![Wells Fargo](https://media.trabajo.org/img/noimg.jpg)
Experienced Financial Advisor Recruiting and Agreements Administrator
1 month ago
Wells Fargo is seeking an Experienced Financial Advisor (FA) Recruiting and Agreements Administrator to join our Agreements Administration group within Wealth and Investment Management. Learn more about the career areas and lines of business at wellsfargojobs.com.
In this role, you will:
- Serve as a subject matter expert on Experienced FA Recruiting, Financial Advisor Succession, and the Firm's Team Program
- Administration and due diligence of individual Financial Advisor recruiting agreements, and entry into the succession and team programs
- Participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives
- Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics
- Review and research strategies and action plans to establish effective processes while meeting performance metrics and policy expectations
- Utilize independent judgment to guide moderate risk deliverables
- Present recommendations to develop, implement, and monitor strategic approaches, effectiveness of support function, and business performance improvement opportunities for managing risks of the business
- Exercise independent judgment and provide guidance in diverse support functions and operations for a single business group within a line of business
- Collaborate and consult with leaders and executive management
- Provide work direction to less experienced Strategy and Execution staff
- 2+ years of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Strong collaboration and partnering skills
- Strong analytical skills and ability to build business cases
- Ability to present reports to and interact with senior leaders
- Ability to manage administration and due diligence of Financial Advisor related programs
- Strong Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
- Experience with Adobe Acrobat Pro
- Excellent verbal, written, and interpersonal communication skills
- 2+ years of brokerage industry experience
- Knowledge and understanding of financial analysis, research, and due diligence; related to full service retail brokerage products
- Knowledge and understanding of Financial Advisor compensation plans and agreements
- FINRA registration including Series 7 and 66 (or FINRA recognized equivalents)
- This position is not eligible for Visa sponsorship.
- This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.
- 2801 Market St, F & L Bldg. - St. Louis, Missouri
Posting End Date:
31 Jul 2024
*Job posting may come down early due to volume of applicants.
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
-
Sales Support Administrator
1 month ago
St. Louis, United States Prudential Financial Full timeJob Classification:Sales - SalesAt Prudential, we measure our long-term success on our ability to deliver value for shareholders, meet customer needs, and attract and develop the best talent in the industry. We offer an inclusive work environment where all associates can develop to their full potential and strengthen their communities. Prudential Advisors is...
-
Financial Advisor
1 month ago
St Cloud, United States Cetera Financial Group Full timeJob Description At Cetera, we strive for continuous improvement and evolution towards excellence. To achieve this, we require the right individuals who can support and ensure our success. Our corporate team is the backbone of our operations, providing support in various areas such as legal, finance, and HR. We offer diverse business opportunities that are...
-
Financial Advisor
2 weeks ago
St Paul, United States Boutique Recruiting Full timeA reputable financial services firm is searching for a dedicated Financial Advisor to join their team in New Brighton, MN. They are looking for someone with at least 5 years of experience in the financial planning industry who can independently develop and present advice on investment, tax, risk, education, and estate planning topics. This role offers the...
-
Divisional Advisor Recruiting Manager
2 weeks ago
Saint Louis, United States Edward Jones Full timeWant a meaningful career where you can make a difference? Edward Jones sounds perfect for you.Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is...
-
Divisional Advisor Recruiting Manager
4 weeks ago
Saint Louis, United States Edward Jones Full time.hide-on-hq-category{display:none !important;}Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular...
-
Senior Financial Advisor
1 week ago
St Louis, United States Moneta Group Full timeAs a Senior Financial Advisor, you'll collaborate closely with Partner Teams and fellow Advisors, tackling unique client situations head-on. From investment strategies to retirement planning, education savings to tax and estate planning, your experti Financial Advisor, Advisor, Financial Planning, Financial, Senior, Banking, Business
-
Associate Financial Advisor
2 weeks ago
St Paul, United States Boutique Recruiting Full timeA reputable financial services firm, is seeking a dedicated Associate Financial Advisor to join their team in New Brighton, Minnesota. This role is perfect for a current Client Service Associate (CSA) or paraplanner ready to take the next step in their career. The Associate Financial Advisor will support the team in delivering high-quality financial planning...
-
Financial Advisor
2 weeks ago
St Petersburg, United States Thrivent Financial Full timeThrivent Financial Advisor Meaningful work. Rewarding career. Make an impact providing holistic purpose-based financial advice to clients, helping them achieve their goals. You’ll enjoy the satisfaction of making a difference in the lives of the people you serve while also having control over the income you earn, as you’ll be paid through commissions and...
