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Trade Margin Specialist

3 months ago


New York, United States TradeZero America Full time

Margin Specialist

TradeZero America, a growing broker dealer in the fintech space is seeking an experienced Brokerage Operations Specialist for its New York office. The employee will report to the Senior Margin Analyst. The primary responsibility will be to assist with managing retail clients day-to-day margin requirements. The candidate must be fully knowledgeable of:

- FINRA and SEC guidelines, rules and regulations

- Reg T margin requirements

- Pattern Day Trading rules

- Corporate Actions

- Trade settlement / Trade Corrections

- Order management system(s)

- Trade Analytics

The candidate will also cross-functionally with other teams at the company, specifically with engineers / dev teams.

3+ years experience

FINRA series 7 a must

FINRA series 24 to be taken in a timely manner

FINRA series 99 (not required but will be considered)