Compliance Officer

2 weeks ago


Austin, United States Larson Maddox Full time

A long standing community bank is looking to add a Compliance Officer to their team In this role, you will be ensuring compliance with State and Federal consumer protection regulations. This role reports to the SVP of Compliance and sits 5 days in office in Austin, Texas.

Responsibilities:

  • Assist in managing the Bank's CRA program & Fair Lending program
  • Oversee the collection of CRA small business and small farm data, ensuring accuracy
  • Conduct thorough internal assessments independently to ensure adherence to lending and deposit regulations such as: TILA, SCRA, Regulation CC, E, and DD
  • Draft comprehensive internal memoranda and reports to detail review outcomes, discoveries, and necessary corrective measures for executive review.
  • Collaborate with Risk Management leadership and other stakeholders
  • Conduct comprehensive compliance trainings for staff consisting of virtual and in-person events

Qualifications

  • Bachelor's Degree
  • 7+ years of direct experience in a compliance or audit role with a Financial Services institution, bank preferred.
  • Proficient grasp of internal audit methodologies, encompassing audit scoping procedures, sampling methodologies, and meticulous documentation practices.
  • Experience working with Ncontracts, Wolters Kluwer, or Marquis is preferred
  • Experience independently completing compliance reviews and audits
  • The following certifications are a plus: CRCM, CAFP, CBA, CCBCO, CIA

  • Compliance Officer

    2 weeks ago


    Austin, United States The Reserves Network Inc Full time

    Job DescriptionJob DescriptionA Compliance Officer is needed to fill a new position for a well-respected client headquartered in Texas. Apply today to take advantage of this unique and exciting opportunity!WHAT IS GREAT ABOUT THIS OPPORTUNITY?Lead and shape the Compliance Program for a prominent hospital, influencing the organization's ethical...

  • Compliance Officer

    2 weeks ago


    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage-backed securities strategy. This position works closely with Amherst’s Investment Operations and Portfolio Management areas. This position proactively works...

  • Compliance Officer

    2 weeks ago


    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amhersts RIA compliance program with an emphasis on initiatives relating to the firms mortgage-backed securities strategy. This position works closely with Amhersts Investment Operations and Portfolio Management areas. This position proactively works with...

  • Compliance Officer

    2 weeks ago


    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage-backed securities strategy. This position works closely with Amherst’s Investment Operations and Portfolio Management areas. This position proactively works...

  • Compliance Officer

    2 weeks ago


    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage-backed securities strategy. This position works closely with Amherst’s Investment Operations and Portfolio Management areas. This position proactively works...

  • Compliance Officer

    3 days ago


    Austin, United States Amherst Holdings LLC Full time

    The Amherst Group of companies comprise of leading real estate investment and advisory firms with a mission to transform the way real estate is owned, financed and managed. Amherst leverages its proprietary data, analytics, technology, and decades of experience to seek solutions for a fragmented, slow-to-evolve real estate ecosystem and to materially improve...

  • Compliance Officer

    2 weeks ago


    Austin, United States Manufacturers Bank & Trust Full time

    Job DescriptionJob DescriptionPOSITION SUMMARYResponsible for overseeing all aspects of compliance to ensure the bank is in compliance with all federal and state regulations along with MBT Bank policies and procedures. Coordinates with management team to identify potential risks, implements policies and procedures to uphold laws and regulations along with...

  • Compliance Officer

    3 weeks ago


    Austin, TX, United States Larson Maddox Full time

    A long standing community bank is looking to add a Compliance Officer to their team! In this role, you will be ensuring compliance with State and Federal consumer protection regulations. This role reports to the SVP of Compliance and sits 5 days in office in Austin, Texas. Responsibilities: Assist in managing the Bank's CRA program & Fair Lending program...

  • Compliance Officer

    1 month ago


    Austin, United States Capstone Corporation Full time

    The Compliance Officer is an integral part of the compliance team assisting in the creation of new programs, projects and the overall direction of the Compliance Department. Under the direction of the Director of Affordable Housing Compliance, this position oversees affordable compliance projects and is responsible for the assigned daily, weekly, monthly and...


