Internal Audit Manager

2 weeks ago


New York, United States EXL Full time
Position Overview:

As a Governance, Risk, and Compliance Analyst with a focus on AI governance, you will play a crucial role in ensuring the integrity, security, and compliance of our IT systems and processes, particularly those incorporating artificial intelligence (AI) technologies. You will be responsible for conducting IT General Controls (ITGC) assessments, business controls testing, performing SOX testing, and contributing to audit and risk management initiatives. Additionally, you will lead efforts to establish and maintain effective governance frameworks for AI applications.

Key Responsibilities:
  • Plan, execute, and document testing procedures for Sarbanes-Oxley (SOX) compliance, with a focus on controls governing AI-related processes and technologies.
  • Conduct IT General Controls (ITGC) assessments to evaluate the effectiveness of internal controls related to both traditional IT systems and AI applications, including data governance, model development, and algorithmic decision-making processes.
  • Conduct business controls testing to assess the design and operating effectiveness of business process controls, ensuring alignment with regulatory requirements and industry best practices.
  • Collaborate with internal audit teams to identify control deficiencies, assess risks, and recommend corrective actions related to AI governance, IT General Controls, business controls, and compliance.
  • Lead the development and implementation of AI governance frameworks, policies, and procedures to ensure ethical use, transparency, and accountability in AI-driven decision-making.
  • Stay abreast of emerging trends and regulatory changes in AI governance, risk, and compliance, and propose proactive measures to address evolving threats and vulnerabilities.
  • Support cross-functional teams in the integration of AI technologies into governance, risk, and compliance processes, while ensuring alignment with ethical and regulatory requirements.
  • Provide guidance and training to internal stakeholders on AI governance principles, IT General Controls, business controls testing, and compliance considerations.
Qualifications:
  • Bachelor's degree in Information Technology, Computer Science, Accounting, Finance, or related field. Advanced degree or relevant certifications (e.g., CISA, CIA, CRISC, AI-related certifications) preferred.
  • 10 years of experience in risk management, compliance, and audit, with a demonstrated understanding of AI technologies and their governance implications.
  • Strong knowledge of Sarbanes-Oxley (SOX) compliance requirements, audit methodologies, IT General Controls (ITGC) principles, and business controls testing.
  • Familiarity with ethical AI principles, algorithmic transparency, and fairness considerations in AI-driven decision-making processes.
  • Excellent analytical, problem-solving, and communication skills, with the ability to effectively interact with diverse stakeholders at all levels of the organization.
  • Proven ability to work independently, prioritize tasks, and meet deadlines in a fast-paced environment.
Other details
  • Pay Type Salary
  • Min Hiring Rate $95,000.00
  • Max Hiring Rate $100,000.00


Apply Now
  • Audit Manager

    2 months ago


    New York, New York, United States Paritas Recruitment - Audit Full time

    The Audit Manager will support the Head of US Audit to lead a small team of Assistant Audit Managers and additional resource provided by their co-source internal audit provider on occasion. It is essential that the Audit Manager has a proven track record of leading and managing internal audits within a financial services firm.The ideal candidate would have...


  • New York, United States Smith Arnold Partners Full time

    Are you looking for a path to a Controllership position via internal audit? Our client, a global industrial organization with a storied history and a great future is looking for a high potential Internal Audit Manager. The audits are financially focused and the position is geared towards grooming future leaders of the company, with a likely path into...


  • New York, New York, United States Warner Music Group Full time

    Job Description:At Warner Music Group, we're a global collective of music makers and music lovers, tech innovators and inspired entrepreneurs, game-changing creatives and passionate team members. Here, we know that each talent makes our collective bolder and brighter.We are guided by four core principles that underpin everything we do across all our diverse...


  • New York, New York, United States Bally's Atlantic City Full time

    Performs or leads a team in the planning and execution of regulatory, financial (SOX), operational (gaming and non-gaming) and IT audits and special projects and interact with mid-senior management in the presentation and discussion of audit findings. This includes the following functions: Audit department executive pursuant to 13:69D-1.11(b)2...

  • Internal Audit Interns

    3 months ago


    New York, United States Touro University New York Full time

    Overview: The Touro University Virtual Internship is one of America's most ambitious programs for internal audit stewardship. The purpose of the Touro University Auditing Internship program is to provide gifted and highly motivated professionals and students with experience in the process of internal auditing. By participating in this program, the Internal...


  • New York, New York, United States Tandym group Full time

    A prominent financial services organization is seeking a seasoned and proactive professional to join their team as the new Senior Manager - Internal Audit. In this pivotal role, the Senior Manager - Internal Audit will oversee intricate and essential audits and evaluations within a risk and control framework, collaborating closely with the global audit...


