Current jobs related to Vice President - Jersey City - BNP Paribas Bank NV


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Job Title: Vice President, FXSumitomo Mitsui Banking Corp. is seeking a highly skilled and experienced Vice President, FX to join our team. As a key member of our Compliance Department, you will be responsible for monitoring and reporting on compliance risks and issues related to FX and fixed income activities.Key Responsibilities:Review and follow up on...


  • Jersey City, New Jersey, United States Ashton Lane Group, Inc Full time

    Vice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the valuation and pricing of Fixed Income products. This role will focus on credit, rates, and LATAM markets, ensuring accurate and reliable valuations.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed...


  • Jersey City, New Jersey, United States Ashton Lane Group, Inc Full time

    Vice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the pricing and assessment of Fixed Income assets. This pivotal role will focus on credit, interest rates, and Latin American financial products.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed Income...


  • Jersey City, New Jersey, United States Ashton Lane Group, Inc Full time

    Vice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the valuation and pricing of Fixed Income products, particularly in the areas of credit, rates, and Latin American markets.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed Income securitiesLead...


  • Jersey City, United States Fidelity Investments Full time

    Vice President (Team Lead), Quant Data EngineeringThe Asset Management Quant Research Engineering team is looking for a Vice President of Data Engineering who wishes to take on the challenge of leading a team building a world-class data environment.Deep domain experience with financial datasets including FactSet, Bloomberg, IBES, CompStat, S&P Global,...


  • Jersey City, New Jersey, United States Fidelity TalentSource LLC Full time

    Job Description:As a Vice President of IT Product Management, you will be responsible for designing, developing, and maintaining dynamic software products that support a risk and compliance platform. You will drive and manage application development technology teams to execute on specific software product features using technical project management tools,...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Sumitomo Mitsui Banking Corp is a premier global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the organization provides a comprehensive suite of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and a workforce exceeding 80,000...


  • Jersey City, New Jersey, United States Park Hudson International Full time

    Position OverviewThe Vice President of Quantitative Analysis at a leading financial institution offers a competitive base salary of up to $155,000, commensurate with experience, along with a substantial bonus structure and comprehensive benefits package.Key ResponsibilitiesLead and manage quantitative research initiatives within the organization.Develop and...


  • Jersey City, New Jersey, United States Park Hudson International Full time

    Position OverviewThe Vice President of Quantitative Analysis plays a crucial role in a leading financial organization specializing in investment banking. This position offers a competitive base salary of up to $155,000, depending on the candidate's qualifications and experience, along with a generous bonus structure and excellent benefits.Key...


  • Jersey City, New Jersey, United States AIG Full time

    Vice President of Casualty Claims ManagementYour Future TeamAt AIG, we are transforming the way we assist clients in managing their risks. Join us as a Vice President of Casualty Claims Management to contribute to this evolution. In this role, you will collaborate with some of the most skilled professionals in claims and underwriting, tackling complex claims...


  • Jersey City, New Jersey, United States JPMorganChase Full time

    Job Title: Tax Audit Controversy Vice PresidentWe are seeking a highly skilled Tax Audit Controversy Vice President to join our Corporate Tax Department at JPMorgan Chase. As a key member of our State and Local Tax team, you will play a critical role in handling state and local corporate income tax audits, interacting with state tax auditors, and...


  • Oklahoma City, Oklahoma, United States Relevant Strategies & Solutions LLC Full time

    Exciting Career Opportunity: Vice President of Operations at Relevant Strategies & Solutions LLCRelevant Strategies & Solutions LLC is on the lookout for a Vice President of Operations to lead their dynamic team. This pivotal position involves managing the operational aspects of the organization, focusing on enhancing client satisfaction, optimizing...


  • New York City, United States Manhattan School of Music Full time

    Aspen Leadership Group is proud to partner with Manhattan School of Music in the search for an Associate Vice President of Philanthropy/Director of Development.Reporting to and working in close collaboration with the Vice President for Philanthropy, the Associate Vice President of Philanthropy/Director of Development will oversee the day-to-day management of...


  • Oklahoma City, United States Clinical Management Consultants Full time

    An amazing new opportunity has just become available as our award winning hospital located in Oklahoma City Oklahoma is looking for a Vice President Hospital Finance to join their fast paced and dynamic executive team team. As Hospital Vice President Finance, you will be a vital component of this 50+ bed acute care facility that provides care for the...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to engage in comprehensive model performance evaluation, oversight, and data integrity analysis. This role involves conducting in-depth analytical studies on model outcomes and testing results, as well as assessing model efficacy.Key Responsibilities:- Execute model...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance Analyst to engage in model performance evaluation, oversight, and data integrity assessment. This role involves conducting analytical investigations into model outcomes and testing results, as well as monitoring model efficacy.Key Responsibilities:- Execute...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to oversee model performance evaluation, continuous monitoring, and data integrity assessments. This role involves conducting in-depth analytical studies on model outcomes and testing results, as well as evaluating model efficiency.Key Responsibilities:- Execute model...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to engage in model performance evaluation, oversight, and data integrity verification. This role involves conducting analytical investigations into model outcomes and testing results, as well as assessing model efficacy.Key Responsibilities:- Execute model performance...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to oversee model performance evaluation, continuous monitoring, and data integrity assessments. This role involves conducting in-depth analytical research on model outcomes and testing results, as well as assessing model efficacy.Key Responsibilities:- Execute...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to engage in comprehensive model performance evaluation, oversight, and data integrity analysis. This role involves conducting in-depth analytical investigations into model outcomes and testing results, as well as assessing model efficacy.Key Responsibilities:- Execute...

