Compliance Officer

3 weeks ago

Austin, United States Manufacturers Bank & Trust Full time
Job DescriptionJob Description

POSITION SUMMARY

Responsible for overseeing all aspects of compliance to ensure the bank is in compliance with all federal and state regulations along with MBT Bank policies and procedures. Coordinates with management team to identify potential risks, implements policies and procedures to uphold laws and regulations along with monitoring the banks adherence to those policies and procedures. Communicates all ethical guidelines to every department and ensures compliance. Effectively supports the overall compliance program. Performs routine duties with minimal supervision.

ESSENTIAL FUNCTIONS

Reasonable Accommodations Statement

To accomplish this job successfully, an individual must be able to perform, with or without reasonable accommodation, each essential function satisfactorily. Reasonable accommodations may be made to help enable qualified individuals with disabilities to perform essential functions.

ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned:

  1. Designs, implements, and monitors compliance programs, policies, and procedures to ensure that all departments are in compliance with federal, state, and MBT bank regulations and policies.
    1. Oversees the policy management process for review and modification which includes new policy creation, annual updates, and training.
  2. Provides support by leading bank Compliance Committee and meetings. Coordinates efforts with appropriate department heads for implementation, training, and written procedures.
  3. Performs and monitors compliance risk assessments to identify and evaluate the risk associated with the Bank’s processes and procedures. Makes recommendations to accept or change the process or procedure to mitigate the risk.
  4. Integral in overall discussions, development and oversight of any new products or procedures for continuity in compliance program. Active member of the Implementation team.
  5. Trains on all applicable regulations and policies as assigned with appropriate employees and/or Board of Directors. Coordinates with the Director of Training and Development to ensure all required compliance trainings for MBT Bank employees and Board of Directors area completed to fulfill annual training requirements.
  6. Reports to Executive Management and Board of Directors concerning the banks overall compliance laws and regulations. May be required to analyze data and audit results to help maintain a clearly defined program for complying with all applicable laws, regulations, and policies. In case of any violation of rules, initiates an investigative procedure to handle the problem.
  7. Leads the efforts and preparation of compliance audits and regulatory exams including engagement and scope of both areas. Coordinates the efforts and delegates to the appropriate management team to ensure all material is gathered timely and accurately. Attends overall exit meetings for all audits and exams. Reports to Board of Directors for final reports as required.
  8. Manages Bank’s CRA program. Coordinates efforts with appropriate staff members to determine compliance and reporting according to current asset size and regulatory requirements. Reviews and conducts analysis of CRA data.

SKILLS & ABILITIES

Education:

  • Bachelor’s degree in business, Finance, or relevant course of study preferred.

Experience:

  • Five or more years of recent experience which includes in-depth working knowledge of all banking and compliance regulations applicable to deposit, loans, and operations is required.

SUPERVISORY RESPONSIBILITIES

This position requires supervision of others.

  • Compliance Officer

    3 weeks ago

    Austin, United States The Reserves Network Inc Full time

    Job DescriptionJob DescriptionA Compliance Officer is needed to fill a new position for a well-respected client headquartered in Texas. Apply today to take advantage of this unique and exciting opportunity!WHAT IS GREAT ABOUT THIS OPPORTUNITY?Lead and shape the Compliance Program for a prominent hospital, influencing the organization's ethical...

  • Compliance Officer

    3 weeks ago

    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage-backed securities strategy. This position works closely with Amherst’s Investment Operations and Portfolio Management areas. This position proactively works...

  • Compliance Officer

    3 weeks ago

    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage-backed securities strategy. This position works closely with Amherst’s Investment Operations and Portfolio Management areas. This position proactively works...

  • Compliance Officer

    3 weeks ago

    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amhersts RIA compliance program with an emphasis on initiatives relating to the firms mortgage-backed securities strategy. This position works closely with Amhersts Investment Operations and Portfolio Management areas. This position proactively works with...

  • Compliance Officer

    3 weeks ago

    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage-backed securities strategy. This position works closely with Amherst’s Investment Operations and Portfolio Management areas. This position proactively works...

  • Compliance Officer

    1 day ago

    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amhersts RIA compliance program with an emphasis on initiatives relating to the firms mortgage-backed securities strategy. This position works closely with Amhersts Investment Operations and Portfolio Management areas. This position proactively works with...

  • Compliance Officer

    2 days ago

    Austin, United States Amherst Full time

    The Senior Compliance Officer will assist with the effective implementation and administration of Amherst’s RIA compliance program with an emphasis on initiatives relating to the firm’s mortgage-backed securities strategy. This position works closely with Amherst’s Investment Operations and Portfolio Management areas. This position proactively works...

  • Compliance Officer

    1 week ago

    Austin, United States Amherst Holdings LLC Full time

    The Amherst Group of companies comprise of leading real estate investment and advisory firms with a mission to transform the way real estate is owned, financed and managed. Amherst leverages its proprietary data, analytics, technology, and decades of experience to seek solutions for a fragmented, slow-to-evolve real estate ecosystem and to materially improve...

