Senior Compliance Officer

2 weeks ago


Dallas, United States Western Alliance Bank Full time

The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role provides second-line independent oversight and guidance regarding business produc Compliance Officer, Advisor, Dance, Officer, Compliance, Compliance Manager, Banking



  • Dallas, United States Western Alliance Bancorporation Full time

    The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role provides second-line independent oversight and guidance regarding business produc Compliance Officer, Advisor, Dance, Officer, Compliance, Compliance Manager, Banking


  • Dallas, United States Comerica Full time

    Deputy Chief Compliance Officer The Deputy Chief Compliance Officer role provides support to the Chief Compliance Officer (CCO) in managing the Compliance function within the organization. The Deputy CCO will be responsible for providing guidance and oversight across various aspects of the compliance management program, ensuring that teams are proactively...


  • Dallas, United States Dallas County (TX) Full time

    Responsible for the development, oversight and maintenance of Dallas County's Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/HUB/DBE utilization; Ensures prime contractor adherence to the SBE participation included in construction, Supplies/Services and Professional Services contracts;...


  • Dallas, United States JLL Full time

    JLL supports the Whole You, personally and professionally. Our people at JLL are shaping the future of real estate for a better world by combining world class services, advisory and technology to our clients. We are committed to hiring the best, most talented people in our industry; and we support them through professional growth, flexibility, and...


  • Dallas, United States Dallas County (TX) Full time

    Responsible for the development, oversight and maintenance of Dallas County's Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/HUB/DBE utilization; Ensures prime contractor adherence to the SBE participation included in construction, Supplies/Services and Professional Services contracts;...

  • MASTER PROFILE

    2 days ago


    Dallas, United States Always Best Care Senior Service Full time

    **EDIT Since 1996, Always Best Care has helped families with non-medical in-home care and assisted living placement services along with skilled home health care. Always Best Care clients receive extraordinary care in an inspiring environment with caring people. Our Care Coordinators have worked with more than 25,000 seniors across the country. We hire...


  • Dallas, United States Comerica Full time

    Compliance Specialist II, Assistant Vice President The Compliance Specialist II is responsible for providing guidance and direction with respect to compliance with laws and regulations with direction and/or input from management. This includes ongoing guidance as well as assisting with the managing of implementation processes. This position will also assist...

  • Compliance Specialist

    3 weeks ago


    Dallas, United States Comerica Full time

    Compliance Specialist II, Assistant Vice PresidentThe Compliance Specialist II is responsible for providing guidance and direction with respect to compliance with laws and regulations with direction and/or input from management. This includes ongoing guidance as well as assisting with the managing of implementation processes. This position will also assist...


  • Dallas, United States Stealth Recruiting Services Full time

    Job DescriptionJob Description95k to 110kJob DescriptionThe Senior Compliance Auditor has the primary responsibility to conduct global sales and marketing compliance audits for the US operating divisions and international affiliates.Scope may include but not limited to compliance audits in the following broadly described areas:Research FundingNo-Charge...


  • Dallas, United States TrinityRail Full time

    Trinity Industries is hiring an IT Governance, Risk, and Compliance Manager in our Dallas, TX office. The IT Governance, Risk, and Compliance (IT GRC) Manager functions within the Information GRC (IGRC) team, reporting to the Senior Director of IGRC within the Information Risk Management organization. The IT GRC Manager will be responsible for the execution...


  • Dallas, United States Trinity Industries Full time

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    Senior Philanthropic Officer (SPO) page is loaded Senior Philanthropic Officer (SPO) Apply locations Dallas time type Full time posted on Posted 2 Days Ago job requisition id 24017702 Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we...


  • Dallas, United States Comerica Full time

    Manager Compliance Advisory Retail The Retail Compliance Advisory Manager will provide guidance and direction to Retail line of business on the organization's Compliance program and serve as a trusted advisor to Retail leadership. This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact for...


  • Dallas, United States Trinity Industries, Inc. Full time

    Trinity Industries is hiring an IT Governance, Risk, and Compliance Manager in our Dallas, TX office.The IT Governance, Risk, and Compliance (IT GRC) Manager functions within the Information GRC (IGRC) team, reporting to the Senior Director of IGRC within the Information Risk Management organization. The IT GRC Manager will be responsible for the execution...


  • Dallas, United States Trinity Industries, Inc. Full time

    Trinity Industries is hiring an IT Governance, Risk, and Compliance Manager in our Dallas, TX office.The IT Governance, Risk, and Compliance (IT GRC) Manager functions within the Information GRC (IGRC) team, reporting to the Senior Director of IGRC within the Information Risk Management organization. The IT GRC Manager will be responsible for the execution...


  • Dallas, United States Trinity Industries, Inc. Full time

    Trinity Industries is hiring an IT Governance, Risk, and Compliance Manager in our Dallas, TX office.The IT Governance, Risk, and Compliance (IT GRC) Manager functions within the Information GRC (IGRC) team, reporting to the Senior Director of IGRC within the Information Risk Management organization. The IT GRC Manager will be responsible for the execution...

  • Senior Manager

    4 weeks ago


    Dallas, Texas, United States IQ-EQ Full time

    Job Description Candidates must reside in or within commutable distance from the following locations: Dallas; Fort Worth; Chicago; New York; New Jersey; Long Island; or San Francisco.  Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous...


  • Dallas, United States Axis Energy Administration Full time

    Description The Risk & Compliance Manager ensures that the organization conducts its business processes in compliance with laws and regulations, professional standards, and accepted business practices and is responsible for managing the risk insurance programs that ensure that our company remains fully compliant with relevant local, state, and federal...


  • Dallas, United States Axis Energy Services Full time

    ***TO APPLY, VISIT OUR COMPANY WEBSITE:Job Postings | Axis Energy Services (axisofs.com)The Risk & Compliance Manager ensures that the organization conducts its business processes in compliance with laws and regulations, professional standards, and accepted business practices and is responsible for managing the risk insurance programs that ensure that our...


  • Dallas, United States Dagen Personnel LLC Full time

    Job Title: Director of Compliance Firm Summary: A SEC-registered investment adviser that employs an event-driven long/short equity investment strategy focused on the biotechnology sector. The firm launched in 2016 and invests in both the public and private markets on behalf of hedge funds and separate account clients. Position Responsibilities: Manage the...