Chief Compliance Officer
5 days ago
Compass Point is a premier independent, full-service investment firm providing a wide range of investment banking, research, and sales and trading services to our clients. We serve as an expert advisor and resource to corporate clients and institutional asset managers including mutual funds, hedge funds, and family offices. We are currently seeking a highly motivated and experienced Chief Compliance Officer to join our team. The successful candidate will be responsible for leading all components of the compliance program of the broker-dealer. Responsibilities include interfacing with regulatory agencies and general compliance with applicable rules and regulations. The successful candidate will have a thorough understanding of regulatory requirements impacting trading, research and investment banking. Responsibilities Identify, implement, and maintain policy and procedures to ensure compliance programs are effective and compliant with regulations Oversee broker-dealer compliance programs including WSPs, training programs, AML compliance, licensing, annual testing and continuing education programs Serve as the primary contact for regulatory inquiries and exams Maintain Firms Watch and Restricted Lists Review of equity and policy research reports for compliance Provide advice and act as Firms subject matter expert on complex regulatory issues and compliance rules and procedures for Investment Banking, Research and Trading Maintain a thorough understanding of securities rules and regulations through ongoing educational training Work closely across all departments ensuring compliance with internal policies Qualifications Bachelors degree or higher education is required Series 7 and 24 are required A minimum of 10 years working in a compliance role supporting a broker-dealer Demonstrated knowledge of rules, regulations and best practices related to broker-dealer operations Strong written and verbal communication skills Ability to interact with a diverse group of colleagues representing various business lines Candidate must be authorized to work permanently in the U.S. Compass Point does not offer sponsorship for work visas. The ideal candidate will quickly integrate and become a meaningful contributor to the team. Compass Point is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, religion, sexual orientation, gender identity, national origin, protected veteran status or disability status. YOU MUST SUBMIT A RESUM TO BE CONSIDERED FOR THIS POSITION. NO PHONE CALLS. NO EMAILS.
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Chief Compliance Officer
7 days ago
Mt Rainier, United States International Erosion Control Association Full timeCompass Point is a premier independent, full-service investment firm providing a wide range of investment banking, research, and sales and trading services to our clients. We serve as an expert advisor and resource to corporate clients and institutional asset managers including mutual funds, hedge funds, and family offices. We are currently seeking a highly...
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Chief Compliance Officer
6 days ago
Mt Rainier, United States International Erosion Control Association Full timeCompass Point is a premier independent, full-service investment firm providing a wide range of investment banking, research, and sales and trading services to our clients. We serve as an expert advisor and resource to corporate clients and institutional asset managers including mutual funds, hedge funds, and family offices. We are currently seeking a highly...
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Chief Technology Officer
7 days ago
Mt Rainier, United States CourseFinder Australia Pty Ltd Full timeHow to Become a Chief Technology Officer: Australian Careers in IT The role of a Chief Technology Officer (CTO) is pivotal in todays technology-driven landscape. As a senior executive, the CTO is responsible for overseeing the development and implementation of technology strategies that align with the organisations goals. This position requires a deep...
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Chief Technology Officer
6 days ago
Mt Rainier, United States CourseFinder Australia Pty Ltd Full timeHow to Become a Chief Technology Officer: Australian Careers in IT The role of a Chief Technology Officer (CTO) is pivotal in todays technology-driven landscape. As a senior executive, the CTO is responsible for overseeing the development and implementation of technology strategies that align with the organisations goals. This position requires a deep...
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Mt Rainier, United States District of Columbia Full timeChief Technology Officer, Government of the District of Columbia Full-time The Office of the Chief Technology Officer (OCTO) is the central technology organization of the District of Columbia Government. OCTO develops, implements, and maintains the Districts technology infrastructure; develops and implements major enterprise applications; establishes and...
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Chief Information Security Officer
7 days ago
Mt Rainier, United States Conference of State Bank Supervisors Full timeCSBS Corporate, Washington, District Of Columbia, United States of America Job Description Posted Thursday, April 11, 2024 at 4:00 AM This position is responsible for providing vision, leadership, oversight, and management of CSBS cyber security policies, procedures, and practices. He/she directs, coordinates, plans, and organizes security activities...
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Chief Development Officer
7 days ago
Mt Rainier, United States National Association of States Full timeThe National Skills Coalition (NSC) is seeking a Chief Development Officer (CDO) who will serve as an executive leader responsible for driving organizational growth and aligning development strategies with NSC's long-term objectives. This is a remote position with a competitive salary and benefits. The CDO is responsible for overseeing donor engagement,...
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Chief Development Officer
6 days ago
Mt Rainier, United States National Association of States Full timeThe National Skills Coalition (NSC) is seeking a Chief Development Officer (CDO) who will serve as an executive leader responsible for driving organizational growth and aligning development strategies with NSC's long-term objectives. This is a remote position with a competitive salary and benefits. The CDO is responsible for overseeing donor engagement,...
