Compliance Officer
3 weeks ago
OverviewThis position ensures the legal, operational, and risk management compliance of the Bank. Maintains an expert knowledge of new and existing laws that impact enterprise activities in order to recommend necessary changes. Reviews business processes, procedures, and activities for risks and inefficiencies. Assists internal and external audits. Develops and implements new, compliant policies as appropriate. Serves as a liaison between corporate, legal, and division teams to identify and resolve complex issues. Facilitates the security and integrity of Bank activities by ensuring compliance with all applicable rules, regulations, and standards.ResponsibilitiesCompliance Improvement - Analyzes external laws and regulations as well as internal processes and systems. Aids the development and revision of policies, procedures, services, products, and systems that ensure regulatory compliance. Fosters understanding and proper implementation of necessary changes in impacted business areas. May assist special projects or related business initiatives.Business Support - Serves as a liaison between examiners, regulators, auditors, and legal and corporate compliance during compliance examinations, processes, and procedures. Tracks, investigates, and resolves issues which may involve system testing or direct consumer complaints. Recommends process and operational improvements that enhance efficiencies and reduce risk. May provide technical support to business programs, systems, or vendors throughout daily activities.Reporting - Prepares reports for management on results of compliance reviews, legal changes, or new regulations. Conveys the necessary actions to fulfill regulatory requirements and communicates changes amongst work groups.Compliance Expertise - Maintains a strong knowledge of current or changing laws, regulations, requirements, policies, and procedures that affect assigned area of the Bank. Serves as a resource to management and associates on compliance-related matters.QualificationsBachelor's Degree and 5 years of experience in Compliance, Legal, or Audit OR High School Diploma or GED and 9 years of experience in Compliance, Legal, or Audit License or Certification Type: Certified Regulatory Compliance Manager (CRCM) designation Preferred, Valid Series 7, 63, 24, 65 or 66, and preferred insurance licenses Required, Certified Regulatory and Compliance Professional (CRCP) & ACAM designations Preferred#J-18808-Ljbffr
by Jobble
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Compliance Officer I
6 days ago
Raleigh, United States First Citizens Bancshares, Inc. Full timeThis position is responsible for executing the Compliance Risk Management Program of the Bank. Maintains knowledge of new and existing laws that impact enterprise payment activities in order to recommend necessary changes to mitigate compliance risk. Compliance Officer, Payment, Officer, Compliance, Compliance Manager, Remote, Business Services
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Compliance Officer I
7 days ago
Raleigh, United States First Citizens Bancshares, Inc. Full timeThe Records Management Compliance Program establishes the framework to support records management, oversight and compliance across the Bank. It describes how FCB establishes and adheres to records disposition requirements to support compliance with a Compliance Officer, Management, Records, Compliance, Business Operations, Officer, Business Services
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Compliance Officer II
5 days ago
Raleigh, United States First Citizens Bancshares, Inc. Full timeThis position is responsible for developing and executing the Compliance Risk Management Program of the Bank, which includes implementation of complex regulatory requirements that impact multiple systems, processes, and clients. Maintains detailed kn Compliance Officer, Mortgage, Officer, Compliance, Compliance Manager, Remote
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Compliance Specialist
4 weeks ago
Raleigh, United States L & M Companies Inc Full timeJob DescriptionJob DescriptionTITLE: Compliance SpecialistREPORTS TO: Food Safety ManagerFLSA STATUS: Non-ExemptLOCATION: Raleigh, NCSUMMARY:The Compliance Specialist supports the company by ensuring rigorous compliance within both internal and external supply chains. They coordinate, collect, and manage documentation essential for regulatory adherence,...
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Compliance Officer I
3 weeks ago
Raleigh, North Carolina, United States First Citizens Bank Full timeOverview: This position sits as part of the Corporate Compliance group that oversees the compliance program for an SEC registered investment adviser. The position requires knowledge of the Investment Adviser Act of 1940 and SEC registered investment adviser compliance program experience. The Compliance Officer II will be responsible for the day-to-day...
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Regulatory Compliance Technician
3 weeks ago
Raleigh, United States Pike Full timePosition Summary: The Regulatory Compliance Technician performs all work associated with Pike’s Regulatory Compliance Department and some work associated with safety, company-wide. Essential Functions: Effectively speak in front of large groups. Able to work irregular schedules and travel away from home for extended periods, when required. ...
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Compliance Officer I
3 weeks ago
Raleigh, North Carolina, United States First Citizens Bank Full timeOverview: This position is responsible for executing the Compliance Risk Management Program of the Bank. Maintains knowledge of new and existing laws that impact enterprise payment activities in order to recommend necessary changes to mitigate compliance risk. Serves as an advisor to payment-related business units on regulatory compliance. Reviews business...