Vice President

4 months ago


Jersey City, United States BNP Paribas Bank NV Full time

We are looking for **Vice President - Compliance Independent Testing Examiner Volcker & Swap Dealer**

**Level of experience** **Location** **Business Overview:**

Demonstrate the firms commitment to compliance by maintaining a compliance testing review program that evaluates the firms compliance with applicable laws and regulations and discloses violations and control weaknesses. Conduct compliance testing reviews of the various front office business areas and branches and provide senior management with detailed reports regarding the extent of the firms compliance with applicable laws and regulations along with value-added comments and recommendations where appropriate. Also, assist in the firms various certification processes, coordinate reporting of compliance metrics to the US Intermediate Holding Company and Head Office and participate in special projects/investigations as needed.

**Responsibilities:**

* Develop local and global compliance testing programs for specific business units and products based upon applicable laws, regulations and internal policies relating to Volcker, CFTC Swap Dealer, SEC Swap Dealer programs.

* Conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls under the direction of the Team Lead and Head of Compliance Independent Testing (CIT) in order to assess and review compliance with legal, regulatory and internal firm policy and procedure requirements.

* Conduct testing of key risk controls of the first and second lines of defense.

* Escalate potential issues and exception items noted during the review process to Team Lead / CIT Head for discussion and further investigation if deemed necessary.

* Draft and validate issues and recommendations addressing the root cause of the issues with stakeholders.

* Draft reports detailing regulatory requirements, testing conducted, review findings and recommendations. Issue final reports to senior management.

* Ensure that all findings and recommendations are entered into the Reporting & Issue Tracking Application (Aurora) database for tracking purposes and perform periodic follow-up of open issues to ensure proper resolution.

* Periodically report on significant activities conducted and planned for the upcoming period, including various metrics.

* Draft senior management presentations summarizing testing activities, issues and recommendations.

* Conduct adhoc testwork of various rules and regulations in conjunction with the annual CEO/CCO Certifications.

* Assist with the annual CEO/CCO Certifications as needed.

* Conduct or assist with special investigations and projects as deemed necessary by senior Compliance and business management.

* Assist in compliance related matters during examinations by the Firms regulators and internal auditors.

**Minimum Required Qualifications:**

The desired skills for this position include:

* Strong knowledge of Volcker, CFTC Swap Dealer, and SEC Swap Dealer regulatory requirements and industry application of such requirements. Strong knowledge of U.S. securities, commodities, and banking regulations, including the rules and regulations of the SEC, CFTC and all exchanges and associations under such federal agencies, including FINRA, NYSE, CBOE, ISE, CME, NYMEX and ICE US.

* Strong industry knowledge and working knowledge of the financial services focused on broker-dealer, futures and banking activities.

* Strong ability to apply knowledge of rules and regulations to numerous types of trading and banking activities and operational arrangements in addition to interpreting the effect of new regulations on these activities.

* Excellent interpersonal and communication skills with the ability to interact effectively with front and back office staff and senior management, including global stakeholders.

* Excellent execution skills with the ability to work successfully under demanding deadlines, manage multiple reviews and projects at the same time and in a change management environment.

* Strong writing skills summarizing regulatory requirements, testing performed, results, findings and recommendations.

* Strong analytical and investigative skills.

* Problem solving and root cause identification skills.

* Acute business acumen and understanding of organizational issues and challenges

* Strong organizational and project management skills and attention to detail.

* Team player and ability to work collaboratively across the platform.

* Strong computer skills including MS Office Suite.

* Eight to twelve years of experience with a financial services firm and/or self-regulatory organization in a compliance or regulatory related position.

* BA or BS Degree a must.

**Preferred Qualifications:**

* Graduate Degree a plus.

* Professional Certification or Securities licenses preferred (SIE, Series 3, 4, 7, 9 / 10, 24).

**FINRA Registrations Required:**

* SIE or equivalent (can be obtained in the first year)

**BNP Paribas is committed to providing a work environment that fosters diversity, inclusion, and equal employment opportunity without regard to race, color, gender, age, creed, sex, religion, national origin, disability (physical or mental), marital status, citizenship, ancestry, sexual orientation, gender identity and gender expression, or any other legally protected status.**

**Primary Location:** US-NJ-Jersey City **Job Type:** Standard / Permanent **Job:** COMPLIANCE **Education Level:** Bachelor Degree or equivalent (>= 3 years) **Experience Level:** At least 5 years **Schedule:** Full-time **Reference:** USA002143 * **Your Privacy**

* Switch Label