Director, Regulatory Compliance

6 days ago

Las Vegas, United States The Ladders Full time
Job Details

Job Location
Las Vegas - LAS VEGAS, NV

Position Type
Full Time

Description

Konami Gaming is looking for a Director, Regulatory Compliance to join our team

As a key compliance management position, this role will ensure that business practices, policies, and dealings of the corporation meet regulatory requirements to protect the corporation from any adverse action and provide counsel to management on regulatory compliance matters to ensure the best interests of the Company. This position is responsible for providing operational leadership to the Compliance department to ensure organizational compliance and the effective resolution of problems affecting Company operations. This position also requires the flexibility to act autonomously at all times while adhering to overall department and company policies and procedures.

What you'll be doing:
  • In conjunction with the Vice President, this role will serve as a key point of contact, internally and externally, for all regulatory issues, audits and communications. This involves maintaining solid business relationships with regulators and company personnel.
  • Responsible for regulatory compliance issues for all of Konami Gaming Inc.'s operations including branch offices, licenses and business practices.
  • Responsible for researching and coordinating jurisdictional licensing requirements for company, key personnel, and other parties. This includes investigating facts and preparing documents to assist the Compliance department.
  • This position is responsible for interfacing daily with all Konami Gaming Inc. employees, departments and divisions regarding compliance issues and must be prepared to work across traditional organizational boundaries.
  • Directs formal document control for all reviews and investigations, oversees compliance audit schedules and action plans required.
  • Responsible for maintaining all corporate and regulatory licenses with 100% accuracy.
  • Represents the company at meetings with regulatory authorities or other industry bodies on issues pertaining to new regulations or regulatory issues that impact the approval and renewal of gaming licenses, product transport, staff licensing and corporate licensing.
  • Manages the operations of the regulatory compliance department, including responsibility for operational planning, budget management, headcount, and performance management. Carries these supervisory responsibilities out in accordance with company policies and applicable laws.
  • Develops and documents processes, procedures, and systems to maximize the efficiency of the approval process for the company's regulatory compliance process.
  • Responsible for the integrity and security of the company's Compliance database for licensing activity, cataloging a chronology of all relevant action on the company's vendor and customer compliance and other necessary information.
  • Facilitates responses to regulatory inquiries or legal matters in all jurisdictions, in a timely manner.
  • Produces regular status reports as required by the Vice President and other company executives.
  • Serves as the steward of jurisdictional database by maintaining status of requests and safeguarding highly confidential financial and personal files.
  • Researches, analyzes, and communicates compliance licensing regulations pertaining to gaming industry.
  • Prepares legal documents, reports, organization charts, and detailed licensing forms for submission.
  • Prepares affidavits of documents and maintains document file. Updates and maintains submission plan, approvals by jurisdiction, pending approvals, temporary licenses, and other.
  • Coordinates with other departments or personnel to acquire licensing in a timely and efficient manner.
  • Ensures the most accurate, confidential, up-to-date and timely information is provided throughout gaming jurisdictions or in-house either by phone, fax, email, or hard documents and archives in appropriate manner electronically to safeguard information.
  • Reports to senior manager any discrepancies or problems requiring resolution.
  • Performs other duties as assigned.
Konami Offers
  • Competitive Wages
  • Great 401(k) plan with company match
  • Comprehensive health benefits package
  • Generous Company paid Holidays and Paid Time Off (PTO)
  • Tuition reimbursement program
About Konami Gaming, Inc.:

For Players. For Operators. For Each Other.

Konami Gaming, Inc. entered the US gaming market in the 2000s and we have spent the last two decades moving the industry forward with breakthrough games, head turning cabinets, and a casino management system that brings it all together. Over that time, we have garnered our share of awards and established a corporate culture of success and innovation.

A world leader in systems and game development, Konami can offer you the best of both worlds - stability within a dynamic, creative environment. We are excited to announce that Konami Gaming Inc. is growing and expanding into new product lines, including premium and standard games, and new market segments. As we enter a new growth period for the Company, we are expanding our reach to attract top talent in game studio operations, technology and product development.

Qualifications

What we'll want you to have:
  • Bachelor's degree or higher in Business Administration or related field preferred.
  • Minimum of ten years or more of related experience and/or training in corporate and regulatory licensing within gaming company. Demonstrated and proven managerial experience required with a minimum of five years management experience required.
  • Knowledge of State and Tribal gaming laws/statutes/regulations, government regulations, agency rules. Microsoft Office, PowerPoint, Adobe Professional. Ability to add, subtract, multiply, and divide in all units of measure, using whole numbers, common fractions, and decimals, in addition to calculating foreign currency. Ability to compute rate, ratio, and percent and to draw and interpret bar graphs. Ability to apply common sense understanding to carry out instructions furnished in written, oral, or diagram form.
Additional Requirements:
  • Judgment and Decision Making - Considers the relative costs and benefits of potential actions to choose the most appropriate one.
  • Critical Thinking - Uses logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems.
  • Evaluating Information to Determine Compliance with Regulatory Standards - Uses relevant information and individual judgment to determine whether events or processes comply with laws, regulations, or standards.
  • Law and Government - Knowledge of laws, legal codes, court procedures, precedents, government regulations, executive orders, agency rules, and the democratic political process.
  • Business Writing - Communicates effectively in writing as appropriate for the needs of the audience.
Work Environment:
  • Extreme repetitive motion using keyboard, mouse and telephone. Position can be high stress and extremely fast paced. Ability to handle directives, assess situations, enter into dialogue and complete tasks.
  • Position shall work primarily in an office environment. Position shall maintain an office, in close proximity of other cubicles and offices.


Konami Gaming is an Equal Opportunity Employer committed to diversity in the workplace. All qualified employees and applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, age, national origin, disability, marital status, protected veteran status, gender identity or any other factor protected by applicable federal, state, or local laws.

If you need a reasonable accommodation because of a disability for any part of the employment process, please call [redacted] and let us know the nature of your request and your contact information.

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