Compliance Professional

ABS Global Investments is a global investment firm specializing in sourcing alpha opportunities across global equity strategies. ABSs diverse global team and collaborative environment promote independent thinking and constructive debate. Our employees share an ownership mentality and a common commitment to the long-term success of our firm and an alignment...

ABS Global Investments is a global investment firm specializing in sourcing alpha opportunities across global equity strategies. ABS’s diverse global team and collaborative environment promote independent thinking and constructive debate. Our employees share an ownership mentality and a common commitment to the long-term success of our firm and an...

Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. ResponsibilitiesThe Senior Compliance Analyst's primary focus will be to:Support compliance coverage of the firm's technology and data enterprise, and coverage for...

Compliance Testing Officer Our company is searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines. Your duties will include reviewing employee work, developing company policies, and responding to policy violations. The ideal candidate will be...

Position Overview: The Director of Benefits and HR Compliance will be responsible for overseeing the design, implementation, and administration of our employee benefits programs. Additionally, this role will ensure compliance with federal, state, and local employment laws and regulations. The ideal candidate will be a strategic thinker with strong leadership...

Position Overview: The Director of Benefits and HR Compliance will be responsible for overseeing the design, implementation, and administration of our employee benefits programs. Additionally, this role will ensure compliance with federal, state, and local employment laws and regulations. The ideal candidate will be a strategic thinker with strong leadership...

Position Overview: The Director of Benefits and HR Compliance will be responsible for overseeing the design, implementation, and administration of our employee benefits programs. Additionally, this role will ensure compliance with federal, state, and local employment laws and regulations. The ideal candidate will be a strategic thinker with strong leadership...

Position Overview: The Director of Benefits and HR Compliance will be responsible for overseeing the design, implementation, and administration of our employee benefits programs. Additionally, this role will ensure compliance with federal, state, and local employment laws and regulations. The ideal candidate will be a strategic thinker with strong leadership...

Position Overview: The Director of Benefits and HR Compliance will be responsible for overseeing the design, implementation, and administration of our employee benefits programs. Additionally, this role will ensure compliance with federal, state, and local employment laws and regulations. The ideal candidate will be a strategic thinker with strong leadership...

Job DescriptionJob Description Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. ResponsibilitiesThe Senior Compliance Analyst's primary focus will be to:Support compliance coverage of the firm's technology and data...

Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. Responsibilities The Senior Compliance Analyst's primary focus will be to: Support compliance coverage of the firm's technology and data enterprise, and coverage for...

About INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...

Job DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and...

Interactive Brokers | Compliance Officer – Electronic Trading Job description: Work with firm management and programming staff to ensure the firm complies with Market Access and Orderly Trading Rules, Exchange and NMS Trading Rules, Best Execution, Reg ATS, Vendor Display Rule, Payment for Order Flow rules and disclosures, and others. Crafting detailed...

 Job Description  Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment.  Responsibilities The Senior Compliance Analyst’s primary focus will be to: Support compliance coverage of the firm’s technology and data enterprise, and...

About INTERACTIVE BROKERS! This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We...

About INTERACTIVE BROKERS! This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation , starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...

About the JobThis individual will be responsible for executing the company's external financial reporting processes, including SEC reporting, technical accounting research, and compliance with accounting standards. This role will play a critical role in ensuring the accuracy, completeness, and integrity of the company's financial disclosures and filings. The...

About INTERACTIVE BROKERSThis is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...

About the JobDirector of Treasury will play a key role in supporting the company's treasury operations, including cash management, liquidity planning, risk management, and banking relationships. Responsibilities:Capital Structure Management:Oversee the business’s capital structure, which directly impacts cash flows.Manage borrowing needs and funds...