regulatory Reporting

Job DescriptionJob DescriptionJob Description:The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management...

SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare...

Job Description The Senior Associate, Regulatory Review must follow the protocol established by our pharmaceutical clients when submitting marketing materials for regulatory review. You'll report to the Manager, Regulatory Review or the Director, Regulatory Review This is a hybrid role, requiring three days in-office each week. If you are contacted for an...

About the Position We are looking for a Regulatory Reporting Analyst to join our Compliance team and help us meet our firmwide reporting obligations. You'll develop a broad understanding of our trade flows, the evolving regulatory landscape, and the systems that keep us compliant as you work with colleagues across the firm alongside our Technology, Trading,...

Senior Regulatory Reporting Lead Concord, CA - 12+ months – hybrid onsite (3 days/week; remote 2 days/week) W2 Rate - $110-115/hr - THIS IS NOT CTC The team supports multiple multi-year data initiatives and regulatory efforts. As a member of the team, you will deliver business solutions in the areas of Regulatory Reporting The ideal candidate will have...

A NYC-based hedge fund is currently seeking an experienced professional to join their growing Financial Reporting group in an Associate role. Responsibilities: The Financial Reporting Associate will: Prepare and analyze monthly, quarterly, and annual financial statements Conduct account and performance analyses Handle investor, management, and regulatory...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

Job Description The Sr Manager, Regulatory Review is responsible for managing a large team of Associates, Senior Associates and Managers to ensure marketing materials for a client (or group of clients) follow the protocol established by our pharmaceutical company clients for regulatory review. The Senior Manager plays a key role in establishing procedures...

Job Title: Senior Regulatory Affairs Specialist Duration: 9 months Location: Irvine, CA (Onsite) Shift: 8 am to 5 pm. Our Client is a Global medical device Manufacturer. We are looking for a Senior Regulatory Affairs Specialist to complete and maintain regulatory approvals and clearances of assigned products. Create regulatory submissions (exercising...

Liquidity Regulatory Reporting Analyst/ManagerLocation: NYC, NY (Onsite position / No Remote work)Longterm contractAs a Liquidity Manager specializing in LCR, 2052a, NSFR, Governance, and Controls.Nice to have:Extensive expertise in leveraging tools such as Axiom, Tableau, and SQL to ensure financial institutions maintain optimal liquidity positions while...

The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a high level of visibility within the organization with opportunities...

Liquidity Risk Regulatory Reporting Subject Matter Expert Arrayo is actively seeking a detail-oriented and experienced Liquidity Risk Regulatory Reporting SME/Business Analyst to join our team. The successful candidate will play a crucial role in ensuring the accuracy and integrity of regulatory reporting data through in-depth analysis, data mapping, and...

Liquidity Risk Regulatory Reporting Subject Matter Expert Arrayo is actively seeking a detail-oriented and experienced Liquidity Risk Regulatory Reporting SME/Business Analyst to join our team. The successful candidate will play a crucial role in ensuring the accuracy and integrity of regulatory reporting data through in-depth analysis, data mapping, and...

Liquidity Risk Regulatory Reporting Subject Matter Expert Arrayo is actively seeking a detail-oriented and experienced Liquidity Risk Regulatory Reporting SME/Business Analyst to join our team. The successful candidate will play a crucial role in ensuring the accuracy and integrity of regulatory reporting data through in-depth analysis, data mapping, and...

As Regulatory Data Analyst, you will support the Data Owners, Data Consumers and Data Stewards in an Enterprise Data Remediation Process intended to remediate data concerns which arise from regulatory data not meeting quality requirements. Key Responsibilitiesif a newly logged data concern is/related to an existing data concern/issue.Root Cause Analysis...

Summary: The Regulatory Affairs team is responsible for coordinating and facilitating communications between the Bank and its various regulators on behalf of all US business operations and entities, as well as for coordinating the regulatory remediation efforts within the region. The team is primarily responsible for all interaction with regulatory agencies...

Internal Audit - Corporate Controllers & Tax Internal Audit - Corporate Controllers & Tax IA is comprised of the following global functional audit teams covering the various business areas of the firm: Global Markets, Investment Management, Investmen Controller, Audit, Regulatory, Financial, Associate, Reporting, Business Services

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

A specialty finance company is seeking a Corporate Accounting and Reporting Senior Associate to join their finance team responsible for maintaining accurate financial records, preparing financial statements, and ensuring compliance with accounting standards. This role involves collaborating with various departments to provide timely and reliable financial...

Description Senior Regulatory Compliance Analyst Hybrid-New York Who We Are SiriusPoint is a global underwriter of insurance and reinsurance. We utilize deep risk capabilities to protect our customers and provide intelligent risk solutions to clients and brokers around the world. Bermuda-headquartered and listed on the New York Stock Exchange (SPNT), we work...