Compliance Analyst

4 weeks ago

San Diego, United States LEDGENT Technology & Engineering - Roth Staffing Companies, L.P. Full time

Mortgage client is looking for a Licensing Compliance Analyst for 6+ mo contract in San Diego Compliance Analyst, Licensing Duration - 6+ Months Location - San Diego, CA Max Pay - $41.29 POSITION SUMMARY Responsible for supporting Compliance Management Division to ensure the company is operating in accordance with applicable laws. Ensure company remains in good standing with state and federal government agencies including Secretary of State offices, state regulatory agencies, CFPB, and Guild's investors. Review, monitor, and renew Company, branch, and loan originator licenses through the Nationwide Mortgage Licensing System (NMLS), review federal and state legislative changes, complete annual, quarterly, and monthly reports, and Mortgage Call Reports. Essential Functions Work with Compliance Department Management to identify and analyze areas of risk to the business. Think critically about changes in regulations that impact the business and Compliance processes and recommend changes to management to minimize risk. Provide substantive analysis on new and amended statutes and regulations applicable to licensing. Prepare and submit applications for mortgage lender or general business licensing for the company. Manages the new license application process and license maintenance for company, branch, and MLO licensing by researching state requirements and communicating directly with state licensing departments to research guidelines and seek resolution of licensing issues. Identify changes to filing requirements and inform management. Prepare and submit city/county and state license filings for branch office openings, closings and address changes. Identify changes to filing requirements and inform management. Follow up on status of applications, independently troubleshoot problems and resolve issues, report to management on current status of all applications, and see applications through to completion. Monitor continuing education requirements for MLOs and ensure they are met prior to company license renewal. Periodically perform compliance checks to ensure MLO information is accurate in NMLS and employee files. Prepare and submit monthly, quarterly, and annual reports and license renewals (city/county and state). Identify changes to filing requirements and inform management. Monitor and renew existing company, branch, and loan originator licenses. Provide guidance to Loan Officers, Branch Managers, Production, and Servicing regarding licensing matters. Maintain tracking system to monitor for deadlines and due dates of various filings and renewals, including license and surety bond spreadsheets. Assist in filing and processing the Mortgage Call report Quarterly. Notify department manager of any issues encountered during the filing process. Provide responsive, courteous, and knowledgeable service to Branches and internal departments. Use computers to conduct to conduct research, including proprietary systems, subscriber databases and internet resources to resolve issues, and verify compliance with regulations. Prepare and verify that complete files, including supporting documentation, are retained in accordance with required retention periods. Escalate issues that represent higher risk and fall outside of scope of responsibility. Provide guidance and training to less experienced team members. Identify and stay current on changes in industry regulations that impact work product. Ensure internal systems are updated as regulations change. Provide input to update internal procedures, documents and systems. Perform other duties as assigned. Qualifications Bac

#J-18808-Ljbffr

  • Compliance Analyst I, Licensing

    3 weeks ago

    San Diego, United States Guild Mortgage Company Full time

    Responsible for supporting Compliance Management Division to ensure the company is operating in accordance with applicable laws. Compliance Analyst, Licensing will ensure Guild remains in good standing with state and federal government agencies inclu Compliance Analyst, Compliance, Analyst, Management, Mortgage, Technology

  • Compliance Analyst II, Licensing

    3 weeks ago

    San Diego, United States Guild Mortgage Company Full time

    Responsible for supporting Compliance Department Management to ensure the company is operating in accordance with applicable laws. Ensure Guild remains in good standing with state and federal government agencies including Secretary of State offices, Compliance Analyst, Compliance, Compliance Manager, Analyst, Mortgage, Technology, Management

  • Cybersecurity Compliance Support Analyst

    3 weeks ago

    San Diego, United States Engineering Services Network Full time

    Cyber Security Compliance Support Analyst Education Requirement: The Cybersecurity Compliance (CC) Analyst shall have an undergraduate degree in a computer or related technical field. Certification Requirement: In lieu of the undergraduate degree, the Cyber Security Compliance Analyst must have one or more of the following certifications: CISSP, CISM, CASP,...

  • Cybersecurity Compliance Support Analyst

    1 month ago

    San Diego, United States ENGINEERING SERVICES NETWORK, Inc. Full time

    Job DescriptionJob DescriptionCyber Security Compliance Support AnalystEducation Requirement: The Cybersecurity Compliance (CC) Analyst shall have an undergraduate degree in a computer or related technical field. Certification Requirement: In lieu of the undergraduate degree, the Cyber Security Compliance Analyst must have one or more of the following...