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Chief Development Officer
7 days ago
Mt Rainier, United States Advancing States Full timeThe National Skills Coalition (NSC) is seeking a Chief Development Officer (CDO) who will serve as an executive leader responsible for driving organizational growth and aligning development strategies with NSC's long-term objectives. This is a remote position with a competitive salary and benefits. The CDO is responsible for overseeing donor engagement,...
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Mt Rainier, United States Catholic Charities Full timeChief Development Officer (CDO) The Chief Development Officer (CDO) develops and executes the Agency strategy for all fundraising activities to include securing individual, corporate and foundation contributions and government grants and contracts. The CDO implements a clear and passionate vision to achieve dynamic growth in all areas of the Agencys...
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Chief Executive Officer
7 days ago
Mt Rainier, United States EPIP Full timeN Street Village is a community of empowerment and recovery for women experiencing homelessness and poverty in Washington, DC. With comprehensive services addressing both emergency and long-term needs, N Street Village helps women achieve stability and make meaningful gains in their housing, income, employment, mental health, physical health, and addiction...
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Chief Creative Officer
6 days ago
Mt Rainier, United States National Restaurant Association Full timeAt the National Restaurant Association, we are committed to providing a dynamic and inclusive culture that inspires our work.We are seeking an experienced Chief Creative Officer - Brand Strategy to join our team. This is a hands-on production and leadership role overseeing a creative team of multimedia designers, video producers, writers, content developers,...
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Chief Cybersecurity Solutions Officer CCSO
7 days ago
Mt Rainier, United States LoginSoft Full timeJob Title: Chief Cybersecurity Solutions Officer (CCSO) Location: Washington, DC - Metro Full Time About LoginSoft: LoginSoft is a renowned provider of cybersecurity engineering services, specializing in delivering customized solutions to clients in the cybersecurity industry. With a strong track record of partnering with leading cyber product companies, we...
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Regional Chief Risk Officer
5 days ago
Mt Rainier, United States World Bank Full timeRegional Chief Risk Officer - Global Industries and Risk Architecture Job : req30171 Organization: IFC Sector: Risk Grade: GI Term Duration: 3 years 0 months Recruitment Type: International Recruitment Location: Washington, DC, United States Required Language(s): English Preferred Language(s): None Closing Date: 12/6/2024 (MM/DD/YYYY) at 11:59pm UTC...
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Mt Rainier, United States On-Ramps Full timeAbout the Organization Since 1971, the Southern Poverty Law Center has pursued racial justice and human rights for all people. From a small law office in Montgomery to a multi-state organization known nationwide for championing equity, the SPLC owes our 52 years of growth, change and triumph to the communities we serve, our dedicated staff, and committed...
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Chief Operating Officer
7 days ago
Mt Rainier, United States Southern Cross Care Full timeAt Southern Cross Care (WA) we help people live extraordinary lives every day, connected to communities. As a provider delivering care, support and accommodation for West Australians in greatest need, our purpose is clear, and our passion is strong. Southern Cross Care (WA) is a place where you can have an extraordinary impact, make an extraordinary...
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Chief Operating Officer
6 days ago
Mt Rainier, United States Southern Cross Care Full timeAt Southern Cross Care (WA) we help people live extraordinary lives every day, connected to communities. As a provider delivering care, support and accommodation for West Australians in greatest need, our purpose is clear, and our passion is strong. Southern Cross Care (WA) is a place where you can have an extraordinary impact, make an extraordinary...
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Chief of Staff, FrameWorks Institute
5 days ago
Mt Rainier, United States FrameWorks Institute Full timeFrameWorks Institute is seeking a Chief of Staff About the Role FrameWorks Institute is seeking a Chief of Staff who will partner with the CEO and other members of the senior leadership team to design and implement organization-wide initiatives to ensure: cross departmental integration; efficient internal functioning of the organization; strong...
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Chief of Staff, FrameWorks Institute
5 days ago
Mt Rainier, United States FrameWorks Institute Full timeFrameWorks Institute is seeking a Chief of Staff About the Role FrameWorks Institute is seeking a Chief of Staff who will partner with the CEO and other members of the senior leadership team to design and implement organization-wide initiatives to ensure: cross departmental integration; efficient internal functioning of the organization; strong...
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Mt Rainier, United States Consumer Financial Protection Bureau Full timeWashington, D.C. The Consumer Financial Protection Bureaus Acting Director Mick Mulvaney announced today that he has named Kirsten Sutton chief of staff for the agency. Ms. Sutton has been serving as staff director of the House Financial Services Committee under Chairman Jeb Hensarling. "I am pleased to announce Ms. Sutton as the new chief of staff at the...