  • Compliance Officer

    4 weeks ago

    Austin, TX, United States Larson Maddox Full time

    A long standing community bank is looking to add a Compliance Officer to their team! In this role, you will be ensuring compliance with State and Federal consumer protection regulations. This role reports to the SVP of Compliance and sits 5 days in office in Austin, Texas. Responsibilities: Assist in managing the Bank's CRA program & Fair Lending program...

  • Associate Systemwide Compliance Officer

    2 days ago

    Austin, United States The University of Texas System Full time

    **FLSA Status**: Exempt **Earliest Start Date**: Immediately **Salary**: Salary commensurate with experience **Hours per Week**: 40.00 Standard from 8:00 AM to 5:00 PM **Hiring Department**: Systemwide Compliance **Required Application Materials**: **About Us**: For more than 140 years, The University of Texas System has improved the lives of Texans —...

  • Compliance Officer

    1 month ago

    Austin, United States Capstone Corporation Full time

    The Compliance Officer is an integral part of the compliance team assisting in the creation of new programs, projects and the overall direction of the Compliance Department. Under the direction of the Director of Affordable Housing Compliance, this position oversees affordable compliance projects and is responsible for the assigned daily, weekly, monthly and...

  • Compliance Officer

    1 day ago

    Austin, United States Capstone Corporation Full time

    The Compliance Officer is an integral part of the compliance team assisting in the creation of new programs, projects and the overall direction of the Compliance Department. Under the direction of the Director of Affordable Housing Compliance, this position oversees affordable compliance projects and is responsible for the assigned daily, weekly, monthly and...

  • IACUC Specialist, Office of Research Support and Compliance

    2 weeks ago

    Austin, United States University of Texas at Austin Full time

    Job Posting Title: IACUC Specialist, Office of Research Support and Compliance * --- Hiring Department: Office of Research Support and Compliance * --- Position Open To: All Applicants * --- Weekly Scheduled Hours: 40 * --- FLSA Status: Exempt * --- Earliest Start Date: Immediately * --- Position Duration: Expected to Continue *...

  • IACUC Specialist, Office of Research Support and Compliance

    2 days ago

    Austin, United States University of Texas at Austin Full time

    Job Posting Title: IACUC Specialist, Office of Research Support and Compliance * --- Hiring Department: Office of Research Support and Compliance * --- Position Open To: All Applicants * --- Weekly Scheduled Hours: 40 * --- FLSA Status: Exempt * --- Earliest Start Date: Immediately * --- Position Duration: Expected to Continue *...

  • Chief Compliance Officer

    4 weeks ago

    Austin, United States JTC PLC Full time

    ROLE OVERVIEW PURPOSE OF JOB As the Chief Compliance Officer, you will be responsible for developing, implementing, and overseeing the company's compliance program. You will work closely with various departments to identify and mitigate compliance risks, ensuring that the organization operates within the boundaries of applicable laws and regulations. As...

  • Chief Compliance Officer

    2 days ago

    Austin, United States JTC PLC Full time

    ROLE OVERVIEW PURPOSE OF JOB As the Chief Compliance Officer, you will be responsible for developing, implementing, and overseeing the company's compliance program. You will work closely with various departments to identify and mitigate compliance risks, ensuring that the organization operates within the boundaries of applicable laws and regulations. As...

  • Risk & Compliance Lawyer

    2 weeks ago

    Austin, United States Kennedys Full time

    To work competently as a Risk & Compliance Lawyer to manage and maintain the firm's risk and compliance framework across all of the firm's US offices while maintaining the high standard of service offered to the firm's clients. Team Kennedys is a global, UK-based firm, and has had a presence in the US since 2017, following a merger with US-based insurance...

  • Compliance Coordinator

    2 weeks ago

    Austin, United States Tarleton State University Full time

    Job Title Compliance Coordinator Agency Tarleton State University Department Environmental Health and Safety Proposed Minimum Salary Commensurate Job Location Stephenville, Texas Job Type Staff Job Description The Compliance Coordinator, under the supervision of the Director of Risk Management, provides administrative support to the Campus...

  • Compliance Coordinator

    2 days ago

    Austin, United States Tarleton State University Full time

    Job Title Compliance Coordinator Agency Tarleton State University Department Environmental Health and Safety Proposed Minimum Salary Commensurate Job Location Stephenville, Texas Job Type Staff Job Description The Compliance Coordinator, under the supervision of the Director of Risk Management, provides administrative support to the Campus...

  • Director of Compliance Division

    2 days ago

    Austin, United States Texas Department of Transportation Full time

    **Director of Compliance Division** **-** **(**2401496**)** **Position Information** The Texas Department of Transportation is on the search for a Director for its Compliance Division based in Austin, Texas. If you have strong leadership and managerial skills, ability to make quick and important decisions and lead a team of highly qualified professionals...