SWAP Reg Reporting Specialist

Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. K ey Duties and Responsibilities: Perform trade surveillance and real-time...

Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. K ey Duties and Responsibilities: Perform trade surveillance and real-time...

Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. Key Duties and Responsibilities:Perform trade surveillance and real-time...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations.Responsibilities:Lead compliance efforts for all...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations.Responsibilities:Lead compliance efforts for all...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations.Responsibilities:Lead compliance efforts for all...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations. Responsibilities: Lead compliance efforts for...

Company DescriptionFinanceJob DescriptionLooking for 2-5 years of experienceRole will start onsite but ultimately be hybrid.Role in the Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed within tight deadlines, swap trades are booked correctly,...

**Welcome to the Societe Generale Careers website.** Swap Dealer Compliance Officer Permanent contract| New York| Compliance **Swap Dealer Compliance Officer** New York, United States Permanent contract Compliance ** Responsibilities** * Recommend and implement changes to the Swap Dealer and SBSD Compliance Programs, relevant policies and procedures on an...

Title: Senior Manager, US Audit, Swap Dealer Compliance Requisition ID: 93952 Join the Global Community of Scotiabankers to help customers become better off. The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

We are working to deliver a legendary mobile experience. If your experience is less than optimal, please visit us on a desktop or laptop. **Vice President Swap Dealer and SBSD Compliance, TD Securities** 349440BR Securities / Wholesale Banking New York , NY February 15, 2022 **Company Overview** TD Securities provides a wide range of M&A advisory,...

Legal Compliance Specialist, New York, NY Archstone Builders LLC, one of the leading construction mgmt firms, is seeking candidates for a Legal Compliance Specialist position to consult with legal counsel & report to mgmt on compliance matters; monitor, research & analyze local, city, state & fed laws & regs for compliance & of changes that require...

**JOB DESCRIPTION** Own our Client’s trade lifecycle experience! Use your Project Management and communications expertise to manage operational issues. **Responsibilities**: - Serve as point of contact for Clients on all operational issues including: trade bookings, settlement exception, swap resets, valuations, collateral, settlements, documentation,...

Compliance Officer - Operations & Regulatory Reporting Oversight **Description**: - Provide compliance advice, oversight on operational rules and regulations for securities and swaps to Front Office, Middle and Back office. (e.g. T+1, Turnaround Rule, Margin, Settlements, Inter-Company bookings, clearing, corporate actions). - Review/Manage Restricted Stock...

**About us** CFD is a women-owned and operated leading provider of comprehensive construction management, project management, project controls, cost estimators & QA/QC services in the public and private sectors. With a proven track record of successful projects, we bring expertise, innovation, and a client-centric approach to every endeavor. We take pride...

Our Client, a Global Investment Bank, is seeking a Remote Risk Reporting Specialist in the EST or CST timezone. Key Responsibilities:Create Visual Reports:Develop dashboards and visualizations using Tableau and/or Business Objects.Tailor visualizations for Board presentations.Risk Reporting:Produce reports on operational risk and third-party risk.Work with...

Preferred SkillsMicrosoft Excel Verbal Communication Written Communication Working Under Pressure Initiative-taking Multi-tasking **Job Summary** Description Genuent is hiring a Lending Strategy Production Support Specialist with a high-net-worth financial institution. Candidates must be able to work for any organization in the US without sponsorship. If you...