-
Associate Advisor
4 weeks ago
St Louis, Missouri, United States Allworth Financial Full timeAllworth Financial ) is an independent investment financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth Financial delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for...
-
Financial Planning Associate
1 month ago
St. Louis, United States Stifel Financial Full timeDescription Summary The Financial Planning Associate works with the Financial Advisors to gather all applicable data and prepare simple to moderate financial plans for clients and prospective clients. This position may assist branch offices in the use of MoneyGuidePro (Stifel's online Financial Planning platform). Essential Duties & Responsibilities:...
-
Financial Advisor
3 months ago
St Louis, United States Moneta Corporation Full timeCompany DescriptionMONETA is the world's largest independent Registered Investment Advisor (RIA), focused on going further for our clients. We are one firm with many solutions, and we provide a full spectrum of financial advisory services, but our true purpose is centered on building relationships and providing exceptional service to our clients around the...
-
Financial Analysis Advisor
3 weeks ago
St Louis, Missouri, United States The Cigna Group Full timeThe job profile for this position is Financial Analysis Advisor, which is a Band 4 Senior Contributor Career Track Role.Excited to grow your career?We value our talented employees, and whenever possible strive to help one of our associates grow professionally before recruiting new talent to our open positions. If you think the open position you see is right...
-
Financial Advisor
2 weeks ago
St Louis, United States Edward Jones Full timeYou could say we're at the center of the center.Here at Edward Jones the client is our single focus and our relationships with them are the measure of everything we do. And Service and Operations divisions are at the center of it all. We support our clients, branch teams and headquarter associates in providing the best possible experience. Advocate for our...
-
Financial Advisor
4 weeks ago
St Louis, United States Edward Jones Full time.hide-on-hq-category{display:none !important;}You could say we're at the center of the center.Here at Edward Jones the client is our single focus and our relationships with them are the measure of everything we do. And Service and Operations divisions are at the center of it all. We support our clients, branch teams and headquarter associates in providing...
-
Financial Analysis Advisor
4 weeks ago
St Louis, United States Cigna Health and Life Insurance Company Full timeFinancial Analysis Advisor - HYBRID page is loaded Financial Analysis Advisor - HYBRID Apply remote type Hybrid locations MO, St. Louis, One Express Way Morris Plains, NJ time type Full time posted on Posted 3 Days Ago job requisition id 24009607 This is a HYBRID role with on-site expectations. Only local candidates will be considered. POSITION SUMMARY The...
-
Financial Advisor
2 weeks ago
St Louis, United States Edward Jones Full timeYou could say we're at the center of the center. Here at Edward Jones the client is our single focus and our relationships with them are the measure of everything we do. And Service and Operations divisions are at the center of it all. We support our clients, branch teams and headquarter associates in providing the best possible experience. Advocate for our...
-
Sr. Financial Advisor
4 weeks ago
St Louis, United States Edward Jones Full time.hide-on-hq-category{display:none !important;} You could say we're at the center of the center. Here at Edward Jones the client is our single focus and our relationships with them are the measure of everything we do. And Service and Operations divisions are at the center of it all. We support our clients, branch teams and headquarter associates in providing...
-
Sr. Financial Advisor
4 weeks ago
St Louis, United States Edward Jones Full time.hide-on-hq-category{display:none !important;} You could say we're at the center of the center. Here at Edward Jones the client is our single focus and our relationships with them are the measure of everything we do. And Service and Operations divisions are at the center of it all. We support our clients, branch teams and headquarter associates in providing...
-
Financial Project Administrator
4 weeks ago
St Louis, United States Bi-State Development Full timeFinance Project Administrator Full-time employment opportunity with a dynamic and multi-faceted resource for economic development in the St. Louis region. About Us Since 1950, we have partnered with private and public organizations on hundreds of projects that have created thousands of jobs on both sides of the Mississippi River. BSD operates with a focus on...
-
Financial Advisor
4 weeks ago
St. Petersburg, United States Suncoast Wealth Solutions Full timeSuncoast Wealth Solutions (SWS) has a new and exciting opportunity available for a Financial Advisor located in Tampa, Florida.If you have an entrepreneurial spirit, a passion to grow your own business, and enjoy helping people reach their financial goals; then perhaps this is the opportunity you’ve been waiting for.While focusing on State Employees and...