Compliance & Risk Manager - Associate Investment Manager
1 month ago
Are you looking for an opportunity to advance your risk management career? Are you ready to work at the largest public pension fund in the United States? Do you like working in a continuously evolving environment? As a direct report to the Deputy Chief Risk and Compliance Officer, the Compliance & Risk Manager oversees and directs a team with a variety of risk and compliance activities. The Compliance & Risk Manager’s responsibilities include providing compliance advisory services to Investments and Benefits Divisions, managing compliance on-boarding of Investments and Benefits teams as required, enhance conflicts of interest monitoring, oversee third-party risk, lead risk assessment oversight and consultation, and manage personal trading monitoring.
Duties includebut are not limited to:
Provide business partners in Investments and Benefits necessary advice and guidance on compliance and risk management topics including feedback and appropriate challenge on risk control self-assessments, mitigation plans and issues management.
Develop and implement compliance systems and tools to conduct necessary surveillance and monitoring of personal trading, ethics, disclosure laws, regulations and policies.
Direct comprehensive forensic analysis of the Investments and Benefits activities and employee transactions including various levels of investigation, research, and collaboration with the Legal Office to ensure compliance with the Regulations.
Develop and manage a robust conflict of interest review process (e.g., Compliance Control Room).
Facilitatescompliance reviews on an ongoing review cycle to provide a compliance assessment of program policies, processes and functions.
T
elework Information : This position is eligible for hybrid work schedule, with up to two days of remote work and three days or more onsite, per week.
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