  • New York, New York, United States Amalgamated Bank Full time

    Job SummaryAmalgamated Bank is seeking a highly skilled Senior Internal Auditor to join our team. As a Senior Internal Auditor, you will be responsible for performing individual internal audit projects, developing internal audit scope, performing internal audit procedures, and preparing internal audit reports.Key ResponsibilitiesDevelop and maintain risk...


  • New York, New York, United States Webster Bank Full time

    Join Our Esteemed Team at Webster BankAt Webster Bank, we are dedicated to fostering a rewarding career environment. Since our inception in 1935, our mission has centered around prioritizing the needs of individuals, families, businesses, and our employees, helping them achieve their financial aspirations. As a leading commercial bank, we are committed to...


  • New York, New York, United States WPP Full time

    About the RoleWe are seeking an experienced Audit Manager to join our Americas Audit team at WPP. As an Audit Manager, you will play a key role in supporting our internal audit function, providing assurance on the effectiveness of our risk management and control processes.Key ResponsibilitiesDevelop and execute internal audits to assess risk and control...


  • New York, United States PayPal Holdings, Inc. Full time

    This position will be responsible for supporting completion of the Internal Audit Plan, leading audits in regulatory compliance focused areas, specifically Fraud, Anti-Money Laundering and Sanctions. Job Description:Execution of the global compliance Audit Manager, Internal Auditor, Financial, Internal, Manager, Project Management, Business Services


  • New York, New York, United States Touro University New York Full time

    Position Overview:The Touro University New York Virtual Internship program stands as a leading initiative in the realm of internal audit management. This internship is designed for talented and driven individuals seeking to gain hands-on experience in the internal auditing field. As an Internal Audit Intern, you will acquire valuable insights into the...


  • New York, New York, United States Webster Bank Full time

    Join Our Esteemed Team at Webster BankAt Webster Bank, we pride ourselves on fostering a workplace that prioritizes the needs of our clients and employees alike. Established in 1935, our mission has always been to support individuals, families, and businesses in achieving their financial goals. As a leading commercial bank, we are dedicated to serving our...


  • New York, New York, United States Empire State Full time

    Job Overview*Position requires a combination of onsite and hybrid work arrangements.PRIMARY OBJECTIVE:Conduct thorough and independent evaluations of internal processes at Empire State, focusing on financial, operational, compliance, and program audits. The goal is to assess and enhance the internal control systems and the overall efficiency of...


  • New York, New York, United States New York University Full time

    Position Overview:As a key member of the NYU Internal Audit and Enterprise Risk Management team, the Internal Audit Specialist will contribute significantly to the core audit functions.Key Responsibilities:The Internal Audit Specialist will conduct comprehensive financial, compliance, and operational audits. These audits will be executed in alignment with...


  • New York, New York, United States Touro University Full time

    Job SummaryThe Touro University Internal Audit Internship is a unique opportunity for individuals to gain hands-on experience in the field of internal auditing. As an Internal Audit Intern, you will work closely with experienced team members to develop your skills and knowledge in audit reviews, policy analysis, and regulatory...


  • New York, New York, United States Oppenheimer & Co. Inc. Full time

    Job Opportunity: Internal Audit Professional**About Us**Oppenheimer & Co. Inc. is a leading middle-market investment bank and full-service broker-dealer with a rich history dating back to 1881. Our company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading,...

  • Internal Audit Lead

    2 weeks ago


    New York, New York, United States VED Software Services, Inc. Full time

    Position Overview:The Audit Supervisor will play a crucial role in overseeing the internal audit functions within the organization, specifically focusing on the corporate and investment banking sectors.Key Responsibilities:Conduct thorough audits within the Investment Banking division, ensuring compliance with regulatory standards and internal...


  • New York, New York, United States New York University Full time

    Position Overview:The Staff Auditor plays a crucial role within the NYU Internal Audit and Enterprise Risk Management department, contributing to the core internal audit team.Key Responsibilities:The Staff Auditor will engage in a variety of audits, focusing on financial, compliance, and operational aspects. These audits will be conducted in alignment with...


  • New York, New York, United States Citigroup Inc Full time

    Job Summary:The Senior Vice President of Internal Audit Management is a senior-level management position responsible for overseeing the Internal Audit function at Citigroup Inc. This role requires a high degree of expertise in audit management, risk assessment, and business process improvement.Key Responsibilities:Develop and execute a comprehensive audit...


  • New York, New York, United States New York University Full time

    Position Overview:The Staff Auditor plays a crucial role within the NYU Internal Audit and Enterprise Risk Management department, contributing to the core audit team.Key Responsibilities:The Staff Auditor will conduct comprehensive financial, compliance, and operational audits, ensuring adherence to established standards and regulations.Essential...