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Regulatory Compliance Technician
2 weeks ago
Raleigh, United States Pike Corporation Full timeJob DescriptionPosition Summary: The Regulatory Compliance Technician performs all work associated with Pike's Regulatory Compliance Department and some work associated with safety, company-wide. Essential Functions: Effectively speak in front of large groups. Able to work irregular schedules and travel away from home for extended periods, when required....
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Raleigh, United States North Carolina State University Full timeDuties and responsibilities of this position include, but are not limited to:Financial Aid Responsibilities: Serve as the primary liaison with the NC State Office of Scholarships and Financial Aid, and ensure athletic financial aid is awarded in acco Director, Financial, Athletic, Compliance, Monitoring, Commercial Driver, Business Services
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Office Coordinator
3 weeks ago
Raleigh, United States Grace Healthcare Services, Inc. Full time $14 - $15Job Description:Unique opportunity for right professional looking to add to their skillset. Are you a go-getter, a hunter, a smile and dial person? Are you goal-driven? Do you know how to grow engagement? Then we want to speak to you.Title: Staffing CoordinatorThis position needs the right professional to develop their skills in a staffing and scheduling...
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Office Manager
4 weeks ago
Raleigh, United States SERVPRO of Southwest RaleighHolly Springs Full timeJob DescriptionJob DescriptionDo you love working with people and educating them? Do you want to be a leader in a great company?Then dont miss your chance to join our Franchise as a new Office Manager. In this position, you will be making a difference each and every day. We have a sincere drive toward the goal of helping make fire and water damage Like it...
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Office Manager
1 week ago
Raleigh, United States SERVPRO of Southwest RaleighHolly Springs Full timeDo you love working with people and educating them? Do you want to be a leader in a great company? Then don’t miss your chance to join our Franchise as a new Office Manager. In this position, you will be making a difference each and every day. We have a sincere drive toward the goal of helping make fire and water damage “Like it never even...
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Compliance Officer II
7 days ago
Raleigh, North Carolina, United States First Citizens Bank Full timeOverview: This position is responsible for developing and executing the Compliance Risk Management Program of the Bank, which includes implementation of complex regulatory requirements that impact multiple systems, processes, and clients. Maintains detailed knowledge of new and existing laws that impact enterprise activities, with a particular focus on...
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Compliance Officer I
1 week ago
Raleigh, North Carolina, United States First Citizens Bank Full timeOverview: The Records Management Compliance Program establishes the framework to support records management, oversight and compliance across the Bank. It describes how FCB establishes and adheres to records disposition requirements to support compliance with applicable federal and state laws and regulations. The Records Management Specialist supports...
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Medical Office Assistant
7 days ago
Raleigh, United States Axelon Full timeWork location is NC Surgery Rex Bariatrics, located in Raleigh, NC 27607 Role is to Performs patient check in and check out procedures, processes financial information, and provides patient billing information. 1. Maintains compliance with organizational policies and procedures. 2. Maintains compliance with revenue cycle and financial audit guidelines. 3....
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Senior Compliance Analyst
3 weeks ago
Raleigh, North Carolina, United States First Citizens Bank Full timeOverview: This position provides complex support for compliance efforts through analysis, reporting, and risk identification. Leads the investigation and resolution of discrepancies or suspicious activity identified in transactions, loans, or other business activities. Maintains an expert knowledge of Bank operations, systems, and regulations in order to...
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Front Office Coordinator
1 week ago
Raleigh, United States Staffing Proxy Full timeJob DescriptionHearing and Audiology Services is an independent, locally-owned audiology practice offering comprehensive services to patients in Raleigh, NC.Committed to delivering exceptional patient care, the clinic is seeking a dedicated individual to fill the role of Front Office Coordinator and join their team.The Front Office Coordinator will play a...
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Front Office Coordinator
2 weeks ago
Raleigh, United States Staffing Proxy Full timeJob DescriptionJob DescriptionHearing and Audiology Services is an independent, locally-owned audiology practice offering comprehensive services to patients in Raleigh, NC.Committed to delivering exceptional patient care, the clinic is seeking a dedicated individual to fill the role of Front Office Coordinator and join their team.The Front Office Coordinator...
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Compliance Officer I
4 weeks ago
Raleigh, North Carolina, United States First Citizens Bank Full timeOverview: This position consistently monitors federal/US State regulatory sources to identify regulatory changes applicable to the Bank. Facilitates the security and integrity of Bank activities by ensuring compliance with all applicable rules, regulations, and standards. Maintains a foundational knowledge of new and existing laws that impact enterprise...
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Chief Medical Officer
1 week ago
Raleigh, United States Roanoke Chowan Community Health Center Full timeIf you are unable to complete this application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Chief Medical Officer Full-time Regular Corporate, Ahoskie, NC, US Title: Chief Medical Officer (CMO) Reports To: Chief Executive Officer (CEO) Direct Reports: Providers, Director of Population...