Reg Compliance Consulting Director

Performs a combination of duties in accordance with departmental guidelines:Interprets, implements, and administers compliance policies, procedures and practices to ensure proper risk mitigation for functional area in the business. Provides thought l Compliance, Director, Regulatory, Business Partner, Insurance, Business Services

You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...

You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...

Director of Quality, Boston, MA RBW Consulting are collaborating with an established CDMO with a complex portfolio of Sterile products. With over 19 years experience in the industry, they are focusing on expanding their departments for 2024. Their state-of-the-art facilities and experienced team enable us to deliver high-quality products to our clients in...

Director of Quality, Boston, MARBW Consulting are collaborating with an established CDMO with a complex portfolio of Sterile products. With over 19 years experience in the industry, they are focusing on expanding their departments for 2024. Their state-of-the-art facilities and experienced team enable us to deliver high-quality products to our clients in the...

Director of Quality, Boston, MA Below, you will find a complete breakdown of everything required of potential candidates, as well as how to apply Good luck. RBW Consulting are collaborating with an established CDMO with a complex portfolio of Sterile products. With over 19 years experience in the industry, they are focusing on expanding their departments...

Director of Quality, Boston, MARBW Consulting are collaborating with an established CDMO with a complex portfolio of Sterile products. With over 19 years experience in the industry, they are focusing on expanding their departments for 2024. Their state-of-the-art facilities and experienced team enable us to deliver high-quality products to our clients in the...

Director of Quality, Boston, MARBW Consulting are collaborating with an established CDMO with a complex portfolio of Sterile products. With over 19 years experience in the industry, they are focusing on expanding their departments for 2024. Their state-of-the-art facilities and experienced team enable us to deliver high-quality products to our clients in the...

Position Overview: The Compliance Consultant will work with members of the Compliance team and other internal teams on a project to develop and implement a new pre-and post-trade compliance process. The role will review existing and new client mandates and investment guidelines, develop the appropriate coding to address each mandate and guidelines...

As a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In t Compliance, Director, Controls, Customer Experience, Business Partner, Operations, Business Services

Job DescriptionJob DescriptionHarrison Gray Searchhas partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer.The Compliance Officer is an integral part of the Compliance teams mission to conduct business consistent with the highest standards of commercial honor and just and equitable principles...

Job DescriptionJob DescriptionHarrison Gray Searchhas partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer.The Compliance Officer is an integral part of the Compliance teams mission to conduct business consistent with the highest standards of commercial honor and just and equitable principles...

The Assistant Athletic Director for Compliance oversees and coordinates a comprehensive compliance program that meets the NCAA, Patriot League and Hockey East Association legislation, policies and procedures. Manages and oversees all functions includ Athletic, Athletic Director, Director, Compliance, Assistant, Instructor, Education

Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. The Compliance Officer is an integral part of the Compliance team's mission to conduct business consistent with the highest standards of commercial honor and just and equitable principles of trade. Occupied by a...

Position Summary. The Legal and Compliance team seeks a full-time Senior Associate to report to the Chief Compliance Officer ("CCO") and support the Company's regulatory compliance reporting, testing and oversight functions. Position Overview. This position will work closely with the CCO, Deputy Compliance Officer and outside compliance consultants to...

Job Description:The TeamAs a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...

**Role**:Channel Pre-sales Consultant **L**ocation**: US (Remote) Recently listed as a "RegTech Top Performer" in Market Fintech's RegTech Supplier Performance Report, CUBE is pioneering the development of machine automated compliance. We are a global RegTech business defining and implementing the gold standard of regulatory intelligence and change for...