Compliance Professional
3 weeks ago
ABS Global Investments
is a global investment firm specializing in sourcing alpha opportunities across global equity strategies.
ABSs diverse global team and collaborative environment promote independent thinking and constructive debate. Our employees share an ownership mentality and a common commitment to the long-term success of our firm and an alignment of interest with our investors. Creating a vibrant ecosystem, we are driven by diligence, curiosity, and the pursuit of excellence.
Role: Compliance Professional
ABS Global Investments (Greenwich, CT) is looking for an onsite compliance professional with 5-10 years of experience. The ideal candidate will have worked at or provided extensive outsourced service to a registered investment adviser specializing in global equity long/short strategies. This person will report to the CCO and be responsible for the day to day administration of the firms compliance program.
Responsibilities will include:
Implementation and/or supervision of new SEC requirements into compliance program.
Proactively monitoring activities to ensure compliance with all applicable regulatory filings.
Conduct forensic testing.
Review marketing material.
Coordinate with and supervise relevant vendors and third parties.
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Compliance Professional
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Greenwich, United States ABS Global Investments Full timeABS Global Investments is a global investment firm specializing in sourcing alpha opportunities across global equity strategies. ABS’s diverse global team and collaborative environment promote independent thinking and constructive debate. Our employees share an ownership mentality and a common commitment to the long-term success of our firm and an...
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Compliance Professional
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Greenwich, United States ABS Global Investments Full timeABS Global Investments is a global investment firm specializing in sourcing alpha opportunities across global equity strategies. ABS’s diverse global team and collaborative environment promote independent thinking and constructive debate. Our employees share an ownership mentality and a common commitment to the long-term success of our firm and an...
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