  • Compliance Analyst

    2 weeks ago

    San Antonio, United States City of San Antonio Texas Full time

    Under general supervision, assists in planning, organizing, directing, investigating and assessing contract compliance. Provides assistance in performing project steps and procedures to establish and maintain contract and/or grant compliance by both Compliance Analyst, Compliance, Analyst, Accounting, Monitoring, Technology

  • Compliance Analyst

    3 weeks ago

    San Ramon, United States psg Full time

    Seeking a Compliance Analyst to plan, direct, and coordinate operations of to ensure compliance with ethical or regulatory standards in Banking. Job Responsibilities: - Candidate must be local to San Ramon CA will be a hybrid work model - Computer Compliance, Analyst, Fraud, Staffing, Technology, Management, Regulatory

  • Compliance Analyst

    3 weeks ago

    San Francisco, United States Robert Walters Full time

    Compliance Analyst Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your responsibilities will span across various aspects of compliance, legal, and...

  • Compliance Analyst

    1 week ago

    San Francisco, United States Robert Walters Full time

    Compliance Analyst If you are interested in applying for this job, please make sure you meet the following requirements as listed below. Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will play a crucial role in maintaining the...

  • Compliance Analyst

    2 weeks ago

    San Francisco, United States Robert Walters Full time

    Compliance AnalystOur client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team.As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your responsibilities will span across various aspects of compliance, legal, and...

  • Compliance Analyst

    3 weeks ago

    San Francisco, United States Robert Walters Full time

    Compliance AnalystOur client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team.As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your responsibilities will span across various aspects of compliance, legal, and...

  • Compliance Analyst

    4 weeks ago

    San Francisco, United States Robert Walters Full time

    Compliance AnalystOur client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team.As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your responsibilities will span across various aspects of compliance, legal, and...

  • Compliance Analyst

    4 weeks ago

    San Francisco, United States Paymentwall Full time

    We are looking for a Compliance Analyst to join our team in San Francisco. This role is a great opportunity for candidates looking to have hands-on experience working in a licensed fintech company. As a Compliance Analyst, you'll be working with our global compliance team and play a pivotal role in ensuring regulatory compliance and operational excellence....

  • Compliance Analyst II, Advertising

    4 days ago

    San Diego, United States Guild Full time

    Guild Mortgage Company , closing loans and opening doors since 1960. As a mortgage banking firm we are dedicated to serving the home owner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry. Position Summary...

  • Compliance Analyst I, Licensing

    3 weeks ago

    San Diego, United States Guild Holdings Company Full time

    Guild Mortgage Company, closing loans and opening doors since 1960. As a mortgage banking firm we are dedicated to serving the home owner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry. Position...

  • Compliance Analyst I, Advertising

    1 week ago

    San Diego, United States Guild Holdings Company Full time

    Guild Mortgage Company, closing loans and opening doors since 1960. As a mortgage banking firm we are dedicated to serving the home owner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry. Position...

  • Compliance Analyst II, Advertising

    1 day ago

    San Diego, United States Guild Full time

    Guild Mortgage Company, closing loans and opening doors since 1960. As a mortgage banking firm we are dedicated to serving the home owner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry. Position Summary The...

  • Compliance Analyst II, Advertising

    1 week ago

    San Diego, United States Guild Mortgage Company Full time

    Guild Mortgage Company , closing loans and opening doors since 1960. As a mortgage banking firm we are dedicated to serving the home owner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry. Position...

  • Prncpl Reg Compliance Analyst

    4 weeks ago

    San Diego, United States Northrop Grumman Full time

    **Requisition ID**:R10157991**: - ** Category**: Legal and Regulatory - ** Location**: Linthicum, Maryland, United States of America | San Diego, California, United States of America+ 1 more - ** Clearance Type**: None - ** Telecommute**: Yes-May consider hybrid teleworking for this position - ** Shift**: 1st Shift (United States of America) - ** Travel...

  • Compliance Analyst I, Licensing

    4 days ago

    San Diego, United States Guild Mortgage Full time

    Guild Mortgage Company, closing loans and opening doors since 1960. As a mortgage banking firm we are dedicated to serving the home owner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry. Position Summary...

  • Compliance Analyst I, Advertising

    1 week ago

    San Diego, United States Guild Mortgage Company Full time

    Guild Mortgage Company , closing loans and opening doors since 1960. As a mortgage banking firm we are dedicated to serving the home owner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry. Position...