  • Austin, United States JTC PLC Full time

    ROLE OVERVIEW PURPOSE OF JOB As the Chief Compliance Officer, you will be responsible for developing, implementing, and overseeing the company's compliance program. You will work closely with various departments to identify and mitigate compliance risks, ensuring that the organization operates within the boundaries of applicable laws and regulations. As...


  • Austin, United States University of Texas at Austin Full time

    Job Posting Title: IACUC Specialist, Office of Research Support and Compliance * --- Hiring Department: Office of Research Support and Compliance * --- Position Open To: All Applicants * --- Weekly Scheduled Hours: 40 * --- FLSA Status: Exempt * --- Earliest Start Date: Immediately * --- Position Duration: Expected to Continue *...


  • Austin, United States Kennedys Full time

    To work competently as a Risk & Compliance Lawyer to manage and maintain the firm's risk and compliance framework across all of the firm's US offices while maintaining the high standard of service offered to the firm's clients. Team Kennedys is a global, UK-based firm, and has had a presence in the US since 2017, following a merger with US-based insurance...


  • Austin, United States Tarleton State University Full time

    Job Title Compliance Coordinator Agency Tarleton State University Department Environmental Health and Safety Proposed Minimum Salary Commensurate Job Location Stephenville, Texas Job Type Staff Job Description The Compliance Coordinator, under the supervision of the Director of Risk Management, provides administrative support to the Campus...


  • Austin, United States D.R. Horton, Inc. Full time

    D. R. Horton, Inc., the largest homebuilder in the U.S., was founded in 1978 and is a publicly traded company on the New York Stock Exchange. It is engaged in the construction and sale of high quality homes designed principally for the entry-level an Administrative Assistant, Compliance Officer, Administrative, Compliance Manager, Compliance, Assistant,...


  • Austin, United States D.R. Horton, Inc. Full time

    D.R. Horton, Inc., the largest homebuilder in the U.S., was founded in 1978 and is a publicly traded company on the New York Stock Exchange. It is engaged in the construction and sale of high quality homes designed principally for the entry-level and first time move-up markets. The Company also provides mortgage financing and title services for homebuyers...


  • Austin, United States Texas A & M International University Full time

    Job Title Compliance Coordinator II (Athletic Compliance) Agency Texas A&M International University Department University Compliance Proposed Minimum Salary $4,009.20 monthly Job Location Laredo, Texas Job Type Staff Job Description Job Summary Works under direction, is responsible for leading the development and execution of operational and...


  • Austin, United States The Management Trust Full time

    " content="The Management Trust Position Title: Compliance Inspector Location: Round Rock, TX Reporting To: Division President Status: Non-Exempt, Full-Time Salary : $19-$20 per hour COMPANY PROFILE: The Management Trust is a community association management company. We believe that building and maintaining a community takes more than just hammers and nails....


  • Austin, United States State of Texas Full time

    GENERAL DESCRIPTION: Performs moderately complex (journey-level) monitoring work. Work involves examining and reviewing records, reports, and management practices. Performs onsite monitoring reviews to determine compliance with affordable housing programs, including the Housing Tax Credit program, the Tax Exempt Bond program, the HOME Investment...


  • Austin, United States The Management Trust Full time

    Category Property Management DescriptionThe Management Trust Position Title: Compliance Inspector Location: Round Rock, TX Reporting To: Division President Status: Non-Exempt, Full-Time Salary: $19-$20 per hour COMPANY PROFILE: The Management Trust is a community association management company. We believe that building and maintaining a community takes more...

  • Compliance Analyst

    4 days ago


    Austin, United States OMNI-INVICTUS LLC dba Array Full time

    Job DescriptionJob DescriptionAbout UsArray is the litigation support partner that delivers speed, accuracy and unmatched service. Our mission: to seamlessly manage the logistics of litigation so lawyers can focus on winning their cases.LocationFully RemoteSalary$70-85kSummaryThis position helps ensure that the company remains in compliance with industry...